0001792592-19-000001.txt : 20191031 0001792592-19-000001.hdr.sgml : 20191031 20191031160850 ACCESSION NUMBER: 0001792592-19-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) ITEM INFORMATION: Section 3(c)(5) FILED AS OF DATE: 20191031 DATE AS OF CHANGE: 20191031 EFFECTIVENESS DATE: 20191031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aspen Growth IV, LLC CENTRAL INDEX KEY: 0001792592 IRS NUMBER: 842572582 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-352316 FILM NUMBER: 191183744 BUSINESS ADDRESS: STREET 1: 5700 W. 112TH STREET, SUITE 140 CITY: OVERLAND PARK STATE: KS ZIP: 66211 BUSINESS PHONE: 800-940-1510 MAIL ADDRESS: STREET 1: 5700 W. 112TH STREET, SUITE 140 CITY: OVERLAND PARK STATE: KS ZIP: 66211 D 1 primary_doc.xml X0708 D LIVE 0001792592 Aspen Growth IV, LLC 5700 W. 112TH STREET, SUITE 140 OVERLAND PARK KS KANSAS 66211 800-940-1510 MISSOURI None None Limited Liability Company true 2019 N/A ASPEN PROPERTIES GROUP, LLC 5700 W. 112TH STREET, SUITE 140 OVERLAND PARK KS KANSAS 66211 Executive Officer Director Promoter MANAGER ROBERT FRASER 5700 W. 112TH STREET, SUITE 140 OVERLAND PARK KS KANSAS 66211 Executive Officer Director Promoter MANAGING MEMBER AND CFO, CTO AND CO-CEO OF SOLE MEMBER JAMES MAFFUCCIO 5700 W. 112TH STREET, SUITE 140 OVERLAND PARK KS KANSAS 66211 Executive Officer Director Promoter MANAGING MEMBER AND CIO AND CO-CEO OF SOLE MEMBER BEN FRASER 5700 W. 112TH STREET, SUITE 140 OVERLAND PARK KS KANSAS 66211 Executive Officer VICE PRESIDENT OF FINANCE Pooled Investment Fund Other Investment Fund false Decline to Disclose 06c 3C 3C.1 3C.5 false 2019-10-09 false true true true false 250000 10000000 250000 9750000 false 1 0 true 0 true THE ISSUER HAS THE OPTION TO USE A BROKER-DEALER IF IT DESIRES. NONE HAVE BEEN ENGAGED TO DATE. 450000 true THE MANAGER WILL BE ENTITLED TO AN ACQUISITION FEE OF 3% OF PURCHASED LOANS, A LOSS MITIGATION FEE IF ITS COLLECTION SERVICES ARE UTILIZED AND A 50% PROFITS INTEREST. THE ESTIMATE ABOVE IS BASED ON THE ENTIRE OFFERING BEING SOLD. false Aspen Growth IV, LLC BEN FRASER BEN FRASER VICE PRESIDENT OF FINANCE 2019-10-16