0001315863-20-000432.txt : 20200430 0001315863-20-000432.hdr.sgml : 20200430 20200430151100 ACCESSION NUMBER: 0001315863-20-000432 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20200430 DATE AS OF CHANGE: 20200430 EFFECTIVENESS DATE: 20200430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Octagon Partners CLO Opportunity Fund, LLC CENTRAL INDEX KEY: 0001810715 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-366087 FILM NUMBER: 20835212 BUSINESS ADDRESS: STREET 1: 250 PARK AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10177 BUSINESS PHONE: 212.400.8440 MAIL ADDRESS: STREET 1: 250 PARK AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10177 D 1 primary_doc.xml X0708 D LIVE 0001810715 Octagon Partners CLO Opportunity Fund, LLC 250 PARK AVENUE 15TH FLOOR NEW YORK NY NEW YORK 10177 212.400.8440 DELAWARE None None Limited Liability Company true 2020 - Octagon Credit Investors, LLC 250 Park Avenue 15th Floor New York NY NEW YORK 10177 Executive Officer Promoter Octagon Credit Investors, LLC is the Managing Member and the Investment Manager of the Issuer. Andrew D. Gordon c/o Octagon Credit Investors, LLC 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Mr. Gordon is the Chief Executive Officer and Co-Chief Investment Officer of the Investment Manager. Michael B. Nechamkin c/o Octagon Credit Investors, LLC 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Mr. Nechamkin is the Co-Chief Investment Officer of the Investment Manager. Thomas A. Connors c/o Octagon Credit Investors, LLC 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Mr. Connors is the Chief Financial Officer of the Investment Manager. Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 false true true true true false 0 Conning Investment Products, Inc. 120387 None None One Financial Plaza 755 Main Street Hartford CT CONNECTICUT 06103-2627 All States false Indefinite 0 Indefinite false 0 0 0 The Investment Manager may pay the affiliated broker dealer between 0 and 33 1/3% of the management fees it receives. Among other considerations, the amount is contingent on the total amount of securities the broker dealer sells annually. 0 The issuer pays the Investment Manager a quarterly management fee equal to a percentage of the net asset value of the Issuer. false Octagon Partners CLO Opportunity Fund, LLC /s/ Thomas A. Connors Thomas A. Connors Chief Financial Officer to the Issuer's Investment Manager 2020-04-30