0000905718-20-000319.txt : 20200324 0000905718-20-000319.hdr.sgml : 20200324 20200324161150 ACCESSION NUMBER: 0000905718-20-000319 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20200324 DATE AS OF CHANGE: 20200324 EFFECTIVENESS DATE: 20200324 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carl Marks Strategic Opportunities Fund III, L.P. CENTRAL INDEX KEY: 0001804639 IRS NUMBER: 844303261 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-363578 FILM NUMBER: 20738504 BUSINESS ADDRESS: STREET 1: C/O CARL MARKS MANAGEMENT COMPANY, LLC STREET 2: 900 THIRD AVENUE, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-909-8400 MAIL ADDRESS: STREET 1: C/O CARL MARKS MANAGEMENT COMPANY, LLC STREET 2: 900 THIRD AVENUE, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 D 1 primary_doc.xml X0708 D LIVE 0001804639 Carl Marks Strategic Opportunities Fund III, L.P. C/O CARL MARKS MANAGEMENT COMPANY, LLC 900 3RD AVE 33RD FL. NEW YORK NY NEW YORK 10022 212-909-8400 DELAWARE None None Limited Partnership true 2020 - Carl Marks Management Company, LLC 900 3rd Ave 33rd Fl. New York NY NEW YORK 10022 Executive Officer Investment Manager - Carl Marks GP III, LLC c/o Carl Marks Management Company, LLC 900 3rd Ave 33rd Fl. New York NY NEW YORK 10022 Executive Officer General Partner James F. Wilson c/o Carl Marks Management Company, LLC 900 3rd Ave 33rd Fl. New York NY NEW YORK 10022 Executive Officer Robert C. Ruocco c/o Carl Marks Management Company, LLC 900 3rd Ave 33rd Fl. New York NY NEW YORK 10022 Executive Officer Andrew M. Boas c/o Carl Marks Management Company, LLC 900 3rd Ave 33rd Fl. New York NY NEW YORK 10022 Executive Officer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 false true false true false 0 400000000 0 400000000 false 0 0 true 0 0 true The Investment Manager will receive a fee based on the net asset value and the General Partner will receive carried interest, as more fully set forth in the offering materials. false Carl Marks Strategic Opportunities Fund III, L.P. /s/ Robert C. Ruocco Robert C. Ruocco Executive Officer 2020-03-24