0001800153-20-000005.txt : 20200716 0001800153-20-000005.hdr.sgml : 20200716 20200715200851 ACCESSION NUMBER: 0001800153-20-000005 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20200716 DATE AS OF CHANGE: 20200715 EFFECTIVENESS DATE: 20200716 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fourthstone Small-Cap Financials Fund CENTRAL INDEX KEY: 0001800153 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-358253 FILM NUMBER: 201030479 BUSINESS ADDRESS: STREET 1: 13476 CLAYTON ROAD CITY: ST. LOUIS STATE: MO ZIP: 63131 BUSINESS PHONE: 800-771-8071 MAIL ADDRESS: STREET 1: 13476 CLAYTON ROAD CITY: ST. LOUIS STATE: MO ZIP: 63131 D/A 1 primary_doc.xml X0708 D/A LIVE 0001800153 Fourthstone Small-Cap Financials Fund 13476 CLAYTON ROAD ST. LOUIS MO MISSOURI 63131 800-771-8071 DELAWARE None None Limited Partnership true 2020 N/A N/A Fourthstone GP, LLC 13476 Clayton Road St. Louis MO MISSOURI 63131 Executive Officer Promoter General Partner of the Issuer Louis Philip Stone, IV 13476 Clayton Road St. Louis MO MISSOURI 63131 Promoter Managing Member of the General Partner of the Issuer Amy Morris Stone 13476 Clayton Road St. Louis MO MISSOURI 63131 Promoter Manager of the General Partner of the Issuer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001800153-20-000001 true true true false 1000000 Mid-Continent Securities Advisors, Ltd. 120448 None None 1218 Webster Street Houston TX TEXAS 77002 CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA GA GEORGIA IL ILLINOIS NV NEVADA NJ NEW JERSEY NY NEW YORK SC SOUTH CAROLINA false Old City Securities LLC 171910 None None 445 Central Ave Suite 328 Cedarhurst NY NEW YORK 11516 AL ALABAMA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA GA GEORGIA IL ILLINOIS KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MS MISSISSIPPI NV NEVADA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA PA PENNSYLVANIA SC SOUTH CAROLINA SD SOUTH DAKOTA TX TEXAS UT UTAH VT VERMONT VA VIRGINIA false Indefinite 1000000 Indefinite false 1 0 0 0 false Fourthstone Small-Cap Financials Fund /s/ Robin Anderson Robin Anderson CCO, Fourthstone LLC 2020-07-15