0001315863-21-000356.txt : 20210422 0001315863-21-000356.hdr.sgml : 20210422 20210422114504 ACCESSION NUMBER: 0001315863-21-000356 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20210422 DATE AS OF CHANGE: 20210422 EFFECTIVENESS DATE: 20210422 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Octagon Partners CLO Opportunity Fund, Ltd. CENTRAL INDEX KEY: 0001810714 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-366085 FILM NUMBER: 21843890 BUSINESS ADDRESS: STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED STREET 2: UGLAND HOUSE, PO BOX 309 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 212.400.8440 MAIL ADDRESS: STREET 1: 250 PARK AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10177 D/A 1 primary_doc.xml X0708 D/A LIVE 0001810714 Octagon Partners CLO Opportunity Fund, Ltd. C/O MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE, PO BOX 309 GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1104 212.400.8440 CAYMAN ISLANDS None None Other Cayman Islands exempted company true 2020 - Octagon Credit Investors, LLC 250 Park Avenue 15th Floor New York NY NEW YORK 10177 Promoter Octagon Credit Investors, LLC is the Investment Manager of the Issuer. Thomas A. Connors c/o Octagon Credit Investors, LLC 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Director Mr. Connors is the Chief Financial Officer of the Investment Manager. Glenn Mitchell Ugland House, PO Box 309 Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Director William Shaw Ugland House, PO Box 309 Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Director Andrew D. Gordon c/o Octagon Credit Investors, LLC 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Mr. Gordon is the Chief Executive Officer of the Investment Manager. Michael B. Nechamkin c/o Octagon Credit Investors, LLC 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Mr. Nechamkin is the Chief Investment Officer of the Investment Manager. Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001315863-20-000431 2020-05-06 true true true false 100000 Conning Investment Products, Inc. 120387 None None One Financial Plaza 755 Main Street Hartford CT CONNECTICUT 06103-2627 CT CONNECTICUT WI WISCONSIN IL ILLINOIS MA MASSACHUSETTS TX TEXAS NY NEW YORK VA VIRGINIA NJ NEW JERSEY CA CALIFORNIA false Indefinite 114149990 Indefinite false 23 0 0 The Investment Manager may pay the affiliated broker dealer between 0 and 33 1/3% of the management fees it receives. Among other considerations, the amount is contingent on the total amount of securities the broker dealer sells annually. 0 The Issuer pays the Investment Manager a quarterly management fee equal to a percentage of the net asset value of the Issuer. false Octagon Partners CLO Opportunity Fund, Ltd. /s/ Thomas A. Connors Thomas A. Connors Chief Financial Officer to the Issuer's Investment Manager 2021-04-22