0000943663-20-000232.txt : 20201014 0000943663-20-000232.hdr.sgml : 20201014 20201014130515 ACCESSION NUMBER: 0000943663-20-000232 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20201014 DATE AS OF CHANGE: 20201014 EFFECTIVENESS DATE: 20201014 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AXA IM US Short Duration High Yield Fund, LLC CENTRAL INDEX KEY: 0001826711 IRS NUMBER: 832591020 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-377832 FILM NUMBER: 201238694 BUSINESS ADDRESS: STREET 1: C/O AXA INVESTMENT MANAGERS INC. STREET 2: 100 WEST PUTNAM AVENUE, 4TH FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 548-4200 MAIL ADDRESS: STREET 1: C/O AXA INVESTMENT MANAGERS INC. STREET 2: 100 WEST PUTNAM AVENUE, 4TH FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 D 1 primary_doc.xml X0708 D LIVE 0001826711 AXA IM US Short Duration High Yield Fund, LLC C/O AXA INVESTMENT MANAGERS INC. 100 WEST PUTNAM AVENUE, 4TH FLOOR GREENWICH CT CONNECTICUT 06830 (203) 548-4200 DELAWARE None None Limited Liability Company true 2018 n/a AXA Investment Managers, Inc. 100 West Putnam Avenue, 4th Floor Greenwich CT CONNECTICUT 06380 Promoter Managing member of the Issuer ("Managing Member") Marcello Arona 100 West Putnam Avenue, 4th Floor Greenwich CT CONNECTICUT 06380 Executive Officer Head and Chief Financial Officer of the Managing Member Travis Pauley 100 West Putnam Avenue, 4th Floor Greenwich CT CONNECTICUT 06380 Executive Officer Chief Compliance Officer of the Managing Member Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 false true true true false 5000000 Indefinite 0 Indefinite false 0 0 0 0 false AXA IM US Short Duration High Yield Fund, LLC /s/ Travis Pauley Travis Pauley Chief Compliance Officer of the Managing Member 2020-10-12