0001567619-20-002382.txt : 20200207 0001567619-20-002382.hdr.sgml : 20200207 20200207133703 ACCESSION NUMBER: 0001567619-20-002382 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Section 3(c)(1) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20200207 DATE AS OF CHANGE: 20200207 EFFECTIVENESS DATE: 20200207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Firmament Capital Partners SBIC III, L.P. CENTRAL INDEX KEY: 0001802274 IRS NUMBER: 843880762 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-360034 FILM NUMBER: 20586531 BUSINESS ADDRESS: STREET 1: 1 ROCKEFELLER PLAZA, SUITE 1203 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-956-1061 MAIL ADDRESS: STREET 1: 1 ROCKEFELLER PLAZA, SUITE 1203 CITY: NEW YORK STATE: NY ZIP: 10022 D 1 primary_doc.xml X0708 D LIVE 0001802274 Firmament Capital Partners SBIC III, L.P. 1 ROCKEFELLER PLAZA, SUITE 1203 NEW YORK NY NEW YORK 10022 212-956-1061 DELAWARE None None Limited Partnership true 2019 N/A FIRMAMENT CAPITAL PARTNERS SBIC III, LLC 1 Rockefeller Plaza, Suite 1203 New York NY NEW YORK 10020 Executive Officer General Partner N/A Firmament Advisors SBIC III, LLC 1 Rockefeller Plaza, Suite 1203 New York NY NEW YORK 10020 Executive Officer Management Company to the Partnership Franklin H. McLarty 1 Rockefeller Plaza, Suite 1203 New York NY NEW YORK 10020 Executive Officer Manager and Member of the Investment Committee of the General Partner Christopher D. Smith 1 Rockefeller Plaza, Suite 1203 New York NY NEW YORK 10020 Executive Officer Manager and Member of the Investment Committee of the General Partner Parris A. Boyd 1 Rockefeller Plaza, Suite 1203 New York NY NEW YORK 10020 Executive Officer Member of the Investment Committee of the General Partner Lisa A. Moraglia 1 Rockefeller Plaza, Suite 1203 New York NY NEW YORK 10020 Executive Officer Member of the Investment Committee of the General Partner Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C.1 3C.7 false true false true false 0 Elm Capital Associates Ltd 154372 None None 11a Regent Street, Southwest House London X0 UNITED KINGDOM SW1Y 4LR CA CALIFORNIA CT CONNECTICUT DE DELAWARE FL FLORIDA IL ILLINOIS IN INDIANA KY KENTUCKY MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI NC NORTH CAROLINA NE NEBRASKA NH NEW HAMPSHIRE NJ NEW JERSEY NY NEW YORK OH OHIO PA PENNSYLVANIA RI RHODE ISLAND TN TENNESSEE TX TEXAS VA VIRGINIA VT VERMONT WA WASHINGTON WI WISCONSIN false 125000000 0 125000000 false 0 0 0 30000000 true An annual management fee will be paid to the management company, an entity that is an affiliate of the Issuer's General Partner. This estimated management fee is based on the total projected commitments to the Issuer. false Firmament Capital Partners SBIC III, L.P. /s/ Christopher D. Smith Christopher D. Smith Manager of the General Partner 2020-02-07