0000897069-20-000393.txt : 20201005 0000897069-20-000393.hdr.sgml : 20201005 20201005105414 ACCESSION NUMBER: 0000897069-20-000393 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20201005 DATE AS OF CHANGE: 20201005 EFFECTIVENESS DATE: 20201005 FILER: COMPANY DATA: COMPANY CONFORMED NAME: E9 Fund (iCapital), L.P. CENTRAL INDEX KEY: 0001824580 IRS NUMBER: 852851282 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-377077 FILM NUMBER: 201222659 BUSINESS ADDRESS: STREET 1: C/O ICAPITAL PE GP, LLC STREET 2: 60 EAST 42ND STREET, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: (212) 994-7400 MAIL ADDRESS: STREET 1: C/O ICAPITAL PE GP, LLC STREET 2: 60 EAST 42ND STREET, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10165 D 1 primary_doc.xml X0708 D LIVE 0001824580 E9 Fund (iCapital), L.P. C/O ICAPITAL PE GP, LLC 60 EAST 42ND STREET, 26TH FLOOR NEW YORK NY NEW YORK 10165 (212) 994-7400 DELAWARE None None Limited Partnership true 2020 -- iCapital PE GP, LLC 60 East 42nd Street 26th Floor New York NY NEW YORK 10165 Promoter General Partner Justin Lioi c/o iCapital PE GP, LLC 60 East 42nd Street, 26th Floor New York NY NEW YORK 10165 Executive Officer Vice President of the Sole Member of the General Partner Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 false true false true true false 0 UBS Financial Services Inc. 8174 None None 1200 Harbor Boulevard Weehawken NJ NEW JERSEY 07086 All States false Indefinite 0 Indefinite false 0 0 0 Certain private placement clients of UBS Financial Services Inc. ("UBS") are required to pay an (i) up-front placement fee directly to UBS and (ii) ongoing annual fee to the fund (which is then paid to UBS). 0 false E9 Fund (iCapital), L.P. Justin Lioi Justin Lioi Vice President of the Sole Member of the General Partner 2020-10-05