0001405086-21-000115.txt : 20210512 0001405086-21-000115.hdr.sgml : 20210512 20210512082923 ACCESSION NUMBER: 0001405086-21-000115 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20210512 DATE AS OF CHANGE: 20210512 EFFECTIVENESS DATE: 20210512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PDC OPPORTUNITIES IX LP CENTRAL INDEX KEY: 0001860147 IRS NUMBER: 000000000 STATE OF INCORPORATION: Y7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-399052 FILM NUMBER: 21913571 BUSINESS ADDRESS: STREET 1: BNP PARIBAS HOUSE STREET 2: ST JULIAN'S AVENUE CITY: ST PETER PORT STATE: Y7 ZIP: GY1 1WA BUSINESS PHONE: 44 (0) 20 3967 8032 MAIL ADDRESS: STREET 1: BNP PARIBAS HOUSE STREET 2: ST JULIAN'S AVENUE CITY: ST PETER PORT STATE: Y7 ZIP: GY1 1WA FILER: COMPANY DATA: COMPANY CONFORMED NAME: PEARL DIVER EMPIRE FUND LP CENTRAL INDEX KEY: 0001856660 IRS NUMBER: 000000000 STATE OF INCORPORATION: Y7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-399052-01 FILM NUMBER: 21913572 BUSINESS ADDRESS: STREET 1: BNP PARIBAS HOUSE STREET 2: ST JULIAN'S AVENUE CITY: ST. PETER PORT STATE: Y7 ZIP: GY1 1WA BUSINESS PHONE: 44 (0) 20 3967 8032 MAIL ADDRESS: STREET 1: BNP PARIBAS HOUSE STREET 2: ST JULIAN'S AVENUE CITY: ST. PETER PORT STATE: Y7 ZIP: GY1 1WA D 1 primary_doc.xml X0708 D LIVE 0001860147 PDC OPPORTUNITIES IX LP BNP PARIBAS HOUSE ST JULIAN'S AVENUE ST PETER PORT Y7 GUERNSEY GY1 1WA 44 (0) 20 3967 8032 GUERNSEY None None Limited Partnership true 2021 0001856660 PEARL DIVER EMPIRE FUND LP BNP PARIBAS HOUSE ST JULIAN'S AVENUE ST. PETER PORT Y7 GUERNSEY GY1 1WA 44 (0) 20 3967 8032 GUERNSEY None None Limited Partnership true 2020 n/a Pearl Diver CLO Opportunity 2021 GP Limited BNP Paribas House St Julian's Avenue St Peter Port Y7 GUERNSEY GY1 1WA Executive Officer General Partner of PDC Opportunities IX LP. n/a Pearl Diver CLO Opportunity Empire GP Limited BNP Paribas House St Julian's Avenue St Peter Port Y7 GUERNSEY GY1 1WA Executive Officer General Partner of Pearl Diver Empire Fund LP. Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 false 2021-04-01 true true true false 0 Indefinite 123735188 Indefinite false 1 0 0 0 false PDC OPPORTUNITIES IX LP /s/Paul Guilbert Paul Guilbert Dir of Pearl Diver CLO Opportunity 2021 GP Ltd., the GP 2021-05-06 PEARL DIVER EMPIRE FUND LP /s/Paul Guilbert Paul Guilbert Dir of Pearl Diver CLO Opportunity Empire GP Limited GP 2021-05-06