0001813974-20-000001.txt : 20200603 0001813974-20-000001.hdr.sgml : 20200603 20200602194330 ACCESSION NUMBER: 0001813974-20-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20200603 DATE AS OF CHANGE: 20200602 EFFECTIVENESS DATE: 20200603 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Waterfall Osprey Fund, Ltd. CENTRAL INDEX KEY: 0001813974 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-368170 FILM NUMBER: 20938616 BUSINESS ADDRESS: STREET 1: OGIER GLOBAL (CAYMAN) LIMITED STREET 2: 89 NEXUS WAY, CAMANA BAY CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9009 BUSINESS PHONE: 345-949-9876 MAIL ADDRESS: STREET 1: OGIER GLOBAL (CAYMAN) LIMITED STREET 2: 89 NEXUS WAY, CAMANA BAY CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9009 D 1 primary_doc.xml X0708 D LIVE 0001813974 Waterfall Osprey Fund, Ltd. Ogier Global (Cayman) Limited 89 Nexus Way, Camana Bay Grand Cayman E9 CAYMAN ISLANDS KY1-9009 345-949-9876 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true 2020 n/a Waterfall Asset Management, LLC 1251 Avenue of the Americas 50th Floor New York NY NEW YORK 10020 Promoter Investment Manager Tom Capasse Waterfall Asset Management, LLC 1251 Avenue of the Americas, 50th Floor New York NY NEW YORK 10020 Executive Officer Jack Ross Waterfall Asset Management, LLC 1251 Avenue of the Americas, 50th Floor New York NY NEW YORK 10020 Executive Officer Tom Buttacavoli Waterfall Asset Management, LLC 1251 Avenue of the Americas, 50th Floor New York NY NEW YORK 10020 Executive Officer Kenneth Nick Waterfall Asset Management, LLC 1251 Avenue of the Americas, 50th Floor New York NY NEW YORK 10020 Executive Officer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 false true false true false 0 Indefinite 0 Indefinite false 0 0 0 0 false Waterfall Osprey Fund, Ltd. Kenneth Nick Kenneth Nick General Counsel and CCO of the Investment Manager 2020-06-02