0001493152-23-021329.txt : 20230615 0001493152-23-021329.hdr.sgml : 20230615 20230614210148 ACCESSION NUMBER: 0001493152-23-021329 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20230615 DATE AS OF CHANGE: 20230614 EFFECTIVENESS DATE: 20230615 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ocean Biomedical, Inc. CENTRAL INDEX KEY: 0001869974 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 871309280 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-484276 FILM NUMBER: 231015798 BUSINESS ADDRESS: STREET 1: 515 MADISON AVE SUITE 8078 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (646) 908-2658 MAIL ADDRESS: STREET 1: 515 MADISON AVE SUITE 8078 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Ocean Biomedical, Inc./DE DATE OF NAME CHANGE: 20230214 FORMER COMPANY: FORMER CONFORMED NAME: Aesther Healthcare Acquisition Corp. DATE OF NAME CHANGE: 20210628 D 1 primary_doc.xml X0708 D LIVE 0001869974 Ocean Biomedical, Inc. 55 CLAVERICK STREET ROOM 325 PROVIDENCE RI RHODE ISLAND 02903 401-444-7375 DELAWARE None Ocean Biomedical, Inc./DE Aesther Healthcare Acquisition Corp. Corporation true 2021 Elizabeth Ng c/o Ocean Biomedical Inc. 55 Claverick Street, Room 325 Providence RI RHODE ISLAND 02903 Executive Officer Director Gurinder Kalra c/o Ocean Biomedical Inc. 55 Claverick Street, Room 325 Providence RI RHODE ISLAND 02903 Executive Officer Inderjote Kathuria c/o Ocean Biomedical Inc. 55 Claverick Street, Room 325 Providence RI RHODE ISLAND 02903 Executive Officer Daniel Behr c/o Ocean Biomedical Inc. 55 Claverick Street, Room 325 Providence RI RHODE ISLAND 02903 Executive Officer Robert Sweeney c/o Ocean Biomedical Inc. 55 Claverick Street, Room 325 Providence RI RHODE ISLAND 02903 Executive Officer Chirinjeev Kathuria c/o Ocean Biomedical Inc. 55 Claverick Street, Room 325 Providence RI RHODE ISLAND 02903 Director Martin D. Angle c/o Ocean Biomedical Inc. 55 Claverick Street, Room 325 Providence RI RHODE ISLAND 02903 Director Michelle Berrey c/o Ocean Biomedical Inc. 55 Claverick Street, Room 325 Providence RI RHODE ISLAND 02903 Director Jack A. Elias c/o Ocean Biomedical Inc. 55 Claverick Street, Room 325 Providence RI RHODE ISLAND 02903 Director Jonathan Kurtis c/o Ocean Biomedical Inc. 55 Claverick Street, Room 325 Providence RI RHODE ISLAND 02903 Director William Owens c/o Ocean Biomedical Inc. 55 Claverick Street, Room 325 Providence RI RHODE ISLAND 02903 Director Michael Peterson c/o Ocean Biomedical Inc. 55 Claverick Street, Room 325 Providence RI RHODE ISLAND 02903 Director Jerome Ringo c/o Ocean Biomedical Inc. 55 Claverick Street, Room 325 Providence RI RHODE ISLAND 02903 Director Suren Ajjarapu c/o Ocean Biomedical Inc. 55 Claverick Street, Room 325 Providence RI RHODE ISLAND 02903 Director Biotechnology No Revenues 06b false 2023-05-25 false true true true false 7560000 Maxim Group LLC 120708 None None 300 PARK AVENUE 16TH FLOOR NEW YORK NY NEW YORK 10022 CA CALIFORNIA CT CONNECTICUT FL FLORIDA MA MASSACHUSETTS MN MINNESOTA NY NEW YORK false 27000000 7560000 19440000 The total amount remaining to be sold represents the total principal amount of two additional convertible promissory notes that may be issued if and when all closing conditions are satisfied. false 1 1750000 true 0 The amount above assumes all securities will be issued in the offering. $490,000 in commissions were paid in connection with the initial closing. 1600000 true A portion of the proceeds were used to repay loans made by and through Aesther Healthcare Sponsor, LLC (the "Sponsor") to the Company. Mr. Ajjarapu, who is a director of the Company, is also an officer, director and stockholder of the Sponsor. false Ocean Biomedical, Inc. /s/ Elizabeth Ng Elizabeth Ng Chief Executive Officer 2023-06-14