0001798441-20-000001.txt : 20200127 0001798441-20-000001.hdr.sgml : 20200127 20200127160736 ACCESSION NUMBER: 0001798441-20-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(5) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20200127 DATE AS OF CHANGE: 20200127 EFFECTIVENESS DATE: 20200127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mortgage Opportunities Finance LLC CENTRAL INDEX KEY: 0001798441 IRS NUMBER: 834122203 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-359028 FILM NUMBER: 20549606 BUSINESS ADDRESS: STREET 1: 333 S. GRAND AVENUE, 18TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 2136338466 MAIL ADDRESS: STREET 1: 333 S. GRAND AVENUE, 18TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 D 1 primary_doc.xml X0708 D LIVE 0001798441 Mortgage Opportunities Finance LLC 505 N Brand Blvd, Suite 860 Glendale CA CALIFORNIA 91203 2136338466 DELAWARE None None Limited Liability Company true 2019 N/A Mortgage Opportunities Finance Holdings, LP 505 N Brand Blvd, Suite 860 Glendale CA CALIFORNIA 91203 Promoter Holder of 100% of common shares of the Issuer N/A DoubleLine Mortgage Opportunities Finance Holdings GP, LLC 505 N Brand Blvd, Suite 860 Glendale CA CALIFORNIA 91203 Executive Officer General Partner of Mortgage Opportunities Finance Holdings, LP N/A DoubleLine Capital LP 505 N Brand Blvd, Suite 860 Glendale CA CALIFORNIA 91203 Executive Officer Investment Manager of the Issuer Henry Chase 505 N Brand Blvd, Suite 860 Glendale CA CALIFORNIA 91203 Executive Officer Earl Lariscy 505 N Brand Blvd, Suite 860 Glendale CA CALIFORNIA 91203 Executive Officer REITS and Finance Decline to Disclose 06b 3C 3C.5 3C.7 false 2020-01-16 false true false 1000 H&L Equities, LLC 113794 None None 1175 Peachtreet Street, NE 100 Colony Square, Suite 2200 Atlanta GA GEORGIA 30361 FL FLORIDA GA GEORGIA TX TEXAS false Scott Harrison 4981070 H&L Equities, LLC 113794 1175 Peachtreet Street, NE 100 Colony Square, Suite 2200 Atlanta GA GEORGIA 30361 FL FLORIDA GA GEORGIA TX TEXAS false Charles B. Harrison 3071551 H&L Equities, LLC 113794 1175 Peachtreet Street, NE 100 Colony Square, Suite 2200 Atlanta GA GEORGIA 30361 FL FLORIDA GA GEORGIA TX TEXAS false Patrick J. Whelchel 5389090 H&L Equities, LLC 113794 1175 Peachtreet Street, NE 100 Colony Square, Suite 2200 Atlanta GA GEORGIA 30361 GA GEORGIA false Lori Mayfield 4899271 H&L Equities, LLC 113794 1175 Peachtreet Street, NE 100 Colony Square, Suite 2200 Atlanta GA GEORGIA 30361 FL FLORIDA GA GEORGIA TX TEXAS false Charles Mathes 5980160 H&L Equities, LLC 113794 1175 Peachtreet Street, NE 100 Colony Square, Suite 2200 Atlanta GA GEORGIA 30361 GA GEORGIA TX TEXAS false 125000 125000 0 false 125 6250 true 0 Sales commission payable to H&L Equities, LLC is 5% of total capital raised. 0 false Mortgage Opportunities Finance LLC /s/ Henry Chase Henry Chase Executive Vice President 2020-01-27