0001814171-20-000001.txt : 20200604 0001814171-20-000001.hdr.sgml : 20200604 20200604155224 ACCESSION NUMBER: 0001814171-20-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20200604 DATE AS OF CHANGE: 20200604 EFFECTIVENESS DATE: 20200604 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lumerity Effectual, LLC CENTRAL INDEX KEY: 0001814171 IRS NUMBER: 850539913 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-368322 FILM NUMBER: 20942895 BUSINESS ADDRESS: STREET 1: C/O LUMERITY CAPITAL, LLC STREET 2: 500 WEST PUTNAM AVENUE, SUITE 400 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 962-6478 MAIL ADDRESS: STREET 1: C/O LUMERITY CAPITAL, LLC STREET 2: 500 WEST PUTNAM AVENUE, SUITE 400 CITY: GREENWICH STATE: CT ZIP: 06830 D 1 primary_doc.xml X0708 D LIVE 0001814171 Lumerity Effectual, LLC C/O LUMERITY CAPITAL, LLC 500 WEST PUTNAM AVENUE, SUITE 400 GREENWICH CT CONNECTICUT 06830 (203) 962-6478 DELAWARE None None Limited Liability Company true 2020 N/A Lumerity Capital, LLC 500 West Putnam Avenue Suite 400 Greenwich CT CONNECTICUT 06830 Promoter The Issuer's Managing Member Matthew H. Kim c/o Lumerity Capital, LLC 500 West Putnam Avenue, Suite 400 Greenwich CT CONNECTICUT 06830 Executive Officer Managing Member of the Issuer's Managing Member Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.1 false 2020-05-29 true true false 1000000 10000000 3435000 6565000 false 5 0 true 0 true 0 true false Lumerity Effectual, LLC /s/ Matthew H. Kim Matthew H. Kim Managing Member of the Issuer's Managing Member 2020-06-04