0001493152-24-052701.txt : 20241231 0001493152-24-052701.hdr.sgml : 20241231 20241231160532 ACCESSION NUMBER: 0001493152-24-052701 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20241231 DATE AS OF CHANGE: 20241231 EFFECTIVENESS DATE: 20241231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SmartKem, Inc. CENTRAL INDEX KEY: 0001817760 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 851083654 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-533921 FILM NUMBER: 241593036 BUSINESS ADDRESS: STREET 1: MANCHESTER TECHNOLOGY CENTER STREET 2: HEXAGON TOWER, DELAUNAYS ROAD, BLACKLEY CITY: MANCHESTER STATE: X0 ZIP: M9 8GQ BUSINESS PHONE: 011-44-161-721-1514 MAIL ADDRESS: STREET 1: MANCHESTER TECHNOLOGY CENTER STREET 2: HEXAGON TOWER, DELAUNAYS ROAD, BLACKLEY CITY: MANCHESTER STATE: X0 ZIP: M9 8GQ FORMER COMPANY: FORMER CONFORMED NAME: Parasol Investments Corp DATE OF NAME CHANGE: 20200710 D 1 primary_doc.xml X0708 D LIVE 0001817760 SmartKem, Inc. MANCHESTER TECHNOLOGY CTR, HEXAGON TOWER DELAUNAYS RD., BLACKLEY MANCHESTER X0 UNITED KINGDOM M9 8GQ 011-44-161-721-1514 DELAWARE None Parasol Investments Corp Corporation true 2020 Ian Jenks MANCHESTER TECHNOLOGY CTR, HEXAGON TOWER DELAUNAYS RD., BLACKLEY MANCHESTER X0 UNITED KINGDOM M9 8GQ Executive Officer Director Barbra Keck MANCHESTER TECHNOLOGY CTR, HEXAGON TOWER DELAUNAYS RD., BLACKLEY MANCHESTER X0 UNITED KINGDOM M9 8GQ Executive Officer Klaas De Boer MANCHESTER TECHNOLOGY CTR, HEXAGON TOWER DELAUNAYS RD., BLACKLEY MANCHESTER X0 UNITED KINGDOM M9 8GQ Director Steven DenBaars MANCHESTER TECHNOLOGY CTR, HEXAGON TOWER DELAUNAYS RD., BLACKLEY MANCHESTER X0 UNITED KINGDOM M9 8GQ Director Sri Peruvemba MANCHESTER TECHNOLOGY CTR, HEXAGON TOWER DELAUNAYS RD., BLACKLEY MANCHESTER X0 UNITED KINGDOM M9 8GQ Director Melisa Denis MANCHESTER TECHNOLOGY CTR, HEXAGON TOWER DELAUNAYS RD., BLACKLEY MANCHESTER X0 UNITED KINGDOM M9 8GQ Director Beverley Brown MANCHESTER TECHNOLOGY CTR, HEXAGON TOWER DELAUNAYS RD., BLACKLEY MANCHESTER X0 UNITED KINGDOM M9 8GQ Executive Officer Simon Ogier MANCHESTER TECHNOLOGY CTR, HEXAGON TOWER DELAUNAYS RD., BLACKLEY MANCHESTER X0 UNITED KINGDOM M9 8GQ Executive Officer Other Technology Decline to Disclose 06b false 2024-12-20 false true true true false 0 Craig-Hallum Capital Group LLC 000121395 None None 222 SOUTH NINTH ST, STE 350 MINNEAPOLIS MN MINNESOTA 55402 AL ALABAMA AK ALASKA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false 7649988 7649988 0 Certain of the securities were issued in connection with a concurrent registered direct offering of common stock. false 13 685499 true 0 Includes a cash fee received of $535,499, $150,000 (expense reimbursement) and warrants to purchase 127,499 shares of common stock. 0 true Proceeds will be used for working capital and general corporate purposes, including the payment of salaries and other fees to those listed in Item 3. false SmartKem, Inc. /s/ Barbra Keck Barbra Keck Chief Financial Officer 2024-12-31