0000902664-22-003127.txt : 20220527 0000902664-22-003127.hdr.sgml : 20220527 20220527161303 ACCESSION NUMBER: 0000902664-22-003127 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20220527 DATE AS OF CHANGE: 20220527 EFFECTIVENESS DATE: 20220527 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RFE Investment Partners IX, L.P. CENTRAL INDEX KEY: 0001804391 IRS NUMBER: 832134667 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-361462 FILM NUMBER: 22977583 BUSINESS ADDRESS: STREET 1: C/O RFE ASSOCIATES IX, LLC STREET 2: 36 GROVE STREET CITY: NEW CANAAN STATE: CT ZIP: 06840 BUSINESS PHONE: (203) 966-2800 MAIL ADDRESS: STREET 1: C/O RFE ASSOCIATES IX, LLC STREET 2: 36 GROVE STREET CITY: NEW CANAAN STATE: CT ZIP: 06840 D/A 1 primary_doc.xml X0708 D/A LIVE 0001804391 RFE Investment Partners IX, L.P. C/O RFE ASSOCIATES IX, LLC 36 GROVE STREET NEW CANAAN CT CONNECTICUT 06840 (203) 966-2800 DELAWARE RFE IX SBIC, L.P None Limited Partnership true 2018 - RFE Associates IX, LLC 36 Grove Street New Canaan CT CONNECTICUT 06840 Executive Officer General Partner Michael J. Foster 36 Grove Street New Canaan CT CONNECTICUT 06840 Executive Officer Managing Member of the General Partner James A. Parsons 36 Grove Street New Canaan CT CONNECTICUT 06840 Executive Officer Managing Member of the General Partner Donald A. Juricic 36 Grove Street New Canaan CT CONNECTICUT 06840 Executive Officer Managing Member of the General Partner R. Peter Reiter, Jr. 36 Grove Street New Canaan CT CONNECTICUT 06840 Executive Officer Managing Member of the General Partner Michael W. Rubel 36 Grove Street New Canaan CT CONNECTICUT 06840 Executive Officer Managing Member of the General Partner Paul R. Schilpp 36 Grove Street New Canaan CT CONNECTICUT 06840 Executive Officer Managing Member of the General Partner - RFE Management Corporation 36 Grove Street New Canaan CT CONNECTICUT 06840 Executive Officer Investment Manager Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 true 0000902664-20-001339 2020-02-13 true true false 0 B. Riley Securities, Inc. 25027 None None 11100 SANTA MONICA BLVD SUITE 800 LOS ANGELES CA CALIFORNIA 90025 All States false PTP Securities, LLC 136832 None None 664 PROSPECT AVENUE HARTFORD CT CONNECTICUT 06105-4255 All States false Atlantic-Pacific Capital, Inc. 38356 None None ONE DOCK STREET SUITE 404 STAMFORD CT CONNECTICUT 06902 All States false M2O Private Fund Advisors LLC 158741 None None 1 NORTH LEXINGTON AVENUE SUITE 500 WHITE PLAINS NY NEW YORK 10601 CA CALIFORNIA CT CONNECTICUT FL FLORIDA IL ILLINOIS MA MASSACHUSETTS NY NEW YORK OH OHIO false Indefinite 190104030 Indefinite false 58 1374375 0 0 The fund charges a management fee that is described in the fund's offering documents. false RFE Investment Partners IX, L.P. /s/ Donald A. Juricic Donald A. Juricic Managing Member of the General Partner 2022-05-27