0001827723-24-000001.txt : 20241127 0001827723-24-000001.hdr.sgml : 20241127 20241127125047 ACCESSION NUMBER: 0001827723-24-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20241127 DATE AS OF CHANGE: 20241127 EFFECTIVENESS DATE: 20241127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DPL Financial Partners, LLC CENTRAL INDEX KEY: 0001827723 ORGANIZATION NAME: IRS NUMBER: 472316854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-530654 FILM NUMBER: 241508904 BUSINESS ADDRESS: STREET 1: 1906 STANLEY GAULT PARKWAY CITY: LOUISVILLE STATE: KY ZIP: 40223 BUSINESS PHONE: 703-507-7115 MAIL ADDRESS: STREET 1: 1906 STANLEY GAULT PARKWAY CITY: LOUISVILLE STATE: KY ZIP: 40223 D 1 primary_doc.xml X0708 D LIVE 0001827723 DPL Financial Partners, LLC 1906 STANLEY GAULT PARKWAY LOUISVILLE KY KENTUCKY 40223 502-322-4922 DELAWARE None None Limited Liability Company true David Lau 1906 Stanley Gault Parkway Louisville KY KENTUCKY 40223 Executive Officer Director John Barkeley 1906 Stanley Gault Parkway Louisville KY KENTUCKY 40223 Executive Officer Kunal Arora 1906 Stanley Gault Parkway Louisville KY KENTUCKY 40223 Director Brian Saunders 1906 Stanley Gault Parkway Louisville KY KENTUCKY 40223 Director Galen Shaffer 1906 Stanley Gault Parkway Louisville KY KENTUCKY 40223 Director David Smilow 1906 Stanley Gault Parkway Louisville KY KENTUCKY 40223 Director Chip Roame 1906 Stanley Gault Parkway Louisville KY KENTUCKY 40223 Director Insurance Decline to Disclose 06b false 2024-11-12 false true false 0 FTP SECURITIES LLC 129356 None None 100 California Street Suite 701 San Francisco CA CALIFORNIA 94111 DE DELAWARE MN MINNESOTA NY NEW YORK false 22999068 22999068 0 false 3 1508302 0 0 false DPL Financial Partners, LLC /s/David Lau David Lau CEO 2024-11-27