0001796406-19-000001.txt : 20191210 0001796406-19-000001.hdr.sgml : 20191210 20191210172057 ACCESSION NUMBER: 0001796406-19-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20191210 DATE AS OF CHANGE: 20191210 EFFECTIVENESS DATE: 20191210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Waterfall Ithaca Fund, LLC CENTRAL INDEX KEY: 0001796406 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-355220 FILM NUMBER: 191278418 BUSINESS ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS, 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-257-4600 MAIL ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS, 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 D 1 primary_doc.xml X0708 D LIVE 0001796406 Waterfall Ithaca Fund, LLC 1251 Avenue of the Americas 50th Floor New York NY NEW YORK 10020 212-257-4600 DELAWARE None None Limited Liability Company true 2019 n/a Waterfall Asset Management, LLC 1251 Avenue of the Americas 50th Floor New York NY NEW YORK 10020 Promoter Manager Thomas Capasse Waterfall Asset Management, LLC 1251 Avenue of the Americas, 50th Floor New York NY NEW YORK 10020 Executive Officer Jack Ross Waterfall Asset Management, LLC 1251 Avenue of the Americas, 50th Floor New York NY NEW YORK 10020 Executive Officer Kenneth Nick Waterfall Asset Management, LLC 1251 Avenue of the Americas, 50th Floor New York NY NEW YORK 10020 Executive Officer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 false 2019-11-27 false true false 50000 Indefinite 2050000 Indefinite false 17 0 0 0 false Waterfall Ithaca Fund, LLC Kenneth Nick Kenneth Nick General Counsel and CCO of the Manager 2019-12-10