0001684337-23-000001.txt : 20230831 0001684337-23-000001.hdr.sgml : 20230831 20230831100922 ACCESSION NUMBER: 0001684337-23-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20230831 DATE AS OF CHANGE: 20230831 EFFECTIVENESS DATE: 20230831 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Exchange Place: All Cap LP CENTRAL INDEX KEY: 0001805596 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-362621 FILM NUMBER: 231227337 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282-2198 BUSINESS PHONE: 212-902-1000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282-2198 D/A 1 primary_doc.xml X0708 D/A LIVE 0001805596 Exchange Place: All Cap LP 200 WEST STREET NEW YORK NY NEW YORK 10282-2198 212-902-1000 DELAWARE None None Limited Partnership true 2019 Steven Barry 200 West Street New York NY NEW YORK 10282-2198 Executive Officer President of the Issuer's General Partner Abbas Tahir 200 West Street New York NY NEW YORK 10282-2198 Executive Officer Vice President of the Issuer's General Partner Jason Cirrito 200 West Street New York NY NEW YORK 10282-2198 Executive Officer Vice President of the Issuer's General Partner Dirk Degenaars 200 West Street New York NY NEW YORK 10282-2198 Executive Officer Vice President of the Issuer's General Partner Kirsten Frivold Imohiosen 200 West Street New York NY NEW YORK 10282-2198 Executive Officer Treasurer of the Issuer's General Partner Joseph DiMaria 200 West Street New York NY NEW YORK 10282-2198 Executive Officer Treasurer of the Issuer's General Partner David Plutzer 200 West Street New York NY NEW YORK 10282-2198 Executive Officer Secretary of the Issuer's General Partner Steven Z Indich 200 West Street New York NY NEW YORK 10282-2198 Executive Officer Assistant Treasurer of the Issuer's General Partner Carol Liu 200 West Street New York NY NEW YORK 10282-2198 Executive Officer Assistant Treasurer of the Issuer's General Partner Allison Fremed 200 West Street New York NY NEW YORK 10282-2198 Executive Officer Vice President of the Issuer's General Partner Nora Creedon 200 West Street New York NY NEW YORK 10282-2198 Executive Officer Vice President of the Issuer's General Partner Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0001722896-22-000001 2020-02-26 true true false 0 Goldman Sachs & Co. LLC 361 None None 200 West Street New York NY NEW YORK 10282-2198 All States false Arvest Wealth Management 42057 None None 921 W. Monroe Ave. PO Box 1515 Lowell AR ARKANSAS 72745 All States false Charles Schwab & Co., Inc. 5393 None None 211 Main Street San Francisco CA CALIFORNIA 94105 All States false First Repiblic Securities Company, LLC 105108 None None 111 Pine Street San Francisco CA CALIFORNIA 94111 All States false Lincoln Investment, LLC 519 None None 601 Office Center Drive Suite 300 Fort Washington PA PENNSYLVANIA 19034 All States false LPL Financial LLC 6413 None None 4707 Executive Drive San Diego CA CALIFORNIA 92121 All States false Morgan Stanley Wealth Management 149777 None None 522 Fifth Avenue New York NY NEW YORK 10036 All States false Northern Trust Securities, Inc. 7927 None None 50 LaSalle St. Chicago IL ILLINOIS 60675 All States false Raymond James & Associates Inc. 705 None None 880 Carillion Parkway St. Petersburg FL FLORIDA 33716 All States false RBC Capital Markets, LLC 31194 None None 60 South 6th Street Minneapolis MN MINNESOTA 55402 All States false Robert W Baird & Co. 8158 None None 777 E. Wisconsin Ave. Floor 14 Milwaukee WI WISCONSIN 53202 All States false Snowden Account Services 149794 None None 540 Madison Avenue New York NY NEW YORK 10022 All States false UBS Financial Services Inc. 8174 None None 1200 Harbor Boulevard Weehawken NJ NEW JERSEY 07066 All States false Wells Fargo Advisors Financial Network, LLC 11025 None None 1 North Jefferson Avenue St. Louis MO MISSOURI 63103 All States false Argent Trust Company None None None 3102 West End Suite 775 Nashville TN TENNESSEE 37203 All States false Alliance Capital Management L.P. 108477 None None 1345 Avenue of the Americas New York NY NEW YORK 10105 All States false Avantax Investment Services, Inc. 13686 None None 14 Wood Lane Locust Valley NY NEW YORK 10001 All States false Citigroup Global Markets Inc. 7059 None None 388 Greenwich Street 22nd Floor, Suite 3 New York NY NEW YORK 10013 All States false Comerica Securities 17079 None None 411 W. Lafayette Blvd. Detroit MI MICHIGAN 48226 All States false Commonwealth Financial Network 8032 None None 29 Sawyer Road Waltham MA MASSACHUSETTS 02453-3483 All States false National Financial Services LLC 13041 None None 245 Summer Street Boston MA MASSACHUSETTS 02210 All States false Rockefeller & Co. LLC 294197 None None 45 Rockefeller Plaza 5th Floor New York NY NEW YORK 10111 AL ALABAMA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII IL ILLINOIS IA IOWA LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI NH NEW HAMPSHIRE NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WI WISCONSIN WY WYOMING false Stifel, Nicolaus & Company, Incorporated 793 None None 501 North Broadway St. Louis MO MISSOURI 63102 All States false RBC Capital Markets, LLC 31194 None None 3 World Financial Center 200 Vesey Street New York NY NEW YORK 10281 All States false Wells Fargo Clearing Services, LLC 19616 None None One North Jefferson Avenue St. Louis MO MISSOURI 63103 All States false Merrill Lynch, Pierce, Fenner & Smith Incorporated 7691 None None One Bryant Park New York NY NEW YORK 10036 All States false First Republic Securities Company, LLC 10508 None None 111 Pine Street San Francisco CA CALIFORNIA 94111 All States false Kestra Investment Services, LLC 420463 None None 5707 Southwest Parkway Building 2 Suite 400 Austin TX TEXAS 78735 All States false Cambridge Investment Research, Inc. 39543 None None 1776 Pleasant Plain Rd. Fairfield IA IOWA 52556-8757 All States false LION STREET FINANCIAL, LLC 165828 None None 515 CONGRESS AVE SUITE 2500 Austin TX TEXAS 78701 All States false Indefinite 3447909414 Indefinite false 2179 23250497 true 0 0 false Exchange Place: All Cap LP Joseph DiMaria Joseph DiMaria Treasurer of the Issuer's General Partner 2023-08-31