0001315863-19-000989.txt : 20191230 0001315863-19-000989.hdr.sgml : 20191230 20191230122533 ACCESSION NUMBER: 0001315863-19-000989 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20191230 DATE AS OF CHANGE: 20191230 EFFECTIVENESS DATE: 20191230 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Caius Capital Financials Fund CENTRAL INDEX KEY: 0001797407 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-356637 FILM NUMBER: 191315750 BUSINESS ADDRESS: STREET 1: UGLAND HOUSE STREET 2: PO BOX 309 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 44 207 190 7940 MAIL ADDRESS: STREET 1: 40 NEW BOND STREET CITY: LONDON STATE: X0 ZIP: W1S 2RX D 1 primary_doc.xml X0708 D LIVE 0001797407 Caius Capital Financials Fund UGLAND HOUSE, PO BOX 309 GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1104 44 207 190 7940 CAYMAN ISLANDS None None Other Cayman Islands exempted company true 2019 Nick Gaze Ugland House; PO Box 309 Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Director Ronan Guilfoyle Ugland House; PO Box 309 Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Director Victoria Parry Ugland House; PO Box 309 Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Director - Caius Capital Limited Ugland House; PO Box 309 Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Promoter Manager - Caius Capital LLP 40 New Bond Street London X0 UNITED KINGDOM W1S 2RX Promoter Investment Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 false true true true false 100000 Indefinite 0 Indefinite false 0 0 0 0 The fund charges a management fee that is described in the fund's governing documents. false Caius Capital Financials Fund /s/ Nick Gaze Nick Gaze Director 2019-12-30