0001493152-21-027668.txt : 20211109 0001493152-21-027668.hdr.sgml : 20211109 20211109161539 ACCESSION NUMBER: 0001493152-21-027668 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20211109 DATE AS OF CHANGE: 20211109 EFFECTIVENESS DATE: 20211109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: XS Financial Inc. CENTRAL INDEX KEY: 0001851060 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-420547 FILM NUMBER: 211392367 BUSINESS ADDRESS: STREET 1: 301 - 1665 ELLIS STREET CITY: KELOWNA STATE: A1 ZIP: V1Y 2B3 BUSINESS PHONE: 310-683-2336 MAIL ADDRESS: STREET 1: 301 - 1665 ELLIS STREET CITY: KELOWNA STATE: A1 ZIP: V1Y 2B3 D 1 primary_doc.xml X0708 D LIVE 0001851060 XS Financial Inc. 301-1665 ELLIS STREET KELOWNA A1 BRITISH COLUMBIA, CANADA V1Y 2B3 310-683-2336 BRITISH COLUMBIA, CANADA Ansue Capital Corp. Caracara Silver Inc. Xtraction Services Holdings Corp. None Corporation true David Kivitz 301-1665 Ellis Street Kelowna A1 BRITISH COLUMBIA, CANADA V1Y 2B3 Executive Officer Director Antony Radbod 301-1665 Ellis Street Kelowna A1 BRITISH COLUMBIA, CANADA V1Y 2B3 Executive Officer Director Nelson Lamb 301-1665 Ellis Street Kelowna A1 BRITISH COLUMBIA, CANADA V1Y 2B3 Executive Officer Gary Herman 301-1665 Ellis Street Kelowna A1 BRITISH COLUMBIA, CANADA V1Y 2B3 Director Stephen Christoffersen 301-1665 Ellis Street Kelowna A1 BRITISH COLUMBIA, CANADA V1Y 2B3 Director Andrew Mitchell 301-1665 Ellis Street Kelowna A1 BRITISH COLUMBIA, CANADA V1Y 2B3 Director Other Decline to Disclose 06b false 2021-10-28 false true true true true Convertible unsecured notes and warrants. false 50000 Compass Point Research & Trading, LLC 126258 Brokerage firm None 1055 THOMAS JEFFERSON STREET, NW SUITE 303 WASHINGTON DC DISTRICT OF COLUMBIA 20007 AZ ARIZONA CO COLORADO CT CONNECTICUT IL ILLINOIS WA WASHINGTON false INTE Securities LLC 47107 Brokerage firm None 7000 W PALMETTO PARK ROAD, SUITE 503, BOCA RATON FL FLORIDA 33433 CT CONNECTICUT false A.G.P. / Alliance Global Partners Corp. 8361 Brokerage firm None 88 POST ROAD WEST, 2ND FLOOR, WESTPORT, CT CONNECTICUT 06880 CO COLORADO false 43500000 43500000 0 false 9 1465000 0 An aggregate of $1,465,000 was paid by the issuer to three entities for financial advisory services in connection with the offering. 0 false XS Financial Inc. /s/ David Kivitz David Kivitz Chief Executive Officer 2021-11-09