0001807524-22-000001.txt : 20220211 0001807524-22-000001.hdr.sgml : 20220211 20220210174516 ACCESSION NUMBER: 0001807524-22-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20220211 DATE AS OF CHANGE: 20220210 EFFECTIVENESS DATE: 20220211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Moody National Financial Fund II, LLC CENTRAL INDEX KEY: 0001807524 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-363524 FILM NUMBER: 22615590 BUSINESS ADDRESS: STREET 1: 6363 WOODWAY DRIVE, SUITE 110 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: (713) 977-7500 MAIL ADDRESS: STREET 1: 6363 WOODWAY DRIVE, SUITE 110 CITY: HOUSTON STATE: TX ZIP: 77057 D/A 1 primary_doc.xml X0708 D/A LIVE 0001807524 Moody National Financial Fund II, LLC 9655 Katy Freeway, Suite 600 Houston TX TEXAS 77024 (713) 977-7500 DELAWARE None None Limited Liability Company true 2019 Brett C Moody 9655 Katy Freeway, Suite 600 Houston TX TEXAS 77024 Executive Officer N/A C Moody Financial Fund Manager II, LLC 9655 Katy Freeway, Suite 600 Houston TX TEXAS 77024 Promoter Manager of Issuer N/A Moody Financial Fund II Manager SM, LLC 9655 Katy Freeway, Suite 600 Houston TX TEXAS 77024 Promoter Sole Member of Manager of Issuer Commercial Decline to Disclose 06b true 0001807524-21-000001 2020-07-14 true true false 50000 Moody Securities, LLC 148771 None None 9655 Katy Freeway, Suite 600 Houston TX TEXAS 77024 All States false Rodney Bahy Ibrahim 4358176 Aegis Capital Corp. 15007 110 Wall Street, Suite 6-015 New York NY NEW YORK 10005 AK ALASKA CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA IL ILLINOIS LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA PA PENNSYLVANIA SC SOUTH CAROLINA TX TEXAS VA VIRGINIA false Assen Alexandrov Kuklin 6241473 DEMPSEY LORD SMITH, LLC 141238 18501 Murdock Circle Suite 301 Port Charlotte FL FLORIDA 33948 CA CALIFORNIA DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA ID IDAHO IN INDIANA KY KENTUCKY MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA PA PENNSYLVANIA TN TENNESSEE VA VIRGINIA WI WISCONSIN WY WYOMING false James Parry 1877092 Arkadios Capital 282710 2591 Dallas Parkway, #300 Frisco TX TEXAS 75034 CA CALIFORNIA FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA LA LOUISIANA MD MARYLAND MO MISSOURI NV NEVADA NC NORTH CAROLINA OK OKLAHOMA SC SOUTH CAROLINA TN TENNESSEE TX TEXAS false Jeffrey Charles Paladini 4341198 BD4RIA, Inc. 290240 1800 Norwood Drive, Suite 104 Hurst TX TEXAS 76054 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO FL FLORIDA GA GEORGIA IL ILLINOIS NE NEBRASKA NM NEW MEXICO OK OKLAHOMA SC SOUTH CAROLINA TX TEXAS VA VIRGINIA WI WISCONSIN false Nicholas L. Gerber 5704569 BD4RIA, Inc. 290240 3520 West Vickery Blvd. Fort Worth TX TEXAS 76107 TX TEXAS false Center Street Securities, Inc. 26898 None None 2 INTERNATIONAL PLAZA SUITE 301 NASHVILLE TN TENNESSEE 37217 All States false Lanny Ray Howarter 813591 Crown Capital Securities, L.P. 6312 814 Morena Blvd., Suite 307 San Diego CA CALIFORNIA 92110 AZ ARIZONA CA CALIFORNIA KS KANSAS MT MONTANA TX TEXAS UT UTAH false Lauren Skidmore Ivester 5001776 Dempsey Lord Smith, LLC 141238 102 Hidden Pastures Dr, Suite 216 Cramerton NC NORTH CAROLINA 28032 AZ ARIZONA CA CALIFORNIA FL FLORIDA GA GEORGIA KY KENTUCKY LA LOUISIANA MD MARYLAND MI MICHIGAN MS MISSISSIPPI NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TN TENNESSEE TX TEXAS VA VIRGINIA WV WEST VIRGINIA false Tim Couch 4073942 Dempsey Lord Smith, LLC 141238 900 Old Dawson Village Rd East, Ste 110 Dawsonville GA GEORGIA 30534 AK ALASKA CA CALIFORNIA FL FLORIDA GA GEORGIA KY KENTUCKY NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA SC SOUTH CAROLINA TN TENNESSEE TX TEXAS VA VIRGINIA false Bo Wang 2394019 Landolt Securities, Inc. 28352 17 Canoe Brook Drive Livingston NJ NEW JERSEY 07039 CA CALIFORNIA CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA MI MICHIGAN NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA SC SOUTH CAROLINA TX TEXAS VA VIRGINIA WA WASHINGTON false Donald T. McKiernan 1305965 Landolt Securities, Inc. 28352 41412 N. Highway 83 Antioch IL ILLINOIS 60002 AZ ARIZONA CA CALIFORNIA FL FLORIDA GA GEORGIA IL ILLINOIS LA LOUISIANA MA MASSACHUSETTS MI MICHIGAN MO MISSOURI MT MONTANA NJ NEW JERSEY NY NEW YORK SD SOUTH DAKOTA WI WISCONSIN false Trawnegan Gall 6266415 Wealthforge Securities, LLC 152550 130 N Preston Road, Suite 238 Prosper TX TEXAS 75078 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA ID IDAHO IN INDIANA IA IOWA KS KANSAS LA LOUISIANA ME MAINE MD MARYLAND MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Centaurus Financial, Inc. 30833 None None 2300 E. Katella Avenue, Suite 200 Anaheim CA CALIFORNIA 92806 All States false Concorde Investment Services, LLC 151604 None None 19500 Victor Parkway, Suite 550 Livonia MI MICHIGAN 48152 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false JOEL T. BARJENBRUCH 5295640 D.H. HILL SECURITIES, LLLP 41528 1543 GREEN OAK PLACE, SUITE 100 KINGWOOD TX TEXAS 77339 CA CALIFORNIA GA GEORGIA IL ILLINOIS IA IOWA MN MINNESOTA MO MISSOURI MT MONTANA NE NEBRASKA NJ NEW JERSEY NC NORTH CAROLINA WI WISCONSIN false 27345000 27345000 0 false 293 2035023 true 0 0 true false Moody National Financial Fund II, LLC Brett C Moody Brett C Moody President of Issuer's Manager 2022-02-10