0001811971-21-000001.txt : 20210609 0001811971-21-000001.hdr.sgml : 20210609 20210609155703 ACCESSION NUMBER: 0001811971-21-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20210609 DATE AS OF CHANGE: 20210609 EFFECTIVENESS DATE: 20210609 FILER: COMPANY DATA: COMPANY CONFORMED NAME: e2c ESA Bond 1, LLC CENTRAL INDEX KEY: 0001811971 IRS NUMBER: 845100038 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-368644 FILM NUMBER: 211005110 BUSINESS ADDRESS: STREET 1: 8901 QUALITY RD CITY: BONITA SPRINGS STATE: FL ZIP: 34135 BUSINESS PHONE: (239) 319-1097 MAIL ADDRESS: STREET 1: 8901 QUALITY RD CITY: BONITA SPRINGS STATE: FL ZIP: 34135 D/A 1 primary_doc.xml X0708 D/A LIVE 0001811971 e2c ESA Bond 1, LLC 8901 QUALITY RD BONITA SPRINGS FL FLORIDA 34135 (239) 319-1097 FLORIDA None None Limited Liability Company true 2020 James Richmond 8901 Quality Rd Bonita Springs FL FLORIDA 34135 Executive Officer Promoter Co-Manager of the Issuer Jeanne Richmond 8901 Quality Rd Bonita Springs FL FLORIDA 34135 Executive Officer Promoter Co-Manager of the Issuer Mike Maertens 8901 Quality Rd Bonita Springs FL FLORIDA 34135 Executive Officer Chief Financial Officer of the Sole Owner Todd W. Snarr 8901 Quality Rd Bonita Springs FL FLORIDA 34135 Executive Officer Vice President of the Sole Owner Scott Gall 8901 Quality Rd Bonita Springs FL FLORIDA 34135 Executive Officer Vice President of Product Development of Sole Owner e2c DGU LLC 8901 Quality Rd Bonita Springs FL FLORIDA 34135 Executive Officer Promoter Sole Owner of the Issuer e2comply LLC 8901 Quality Rd Bonita Springs FL FLORIDA 34135 Executive Officer Promoter Sole Owner of the Sole Owner of the Issuer Electric Utilities Decline to Disclose 06b true 0001811971-20-000001 2020-06-19 true true Principal Non-Convertible Series A and Series B Bonds & Senior Secured Series C Bonds false 25000 Arete Wealth Management, LLC 44856 None None 1115 W Fulton Market 3rd Floor Chicago IL ILLINOIS 60607 All States false Innovation Partners LLC 146344 None None 5950 Fairview Road Suite 140 Charlotte NC NORTH CAROLINA 28210 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Westpark Capital, Inc. 39914 None None 1900 Avenue of the Stars Suite 310 Los Angeles CA CALIFORNIA 90067 All States false NI Advisors 134502 None None 1138 Cadillac Court Milpitas CA CALIFORNIA 95035 AZ ARIZONA CA CALIFORNIA CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MO MISSOURI NV NEVADA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA TX TEXAS VA VIRGINIA WA WASHINGTON false Newbridge Securities Corporation 104065 None None 1200 North Federal Highway Suite 400 Boca Raton FL FLORIDA 33432 All States false Moloney Securities Co., Inc. 38535 None None 13537 Barrett Parkway Drive #300 Manchester MO MISSOURI 63021 All States false Cabin Securities, Inc. 137608 None None 6240 W 135th Street Suite 214 Overland Park KS KANSAS 66223 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false JCC Capital Markets, LLC 146776 None None 30012 Ivy Glenn Drive Suite 180A Laguna Niguel CA CALIFORNIA 92677 All States false Center Street Securities, Inc. 26898 None None 2 International Plaza Suite 301 Nashville TN TENNESSEE 37217 All States false Great Point Capital LLC 114203 None None 200 West Jackson Boulevard Suite 1000 Chicago IL ILLINOIS 60606 All States false 50000000 40168350 9831650 Offering amount may be increased to $100,000,000, subject to the Company's sole discretion. false 397 5625000 true 0 true MBD receives selling commissions of 3% gross offering proceeds on sale of Series C Bonds + 2% of Series C Bonds exchanged for Series A Bonds or 3.25% on Series C Bonds exchanged for Series B Bonds + MBD fee of 3% + marketing & DD fee of 1-2% 250000 true false e2c ESA Bond 1, LLC /s/ Mike Maertens Mike Maertens Chief Financial Officer of the Sole Owner 2021-06-09