FORM D
Notice of Exempt Offering of Securities

UNITED STATES SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C.

OMB APPROVAL
OMB Number: 3235-0076
Estimated Average burden hours per response: 4.0
1. Issuer's Identity
CIK (Filer ID Number)Previous Name(s)Checkbox checkedNoneEntity Type
0001871300
Radio button not checkedCorporation
Radio button not checked Limited Partnership
Radio button not checked Limited Liability Company
Radio button not checked General Partnership
Radio button not checked Business Trust
Radio button checkedOther
Delaware Statutory Trust
 
Name of Issuer
 Northeast Multifamily DST
Jurisdiction of Incorporation/Organization
DELAWARE 
Year of Incorporation/Organization
Radio button not checkedOver Five Years Ago
Radio button checkedWithin Last Five Years (Specify Year)
2021
Radio button not checkedYet to Be Formed
 
  
  
 
2. Principal Place of Business and Contact Information
Name of Issuer
 Northeast Multifamily DST
Street Address 1Street Address 2
 C/O INLAND PRIVATE CAPITAL CORPORATION
 2901 BUTTERFIELD ROAD
CityState/Province/CountryZIP/Postal CodePhone No. of Issuer
 OAK BROOK
 ILLINOIS
 
 60523
 (630) 218-8000 



3. Related Persons

Last NameFirst NameMiddle Name
Inland Private Capital Corporation
N/A
Street Address 1Street Address 2
 2901 Butterfield Road 
 
CityState/Province/CountryZIP/Postal Code
 Oak Brook
 ILLINOIS
 60523
 
Relationship:Checkbox checkedExecutive OfficerCheckbox not checkedDirectorCheckbox not checkedPromoter
Clarification of Response (if Necessary)
Sponsor of the Issuer


Last NameFirst NameMiddle Name
Northeast Multifamily Exchange, L.L.C.
N/A
Street Address 1Street Address 2
 c/o Inland Private Capital Corporation 
 2901 Butterfield Road
CityState/Province/CountryZIP/Postal Code
 Oak Brook
 ILLINOIS
 60523
 
Relationship:Checkbox checkedExecutive OfficerCheckbox not checkedDirectorCheckbox not checkedPromoter
Clarification of Response (if Necessary)
Signatory Trustee of the Issuer


Last NameFirst NameMiddle Name
Northeast Multifamily, L.L.C.
N/A
Street Address 1Street Address 2
 c/o Inland Private Capital Corporation 
 2901 Butterfield Road
CityState/Province/CountryZIP/Postal Code
 Oak Brook
 ILLINOIS
 60523
 
Relationship:Checkbox checkedExecutive OfficerCheckbox not checkedDirectorCheckbox not checkedPromoter
Clarification of Response (if Necessary)
Depositor of the Issuer


Last NameFirst NameMiddle Name
Lampi
Keith
D.
Street Address 1Street Address 2
 c/o Inland Private Capital Corporation 
 2901 Butterfield Road
CityState/Province/CountryZIP/Postal Code
 Oak Brook
 ILLINOIS
 60523
 
Relationship:Checkbox checkedExecutive OfficerCheckbox not checkedDirectorCheckbox not checkedPromoter
Clarification of Response (if Necessary)
President of the sole member of the Signatory Trustee of the Issuer




4. Industry Group
 Radio button not checkedAgriculture
Banking & Financial Services
 Radio button not checked Commercial Banking
 Radio button not checked Insurance
 Radio button not checkedInvesting
 Radio button not checked Investment Banking
 Radio button not checked Pooled Investment Fund

 Radio button not checkedOther Banking & Financial Services
Radio button not checked Business Services
Energy
 Radio button not checked Coal Mining
 Radio button not checked Electric Utilities
 Radio button not checked Energy Conservation
 Radio button not checked Environmental Services
 Radio button not checked Oil & Gas
 Radio button not checked Other Energy
Health Care
 Radio button not checked Biotechnology
 Radio button not checked Health Insurance
 Radio button not checked Hospitals & Physicians
 Radio button not checked Pharmaceuticals
 Radio button not checked Other Health Care
   
   
   
  
Radio button not checked Manufacturing
Real Estate
 Radio button not checkedCommercial
 Radio button not checkedConstruction
 Radio button not checkedREITS & Finance
 Radio button not checkedResidential
Radio button checkedOther Real Estate
Radio button not checked Retailing
Radio button not checkedRestaurants
Technology
Radio button not checked Computers
Radio button not checked Telecommunications
Radio button not checked Other Technology
Travel
Radio button not checked Airlines & Airports
Radio button not checked Lodging & Conventions
Radio button not checked Tourism & Travel Services
Radio button not checked Other Travel
Radio button not checkedOther

  
   
5. Issuer Size
Revenue RangeAggregate Net Asset Value Range
Radio button not checkedNo RevenuesRadio button not checked No Aggregate Net Asset Value
Radio button not checked $1 - $1,000,000Radio button not checked$1 - $5,000,000
Radio button not checked $1,000,001 - $5,000,000Radio button not checked $5,000,001 - $25,000,000
Radio button not checked$5,000,001 - $25,000,000Radio button not checked $25,000,001 - $50,000,000
Radio button not checked$25,000,001 - $100,000,000Radio button not checked $50,000,001 - $100,000,000
Radio button not checked Over $100,000,000Radio button not checked Over $100,000,000
Radio button checked Decline to Disclose Radio button not checkedDecline to Disclose
Radio button not checked Not ApplicableRadio button not checked Not Applicable

 
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
Checkbox not checkedRule 504(b)(1) (not (i), (ii)
or (iii))		Checkbox checkedRule 506(b)      
Checkbox not checkedRule 504 (b)(1)(i) Checkbox not checkedRule 506(c)
Checkbox not checkedRule 504 (b)(1)(ii) Checkbox not checkedSecurities Act Section 4(a)(5)
Checkbox not checkedRule 504 (b)(1)(iii)Checkbox not checkedInvestment Company Act Section 3(c)
 
 

7. Type of Filing
Checkbox not checked New Notice Date of First Sale 
2021-07-20
Checkbox not checked First Sale Yet to Occur
Checkbox checked Amendment


 
 
8. Duration of Offering
Does the Issuer intend this offering to last more than one year? Radio button not checked Yes Radio button checked No
 
 
9. Type(s) of Securities Offered (select all that apply)
Checkbox not checkedPooled Investment Fund InterestsCheckbox checkedEquity
Checkbox not checkedTenant-in-Common Securities Checkbox not checkedDebt
Checkbox not checkedMineral Property SecuritiesCheckbox not checkedOption, Warrant or Other Right to Acquire Another Security
Checkbox not checkedSecurity to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire SecurityCheckbox not checkedOther (describe)
 
 
 
10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? Radio button not checked Yes Radio button checked No
Clarification of Response (if Necessary)
 
 
 
11. Minimum Investment
Minimum investment accepted from any outside investor$
 25000
USD

12. Sales Compensation
Recipient Recipient CRD NumberCheckbox not checkedNone
 Avantax Investment Services, Inc.
 13686
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
3200 Olympus Boulevard
Suite 100
City State/Province/CountryZIP/Postal Code
 Dallas
 TEXAS
 75019
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
COLORADO
DELAWARE
FLORIDA
NEW JERSEY
NEW YORK
PENNSYLVANIA
VIRGINIA
WASHINGTON
Recipient Recipient CRD NumberCheckbox not checkedNone
 DAI Securities LLC
 36673
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
2200 Century Parkway NE
Suite 435
City State/Province/CountryZIP/Postal Code
 Atlanta
 GEORGIA
 30345
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ILLINOIS
Recipient Recipient CRD NumberCheckbox not checkedNone
 Kalos Capital, Inc.
 44337
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
11525 Park Woods Circle
Suite 280
City State/Province/CountryZIP/Postal Code
 Alpharetta
 GEORGIA
 30005
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
TEXAS
Recipient Recipient CRD NumberCheckbox not checkedNone
 Purshe Kaplan Sterling Investments
 35747
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
80 State Street
 
City State/Province/CountryZIP/Postal Code
 Albany
 NEW YORK
 12207
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
OHIO
Recipient Recipient CRD NumberCheckbox not checkedNone
 Whitehall-Parker Securities, Inc.
 10608
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
117 Paul Drive
Suite B
City State/Province/CountryZIP/Postal Code
 San Rafael
 CALIFORNIA
 94903
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
Recipient Recipient CRD NumberCheckbox not checkedNone
 Concorde Investment Services, LLC
 151604
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
19500 Victor Parkway
Suite 550
City State/Province/CountryZIP/Postal Code
 Livonia
 MICHIGAN
 48152
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
Recipient Recipient CRD NumberCheckbox not checkedNone
 Lincoln Financial Advisors Corporation
 3978
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
1301 South Harrison Street
Suite 150
City State/Province/CountryZIP/Postal Code
 Fort Wayne
 INDIANA
 46802
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ALABAMA
CALIFORNIA
HAWAII
UTAH
WYOMING
Recipient Recipient CRD NumberCheckbox not checkedNone
 Centaurus Financial, Inc.
 30833
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
2300 E. Katella Avenue
Suite 200
City State/Province/CountryZIP/Postal Code
 Anaheim
 CALIFORNIA
 92806
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
Recipient Recipient CRD NumberCheckbox not checkedNone
 Sagepoint Financial, Inc.
 133763
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
20 E. Thomas Road
Suite 2000
City State/Province/CountryZIP/Postal Code
 Phoenix
 ARIZONA
 85012
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
HAWAII
KANSAS
WASHINGTON
Recipient Recipient CRD NumberCheckbox not checkedNone
 Western International Securities, Inc.
 39262
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
70 S. Lake Avenue
Suite 700
City State/Province/CountryZIP/Postal Code
 Pasadena
 CALIFORNIA
 91101
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
Recipient Recipient CRD NumberCheckbox not checkedNone
 Ameritas Investment Company, LLC
 14869
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
5900 "O" Street
 
City State/Province/CountryZIP/Postal Code
 Lincoln
 NEBRASKA
 68510
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
NEBRASKA
Recipient Recipient CRD NumberCheckbox not checkedNone
 Cetera Advisor Networks LLC
 13572
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
200 N. Pacific Coast Highway
Suite 1300
City State/Province/CountryZIP/Postal Code
 El Segundo
 CALIFORNIA
 90245
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
COLORADO
MARYLAND
OREGON
Recipient Recipient CRD NumberCheckbox not checkedNone
 Stifel Nicolaus & Company, Incorporated
 793
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
501 North Broadway
 
City State/Province/CountryZIP/Postal Code
 St. Louis
 MISSOURI
 62102
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
FLORIDA
KANSAS
WISCONSIN
Recipient Recipient CRD NumberCheckbox not checkedNone
 Capulent LLC
 155155
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
4144 N. 44th Street
Suite 3
City State/Province/CountryZIP/Postal Code
 Phoenix
 ARIZONA
 85018
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
NEW JERSEY
Recipient Recipient CRD NumberCheckbox not checkedNone
 Cambridge Investment Research, Inc.
 39543
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
1776 Pleasant Plain Road
 
City State/Province/CountryZIP/Postal Code
 Fairfield
 IOWA
 52556
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
LOUISIANA
MASSACHUSETTS
NEW JERSEY
TEXAS
WASHINGTON
Recipient Recipient CRD NumberCheckbox not checkedNone
 Woodbury Financial Services, Inc.
 421
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
7755 3rd Street North
 
City State/Province/CountryZIP/Postal Code
 Oakdale
 MINNESOTA
 55128
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
COLORADO
MINNESOTA
PENNSYLVANIA
WISCONSIN
Recipient Recipient CRD NumberCheckbox not checkedNone
 Lincoln Financial Securities Corporation
 3870
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
1301 South Harrison Street
 
City State/Province/CountryZIP/Postal Code
 Fort Wayne
 INDIANA
 46802
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
IOWA
Recipient Recipient CRD NumberCheckbox not checkedNone
 Triad Advisors LLC
 25803
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
5155 Peachtree Parkway
Suite 3220
City State/Province/CountryZIP/Postal Code
 Norcross
 GEORGIA
 30092
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
NORTH CAROLINA
RHODE ISLAND
Recipient Recipient CRD NumberCheckbox not checkedNone
 Crown Capital Securities, L.P.
 6312
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
725 Town & Country Road
Suite 530
City State/Province/CountryZIP/Postal Code
 Orange
 CALIFORNIA
 92868
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ARIZONA
CALIFORNIA
IOWA
Recipient Recipient CRD NumberCheckbox not checkedNone
 Arkadios Capital
 282710
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
309 East Paces Ferry Road
Suite 1000
City State/Province/CountryZIP/Postal Code
 Atlanta
 GEORGIA
 30305
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
NEW JERSEY
Recipient Recipient CRD NumberCheckbox not checkedNone
 Independence Capital Co., Inc.
 24723
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
5579 Pearl Road
Suite 100
City State/Province/CountryZIP/Postal Code
 Parma
 OHIO
 44129
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
OHIO
Recipient Recipient CRD NumberCheckbox not checkedNone
 Colorado Financial Service Corporation
 104343
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
188 Inverness Drive West
Suite 100
City State/Province/CountryZIP/Postal Code
 Centennial
 COLORADO
 80112
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
NEVADA
Recipient Recipient CRD NumberCheckbox not checkedNone
 Royal Alliance Associates, Inc.
 23131
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
10 Exchange Place
Suite 1410
City State/Province/CountryZIP/Postal Code
 Jersey City
 NEW JERSEY
 07302
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
NEW YORK
Recipient Recipient CRD NumberCheckbox not checkedNone
 Independent Financial Group, LLC
 7717
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
12671 High Bluff Drive
Suite 200
City State/Province/CountryZIP/Postal Code
 San Diego
 CALIFORNIA
 92130
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CALIFORNIA
Recipient Recipient CRD NumberCheckbox not checkedNone
 National Securities Corporation
 7569
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
5000 T-Rex Avenue
Suite 300
City State/Province/CountryZIP/Postal Code
 Boca Raton
 FLORIDA
 33431
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
NEW YORK
Recipient Recipient CRD NumberCheckbox not checkedNone
 American Portfolios Financial Services, Inc.
 18487
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
4250 Veterans Memorial Highway
4th Floor East
City State/Province/CountryZIP/Postal Code
 Holbrook
 NEW YORK
 11741
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
CONNECTICUT
Recipient Recipient CRD NumberCheckbox not checkedNone
 Concourse Financial Group Securities, Inc.
 15708
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
2801 Highway 280 South
 
City State/Province/CountryZIP/Postal Code
 Birmingham
 ALABAMA
 35223
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
MINNESOTA
Recipient Recipient CRD NumberCheckbox not checkedNone
 Wintrust Investments LLC
 875
(Associated) Broker or DealerCheckbox checkedNone(Associated) Broker or Dealer CRD Number Checkbox checkedNone
  
  
Street Address 1      Street Address 2
231 South LaSalle Street
13th Floor
City State/Province/CountryZIP/Postal Code
 Chicago
 ILLINOIS
 60604
State(s) of SolicitationCheckbox not checkedAll StatesCheckbox not checkedForeign/Non-US
 
ILLINOIS



13. Offering and Sales Amounts
 
Total Offering Amount $
67623066
USDCheckbox not checkedIndefinite
Total Amount Sold $
32719204
USD
Total Remaining to be Sold $
34903862
USDCheckbox not checkedIndefinite
Clarification of Response (if Necessary)
Regarding Item 11, the Issuer may accept smaller investments in the Sponsor's sole discretion.
 
14. Investors

Checkbox not checkedSelect if securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of such non-accredited investors who already have invested in the offering
   
  Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
100
 
15. Sales Commissions & Finders’ Fees Expenses
Provide separately the amounts of sales commissions and finders' fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions$
6018453
USDCheckbox checkedEstimate
Finders' Fees$
0
USDCheckbox checkedEstimate
Clarification of Response (if Necessary)
Sales Commissions include estimates of the maximum amount of Selling Commissions, Dealer Fees and Placement Agent Fees that may be paid.
 

16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
 $ 
3466707
USDCheckbox checkedEstimate
Clarification of Response (if Necessary)
Item 16 is an estimate of acquisition fees, reimbursements for certain acquisition and financing costs, and offering and organizational expenses that may accrue to one or more Related Persons.

Signature and Submission
 
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission 
 In submitting this notice, each Issuer named above is: 
 
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, the information furnished to offerees.
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the Issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against it in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).
 
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
 
IssuerSignatureName of SignerTitleDate
Northeast Multifamily DST/s/ Keith D. Lampi/s/ Keith D. LampiPresident/COO of sole member of Signatory Trustee of Issuer2021-09-22