0000905718-19-000797.txt : 20190927 0000905718-19-000797.hdr.sgml : 20190927 20190927160052 ACCESSION NUMBER: 0000905718-19-000797 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20190927 DATE AS OF CHANGE: 20190927 EFFECTIVENESS DATE: 20190927 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Innovation X Holdings III, LLC CENTRAL INDEX KEY: 0001789654 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-349884 FILM NUMBER: 191122107 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 212-417-8033 MAIL ADDRESS: STREET 1: 200 VESEY STREET, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 D 1 primary_doc.xml X0708 D LIVE 0001789654 Innovation X Holdings III, LLC 200 VESEY STREET, 25TH FLOOR NEW YORK NY NEW YORK 10281 212-417-8033 DELAWARE None None Limited Liability Company true 2019 - Innovation X Management, LLC 200 Vesey Street, 25th Floor New York NY NEW YORK 10281 Executive Officer Manager - National Asset Management, Inc. 200 Vesey Street, 25th Floor New York NY NEW YORK 10281 Executive Officer Advisor Roger Monteforte c/o National Asset Management, Inc. 200 Vesey Street, 25th Floor New York NY NEW YORK 10281 Executive Officer Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 false true false true false 0 National Securities Corporation 7569 None None 200 VESEY STREET, 25TH FLOOR NEW YORK NY NEW YORK 10281 All States false 25000000 0 25000000 false 0 2500000 true 0 true Assumes maximum commissions earned. 0 true Roger Monteforte is a branch owner of the Placement Agent and will receive a portion of the commissions. Manager will receive carried interest of 10% on realized gains. false Innovation X Holdings III, LLC /s/ Michael Mullen Michael Mullen Authorized Signatory 2019-09-27