0001825602-20-000003.txt : 20201002 0001825602-20-000003.hdr.sgml : 20201002 20201001194533 ACCESSION NUMBER: 0001825602-20-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20201002 DATE AS OF CHANGE: 20201001 EFFECTIVENESS DATE: 20201002 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 9YARDS OPPORTUNIES LLC - SERIES 4 CENTRAL INDEX KEY: 0001825602 IRS NUMBER: 852669965 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-376394 FILM NUMBER: 201217718 BUSINESS ADDRESS: STREET 1: 595 PACIFIC AVENUE STREET 2: FLOOR 4 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: 2672735600 MAIL ADDRESS: STREET 1: 595 PACIFIC AVENUE STREET 2: FLOOR 4 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 D/A 1 primary_doc.xml X0708 D/A LIVE 0001825602 9YARDS OPPORTUNIES LLC - SERIES 4 595 PACIFIC AVENUE FLOOR 4 SAN FRANCISCO CA CALIFORNIA 94133 2672735600 DELAWARE None None Limited Liability Company true 2020 N/A 9Yards Capital II LLC 595 Pacific Avenue Floor 4 San Francisco CA CALIFORNIA 94133 Executive Officer Managing Member David Fisher 595 Pacific Avenue Floor 4 San Francisco CA CALIFORNIA 94133 Executive Officer Theo Osborne 595 Pacific Avenue Floor 4 San Francisco CA CALIFORNIA 94133 Executive Officer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.1 3C.7 true 0001825602-20-000002 2020-09-17 false true false 1000 Capella Securities LLC 174167 None None 39 Broadway Suite 3300 New York NY NEW YORK 10006 CT CONNECTICUT IL ILLINOIS FL FLORIDA NY NEW YORK VA VIRGINIA CA CALIFORNIA false Rainmaker Securities LLC 132995 None None 3131 NE 1st Avenue Unit 3002 Miami FL FLORIDA 33137 MN MINNESOTA MO MISSOURI IL ILLINOIS OR OREGON TX TEXAS IN INDIANA FL FLORIDA NV NEVADA WA WASHINGTON NY NEW YORK CO COLORADO CT CONNECTICUT PA PENNSYLVANIA WI WISCONSIN NC NORTH CAROLINA MD MARYLAND ME MAINE AZ ARIZONA OH OHIO GA GEORGIA MI MICHIGAN NJ NEW JERSEY CA CALIFORNIA DC DISTRICT OF COLUMBIA false Stonehaven LLC 118913 None None 275 Madison Avenue Suite 2002 New York NY NEW YORK 10016 All States false 30569850 30569850 0 false 35 0 0 0 false 9YARDS OPPORTUNIES LLC - SERIES 4 /s/ David Fisher David Fisher Managing Partner 2020-10-01