0001816953-23-000002.txt : 20231114
0001816953-23-000002.hdr.sgml : 20231114
20231114165635
ACCESSION NUMBER: 0001816953-23-000002
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
ITEM INFORMATION: Investment Company Act Section 3(c)
ITEM INFORMATION: Section 3(c)(1)
FILED AS OF DATE: 20231114
DATE AS OF CHANGE: 20231114
EFFECTIVENESS DATE: 20231114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sunstone Fixed Income Fund IV, LLC
CENTRAL INDEX KEY: 0001816953
IRS NUMBER: 851305064
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-370815
FILM NUMBER: 231407609
BUSINESS ADDRESS:
STREET 1: 1 WORLD TRADE CENTER, STE 1130
CITY: LONG BEACH
STATE: CA
ZIP: 90831
BUSINESS PHONE: 5624490139
MAIL ADDRESS:
STREET 1: 1 WORLD TRADE CENTER, STE 1130
CITY: LONG BEACH
STATE: CA
ZIP: 90831
FORMER COMPANY:
FORMER CONFORMED NAME: Sunstone Fixed Income Fund III, LLC
DATE OF NAME CHANGE: 20200707
D/A
1
primary_doc.xml
X0708
D/A
LIVE
0001816953
Sunstone Fixed Income Fund IV, LLC
1881 Von Karman Ave.
Suite 500
Irvine
CA
CALIFORNIA
92612
9497711764
DELAWARE
Sunstone Fixed Income Fund III, LLC
Limited Liability Company
true
2020
n/a
Sunstone Management Inc.
1881 Von Karman Ave.
Suite 500
Irvine
CA
CALIFORNIA
92612
Executive Officer
Manager of the Issuer
n/a
Sunstone Advisors, LLC
1881 Von Karman Ave.
Suite 500
Irvine
CA
CALIFORNIA
92612
Executive Officer
Investment Adviser of the Issuer
Pooled Investment Fund
Other Investment Fund
false
Decline to Disclose
- 06b
- 3C
- 3C.1
true
0001816953-20-000002
2020-07-08
true
true
false
100000
Carolina Financial Securities, LLC
41970
None
None
100 Elks Club Road
Brevard
NC
NORTH CAROLINA
28712
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
IL
ILLINOIS
IN
INDIANA
KY
KENTUCKY
MA
MASSACHUSETTS
NJ
NEW JERSEY
NY
NEW YORK
NC
NORTH CAROLINA
OH
OHIO
PA
PENNSYLVANIA
SC
SOUTH CAROLINA
TX
TEXAS
VA
VIRGINIA
WA
WASHINGTON
false
Indefinite
246892426
Indefinite
false
74
0
true
0
The Issuer will pay the its broker dealer 50 basis points for each note sold in the offering. Provided that the maximum offering amount is indefinite, the Issuer is unable to provide an estimated amount of sales commissions to be paid at this time.
0
false
Sunstone Fixed Income Fund IV, LLC
/s/ Michael Stone
Michael Stone
Chief Investment Officer of the Manager
2023-11-14