0001192482-21-000648.txt : 20210809 0001192482-21-000648.hdr.sgml : 20210809 20210809124205 ACCESSION NUMBER: 0001192482-21-000648 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20210809 DATE AS OF CHANGE: 20210809 EFFECTIVENESS DATE: 20210809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings Small Business Fund, L.P. CENTRAL INDEX KEY: 0001817350 IRS NUMBER: 845063008 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-373415 FILM NUMBER: 211155641 BUSINESS ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7671 MAIL ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 D/A 1 primary_doc.xml X0708 D/A LIVE 0001817350 Barings Small Business Fund, L.P. 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC NORTH CAROLINA 28202 704-805-7671 DELAWARE None None Limited Partnership true 2020 Scott E Chappell c/o Barings LLC 300 South Tryon St., Suite 2500 Charlotte NC NORTH CAROLINA 28202 Executive Officer Director Managing Director of the General Partner of the Issuer LLC Barings 300 South Tryon St. Suite 2500 Charlotte NC NORTH CAROLINA 28202 Promoter Management Company of the Issuer LLC Barings Small Business Fund c/o Barings LLC 300 South Tryon St., Suite 2500 Charlotte NC NORTH CAROLINA 28202 Executive Officer General Partner of the Issuer Christina Emery c/o Barings LLC 300 South Tryon St., Suite 2500 Charlotte NC NORTH CAROLINA 28202 Executive Officer Director Managing Director of the General Partner of the Issuer Ian Fowler c/o Barings LLC 111 South Wacker Drive, Suite 3100 Chicago IL ILLINOIS 60606 Executive Officer Director Managing Director of the General Partner of the Issuer Eric Lloyd c/o Barings LLC 300 South Tryon St., Suite 2500 Charlotte NC NORTH CAROLINA 28202 Executive Officer Director Managing Director of the General Partner of the Issuer Stephen Jarvis c/o Barings LLC 300 South Tryon St., Suite 2500 Charlotte NC NORTH CAROLINA 28202 Executive Officer Director Managing Director of the General Partner of the Issuer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.1 3C.7 true 0001817350-20-000001 2020-07-31 false true false 0 100000000 71200000 28800000 false 30 0 0 0 false Barings Small Business Fund, L.P. /s/Scott E. Chappell Scott E. Chappell Managing Director of the General Partner of the Issuer 2021-08-09