0001818417-21-000001.txt : 20210810 0001818417-21-000001.hdr.sgml : 20210810 20210810165630 ACCESSION NUMBER: 0001818417-21-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20210810 DATE AS OF CHANGE: 20210810 EFFECTIVENESS DATE: 20210810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Red Oak Income Opportunity Fund, LLC CENTRAL INDEX KEY: 0001818417 IRS NUMBER: 845159359 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-371283 FILM NUMBER: 211160698 BUSINESS ADDRESS: STREET 1: 625 KENMOOR AVENUE SE STREET 2: SUITE 211 CITY: GRAND RAPIDS STATE: MI ZIP: 49546 BUSINESS PHONE: 6167346099 MAIL ADDRESS: STREET 1: 625 KENMOOR AVENUE SE STREET 2: SUITE 211 CITY: GRAND RAPIDS STATE: MI ZIP: 49546 D/A 1 primary_doc.xml X0708 D/A LIVE 0001818417 Red Oak Income Opportunity Fund, LLC 625 KENMOOR AVENUE SE SUITE 200 GRAND RAPIDS MI MICHIGAN 49546 6167346099 DELAWARE None None Limited Liability Company true 2020 Gary Bechtel 625 Kenmoor Avenue SE Suite 200 Grand Rapids MI MICHIGAN 49546 Executive Officer Chief Executive Officer of the Manager of the Issuer Joseph Elias 625 Kenmoor Avenue SE Suite 200 Grand Rapids MI MICHIGAN 49546 Executive Officer Chief Operations Officer of the Manager of the Issuer Kevin P Kennedy 625 Kenmoor Avenue SE Suite 200 Grand Rapids MI MICHIGAN 49546 Executive Officer Chief Sales and Distribution Officer of the Manager of the Issuer Jason Anderson 625 Kenmoor Avenue SE Suite 200 Grand Rapids MI MICHIGAN 49546 Executive Officer Chief Financial Officer of the Manager of the Issuer Raymond T Davis 625 Kenmoor Avenue SE Suite 200 Grand Rapids MI MICHIGAN 49546 Executive Officer Chief Business Development Officer of the Manager of the Issuer Red Oak Capital GP LLC 625 Kenmoor Avenue SE Suite 200 Grand Rapids MI MICHIGAN 49546 Executive Officer Promoter Manager of the Issuer and an affiliate of the Sponsor Red Oak Capital Holdings LLC 625 Kenmoor Avenue SE Suite 200 Grand Rapids MI MICHIGAN 49546 Executive Officer Promoter Sponsor Other Real Estate Decline to Disclose 06b true 0001818417-20-000001 2020-09-23 true true false 50000 Crescent Securities Group, Inc. 114993 None None 8750 N. Central Expressway Suite 750 Dallas TX TEXAS 75231 All States false Advisory Group Equity Services Ltd. 15427 None None 444 Washington Street Suite 407 Woburn MA MASSACHUSETTS 01801 All States false American Trust Investment Services, Inc. 3001 None None 1244 119th Street Whiting IN INDIANA 46394 HI HAWAII TX TEXAS FL FLORIDA NV NEVADA WA WASHINGTON NY NEW YORK SC SOUTH CAROLINA SD SOUTH DAKOTA WI WISCONSIN MA MASSACHUSETTS MD MARYLAND IA IOWA OH OHIO GA GEORGIA ID IDAHO MI MICHIGAN OK OKLAHOMA CA CALIFORNIA UT UTAH WV WEST VIRGINIA MN MINNESOTA WY WYOMING IL ILLINOIS OR OREGON IN INDIANA MS MISSISSIPPI MT MONTANA KS KANSAS AK ALASKA AL ALABAMA VA VIRGINIA CO COLORADO KY KENTUCKY AR ARKANSAS CT CONNECTICUT PA PENNSYLVANIA LA LOUISIANA NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA RI RHODE ISLAND AZ ARIZONA NH NEW HAMPSHIRE NJ NEW JERSEY VT VERMONT DC DISTRICT OF COLUMBIA NM NEW MEXICO false Arete Wealth Management, LLC 44856 None None 1115 W Fulton Market 3rd Floor Chicago IL ILLINOIS 60607 All States false Center Street Securities, Inc. 26898 None None 2 International Plaza Suite 301 Nashville TN TENNESSEE 37217 All States false CoreCap Investments, LLC 37068 None None 27777 Franklin Road Suite 700 Southfield MI MICHIGAN 48034 All States false D-Merc Services 292310 None None 375 Balsam St Lakewood CO COLORADO 80226 MN MINNESOTA OR OREGON MA MASSACHUSETTS TX TEXAS NC NORTH CAROLINA MD MARYLAND AZ ARIZONA NY NEW YORK CO COLORADO CA CALIFORNIA false Great Point Capital LLC 114203 None None 200 West Jackson Blvd. Suite 1000 Chicago IL ILLINOIS 60606 All States false Innovation Partners LLC 146344 None None 5950 Fairview Road Suite 140 Charlotte NC NORTH CAROLINA 28210 DE DELAWARE TX TEXAS MA MASSACHUSETTS MD MARYLAND IA IOWA ID IDAHO MI MICHIGAN UT UTAH MN MINNESOTA MO MISSOURI IL ILLINOIS IN INDIANA MS MISSISSIPPI MT MONTANA AK ALASKA AL ALABAMA VA VIRGINIA AR ARKANSAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA RI RHODE ISLAND AZ ARIZONA NH NEW HAMPSHIRE NJ NEW JERSEY VT VERMONT NM NEW MEXICO FL FLORIDA NV NEVADA WA WASHINGTON NY NEW YORK SC SOUTH CAROLINA SD SOUTH DAKOTA WI WISCONSIN OH OHIO GA GEORGIA OK OKLAHOMA CA CALIFORNIA WV WEST VIRGINIA WY WYOMING OR OREGON KS KANSAS CO COLORADO KY KENTUCKY CT CONNECTICUT PA PENNSYLVANIA LA LOUISIANA TN TENNESSEE DC DISTRICT OF COLUMBIA false International Assets Advisory, LLC 10645 None None 390 North Orange Avenue Suite 750 Orlando FL FLORIDA 32801 All States false Kalos Capital, Inc. 44337 None None 11525 Park Woods Circle Suite 280 Alpharetta GA GEORGIA 30005 All States false Landolt Securities, Inc. 28352 None None 41412 N. Hwy 83 Antioch IL ILLINOIS 60002 All States false Moloney Securities Co., Inc 38535 None None 13537 Barrett Parkway Drive #300 Manchester MO MISSOURI 63021 All States false Newbridge Securities Corporation 104065 None None 1200 North Federal Highway Suite 400 Boca Raton FL FLORIDA 33432 All States false Nova Capital Solutions, LLC 174636 None None 1600 SE 15th Street #305 Fort Lauderdale FL FLORIDA 33316 SC SOUTH CAROLINA MO MISSOURI TX TEXAS NC NORTH CAROLINA FL FLORIDA AZ ARIZONA NY NEW YORK false Titan Securities 131392 None None 16775 Addison Road Suite 525 Addison TX TEXAS 75001 HI HAWAII TX TEXAS FL FLORIDA NV NEVADA WA WASHINGTON NY NEW YORK SC SOUTH CAROLINA SD SOUTH DAKOTA WI WISCONSIN MD MARYLAND OH OHIO GA GEORGIA ID IDAHO MI MICHIGAN OK OKLAHOMA CA CALIFORNIA UT UTAH WV WEST VIRGINIA MN MINNESOTA MO MISSOURI WY WYOMING IL ILLINOIS OR OREGON IN INDIANA MS MISSISSIPPI KS KANSAS VA VIRGINIA CO COLORADO AR ARKANSAS PA PENNSYLVANIA LA LOUISIANA NC NORTH CAROLINA NE NEBRASKA AZ ARIZONA TN TENNESSEE NJ NEW JERSEY NM NEW MEXICO false Westpark Capital, Inc. 39914 None None 1900 Avenue of the Stars Suite 310 Los Angeles CA CALIFORNIA 90067 All States false 150000000 22863000 127137000 The offering is subject to two increases of up to $150,000,000 each, at the Manager's sole discretion. false 250 13350000 true 0 true Sales Commissions of up to $13,350,000 for CORE Bonds. 3000000 true An organization and offering expenses fee equal to 2.0% of the gross proceeds payable to the Manager of the Issuer. false Red Oak Income Opportunity Fund, LLC /s/ Gary Bechtel Gary Bechtel Chief Executive Officer of the Manager of the Issuer 2021-08-10