0001567619-23-005598.txt : 20230411 0001567619-23-005598.hdr.sgml : 20230411 20230411154424 ACCESSION NUMBER: 0001567619-23-005598 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20230411 DATE AS OF CHANGE: 20230411 EFFECTIVENESS DATE: 20230411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPE ANN PERIVALLON FUND CENTRAL INDEX KEY: 0001848555 IRS NUMBER: 854081306 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-391487 FILM NUMBER: 23813335 BUSINESS ADDRESS: STREET 1: 225 CEDAR HILL STREET, 2ND FLOOR CITY: MARLBOROUGH STATE: MA ZIP: 01752 BUSINESS PHONE: 857-288-1500 MAIL ADDRESS: STREET 1: 225 CEDAR HILL STREET, 2ND FLOOR CITY: MARLBOROUGH STATE: MA ZIP: 01752 FORMER COMPANY: FORMER CONFORMED NAME: CAPE ANN GLOBAL DEVELOPING MARKETS SUSTAINABILITY FUND DATE OF NAME CHANGE: 20210805 FORMER COMPANY: FORMER CONFORMED NAME: Cape Ann Sustainability Fund DATE OF NAME CHANGE: 20210301 D/A 1 primary_doc.xml X0708 D/A LIVE 0001848555 CAPE ANN PERIVALLON FUND CAPE ANN ASSET MANAGEMENT, INC. 225 CEDAR HILL STREET, 2ND FL MARLBOROUGH MA MASSACHUSETTS 01450 857-288-1500 DELAWARE None CAPE ANN GLOBAL DEVELOPING MARKETS SUSTAINABILITY FUND Cape Ann Sustainability Fund Business Trust true 2020 Peter Reeve Lockey Cape Ann Asset Management Limited 1 Duke's Mews London X0 UNITED KINGDOM W1U 3ET Executive Officer Director Mr. Lockey is the Chief Operating Officer and Director of Cape Ann Asset Management Limited, the investment manager of the issuer. Jonathan Neva Bell Cape Ann Asset Management Limited 1 Duke's Mews London X0 UNITED KINGDOM W1U 3ET Executive Officer Director Mr. Bell is the Chairman, Chief Investment Officer and Director of Cape Ann Asset Management Limited, the investment manager of the issuer. John Francis Lynch Cape Ann Asset Management Limited 1 Duke's Mews London X0 UNITED KINGDOM W1U 3ET Director Mr. Lynch is a Director of Cape Ann Asset Management Limited, the investment manager of the issuer. Timothy John Linehan Silchester International Investors, LLP Time & Life Building, 1 Bruton Street London X0 UNITED KINGDOM W1J 6TL Director Mr. Linehan is a Non-Executive Director of Cape Ann Asset Management Limited, the investment manager of the issuer. Geoffrey P. Summers Cape Ann Asset Management Limited 1 Duke's Mews London X0 UNITED KINGDOM W1U 3ET Executive Officer Mr. Summers is the Chief Compliance Officer of Cape Ann Asset Management Limited, the investment manager of the Issuer. Ivana Vilicnik c/o Cape Ann Asset Management Limited 1 Duke's Mews London X0 UNITED KINGDOM W1U 3ET Director Ms. Vilicnik is a Director of Cape Ann Asset Management Limited, the investment manager of the issuer. Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C.7 true 0001567619-22-015015 2021-02-19 true true false 0 Indefinite 42192962 Indefinite The total amount sold and the number of investors do not take withdrawals into consideration. false 7 0 0 0 false CAPE ANN PERIVALLON FUND /s/ Geoffrey P. Summers Geoffrey P. Summers Chief Compliance Officer of the Investment Manager 2023-04-11