0001567619-21-005801.txt : 20210308 0001567619-21-005801.hdr.sgml : 20210308 20210308125125 ACCESSION NUMBER: 0001567619-21-005801 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20210308 DATE AS OF CHANGE: 20210308 EFFECTIVENESS DATE: 20210308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cape Ann Sustainability Fund CENTRAL INDEX KEY: 0001848555 IRS NUMBER: 854081306 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-391487 FILM NUMBER: 21721352 BUSINESS ADDRESS: STREET 1: 193 GRATUITY ROAD CITY: GROTON STATE: MA ZIP: 01450 BUSINESS PHONE: 857-288-1500 MAIL ADDRESS: STREET 1: 193 GRATUITY ROAD CITY: GROTON STATE: MA ZIP: 01450 D 1 primary_doc.xml X0708 D LIVE 0001848555 Cape Ann Sustainability Fund CAPE ANN ASSET MANAGEMENT, INC. 193 GRATUITY ROAD GROTON MA MASSACHUSETTS 01450 857-288-1500 DELAWARE None None Business Trust true 2020 Peter Reeve Lockey Cape Ann Asset Management Limited 1 Duke's Mews London X0 UNITED KINGDOM W1U 3ET Executive Officer Director Mr. Lockey is the Chief Operating Officer and Director of Cape Ann Asset Management Limited, the investment manager of the issuer. Jonathan Neva Bell Cape Ann Asset Management Limited 1 Duke's Mews London X0 UNITED KINGDOM W1U 3ET Executive Officer Director Mr. Bell is the Chairman, Chief Investment Officer and Director of Cape Ann Asset Management Limited, the investment manager of the issuer. John Francis Lynch Cape Ann Asset Management Limited 1 Duke's Mews London X0 UNITED KINGDOM W1U 3ET Director Mr. Lynch is a Director of Cape Ann Asset Management Limited, the investment manager of the issuer. Timothy John Lineham Silchester International Investors, LLP Time & Life Building, 1 Bruton Street London X0 UNITED KINGDOM W1J 6TL Director Mr. Lineham is a Non-Executive Director of Cape Ann Asset Management Limited, the investment manager of the issuer. Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C.7 false 2021-02-19 true true false 0 Indefinite 15675052 Indefinite false 4 0 0 0 false Cape Ann Sustainability Fund /s/ Peter R. Lockey Peter R. Lockey Chief Compliance Officer of the Investment Manager 2021-03-08