0001798044-20-000002.txt : 20200107 0001798044-20-000002.hdr.sgml : 20200107 20200107152351 ACCESSION NUMBER: 0001798044-20-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20200107 DATE AS OF CHANGE: 20200107 EFFECTIVENESS DATE: 20200107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Breakwater Investments, LLC CENTRAL INDEX KEY: 0001797843 IRS NUMBER: 843359891 STATE OF INCORPORATION: MS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-357386 FILM NUMBER: 20513205 BUSINESS ADDRESS: STREET 1: 128-A COURTHOUSE SQUARE CITY: OXFORD STATE: MS ZIP: 38655 BUSINESS PHONE: 662.371.4124 MAIL ADDRESS: STREET 1: 128-A COURTHOUSE SQUARE CITY: OXFORD STATE: MS ZIP: 38655 D 1 primary_doc.xml X0708 D LIVE 0001797843 Breakwater Investments, LLC 128-A COURTHOUSE SQUARE OXFORD MS MISSISSIPPI 38655 662.371.4124 MISSISSIPPI None None Limited Liability Company true 2019 Fenton Flats Manager, LLC 128-A Courthouse Square Oxford MS MISSISSIPPI 38655 Director Andrew Adams 128-A Courthouse Square Oxford MS MISSISSIPPI 38655 Executive Officer Miles Stephen 128-A Courthouse Square Oxford MS MISSISSIPPI 38655 Executive Officer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06c 3C 3C.1 false 2019-12-27 false true false 0 Patrick Capital Markets, LLC 16518 None None 7401 Watson Road Suite 88 St Louis MO MISSOURI 63119 AR ARKANSAS GA GEORGIA LA LOUISIANA MS MISSISSIPPI MO MISSOURI SC SOUTH CAROLINA TN TENNESSEE TX TEXAS false Sequence Financial Specialists LLC 132915 None None 781 Meeting Street Suite B Charleston SC SOUTH CAROLINA 29403 AZ ARIZONA AR ARKANSAS GA GEORGIA IA IOWA SD SOUTH DAKOTA TN TENNESSEE false Green Vista Capital LLC 293630 None None 222 N Park Avenue Winter Park FL FLORIDA 32789 FL FLORIDA MD MARYLAND NY NEW YORK TX TEXAS WI WISCONSIN false Saxony Securities, Inc. 115547 None None 7401 Watson Road Suite 86 St Louis MO MISSOURI 63119 FL FLORIDA NJ NEW JERSEY false Michael Rose 2954324 None None 119 Washington Avenue Suite 400 Miami Beach FL FLORIDA 33139 FL FLORIDA NJ NEW JERSEY false 25000000 13014625 11985375 false 60 240346 0 800000 false Breakwater Investments, LLC Bilal Malik Bilal Malik Counsel 2020-01-07