0001807524-20-000001.txt : 20200324 0001807524-20-000001.hdr.sgml : 20200324 20200323190855 ACCESSION NUMBER: 0001807524-20-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20200324 DATE AS OF CHANGE: 20200323 EFFECTIVENESS DATE: 20200324 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Moody National Financial Fund II, LLC CENTRAL INDEX KEY: 0001807524 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-363524 FILM NUMBER: 20736187 BUSINESS ADDRESS: STREET 1: 6363 WOODWAY DRIVE, SUITE 110 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: (713) 977-7500 MAIL ADDRESS: STREET 1: 6363 WOODWAY DRIVE, SUITE 110 CITY: HOUSTON STATE: TX ZIP: 77057 D 1 primary_doc.xml X0708 D LIVE 0001807524 Moody National Financial Fund II, LLC 6363 WOODWAY DRIVE, SUITE 110 HOUSTON TX TEXAS 77057 (713) 977-7500 DELAWARE None None Limited Liability Company true 2019 Brett C. Moody 6363 Woodway Drive, Suite 110 Houston TX TEXAS 77057 Executive Officer Moody Financial Fund Manager II, LLC Moody Financial Fund Manager II, LLC 6363 Woodway Drive, Suite 110 Houston TX TEXAS 77057 Promoter Manager of Issuer Moody Financial Fund II Manager SM, LLC Moody Financial Fund II Manager SM, LLC 6363 Woodway Drive, Suite 110 Houston TX TEXAS 77057 Promoter Sole Member of Manager of Issuer Commercial Decline to Disclose 06b false true false true false 50000 Moody Securities, LLC 148771 None None 6363 Woodway Drive, Suite 110 Houston TX TEXAS 77057 All States false Berthel Fisher & Company Financial Services, Inc. 13609 None None 4201 42ND STREET NE, SUITE 100 CEDAR RAPIDS IA IOWA 52402 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Independent Financial Group, LLC 22870 None None 12671 HIGH BLUFF DRIVE, SUITE 200 SAN DIEGO CA CALIFORNIA 92130 All States false Madison Avenue Securities, Inc. 23224 None None 15050 AVENUE OF SCIENCE, SUITE 150 SAN DIEGO CA CALIFORNIA 92128 All States false SagePoint Financial, Inc. 133763 None None 20 E THOMAS RD, SUITE 2000 PHOENIX AZ ARIZONA 85012 All States false 27345000 0 27345000 false 0 1640700 true 0 0 true false Moody National Financial Fund II, LLC /s/ Brett C. Moody Brett C. Moody President of Issuer's Manager 2020-03-23