0001782612-19-000002.txt : 20191120 0001782612-19-000002.hdr.sgml : 20191120 20191120171119 ACCESSION NUMBER: 0001782612-19-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20191120 DATE AS OF CHANGE: 20191120 EFFECTIVENESS DATE: 20191120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AEI Healthcare Portfolio IV DST CENTRAL INDEX KEY: 0001782612 IRS NUMBER: 836926219 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-352291 FILM NUMBER: 191235061 BUSINESS ADDRESS: STREET 1: 30 E 7TH STREET STREET 2: SUITE 1300 CITY: ST. PAUL STATE: MN ZIP: 55101 BUSINESS PHONE: 651-227-7333 MAIL ADDRESS: STREET 1: 30 E 7TH STREET STREET 2: SUITE 1300 CITY: ST. PAUL STATE: MN ZIP: 55101 D/A 1 primary_doc.xml X0708 D/A LIVE 0001782612 AEI Healthcare Portfolio IV DST 30 E 7TH STREET SUITE 1300 ST. PAUL MN MINNESOTA 55101 651-227-7333 DELAWARE None None Other Statutory Trust true 2019 Marni J Nygard 30 E 7th Street Suite 1300 St. Paul MN MINNESOTA 55101 Executive Officer Patrick W Keene 30 E 7th Street Suite 1300 St. Paul MN MINNESOTA 55101 Executive Officer Robert P Johnson 30 E 7th Street Suite 1300 St. Paul MN MINNESOTA 55101 Executive Officer Manager, LLC AEI Trust 30 E 7th Street Suite 1300 St. Paul MN MINNESOTA 55101 Promoter Depositor, LL AEI Healthcare Portfolio IV 30 E 7th Street Suite 1300 St. Paul MN MINNESOTA 55101 Promoter Advisors, Inc. AEI Trust 30 E 7th Street Suite 1300 St. Paul MN MINNESOTA 55101 Promoter Commercial Decline to Disclose 06b true 0001782612-19-000001 2019-11-06 false true false 50000 Ausdal Financial Partners, Inc. 7995 None None 5187 Utica Ridge Road Davenposrt IA IOWA 52807 AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false JRL Capital Corporation 10225 None None 20371 Irvine Ave Suiste A-140 Newport Beach CA CALIFORNIA 92660 AL ALABAMA AZ ARIZONA CA CALIFORNIA CO COLORADO FL FLORIDA HI HAWAII ID IDAHO IL ILLINOIS MD MARYLAND NV NEVADA NJ NEW JERSEY NY NEW YORK OR OREGON TX TEXAS UT UTAH WA WASHINGTON false Lighthouse Capital Group 169135 None None 1055 East Colorado Boulevard Suite 310 Pasadena CA CALIFORNIA 91106 AL ALABAMA AK ALASKA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Wealthforge Securities, LLC 152550 None None 3015 West Moore Street Suite 102 Richmond VA VIRGINIA 23230 All States false McDermott Investment Services, LLC 154926 None None 44 East Broad Street 2nd Floor Bethlehem PA PENNSYLVANIA 18018 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Avantax Investment Services, Inc 13686 None None 6333 North State Highway 161 4th Floor Irving TX TEXAS 75038 All States false Colorado Financial Service Corporation 104343 None None 188 Inverness Drive WEst Suite 100 Centennial CO COLORADO 80112 All States false Concorde Investment Services, LLC 151604 None None 19500 Victor Parkway Suite 550 Livonia MI MICHIGAN 48152 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false DFPG Investments, LLC 155576 None None 9017 South Riverside Drive Suite 210 Sandy UT UTAH 84070 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Great Point Capital, LLC 114203 None None 200 West Jackson Boulevard Suite 1000 Chicago IL ILLINOIS 60606 AL ALABAMA AK ALASKA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WI WISCONSIN false Metropolitan Capital Investment Banc, Inc. 148820 None None 9 East Ontario Chicago IL ILLINOIS 60611 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Principal Securities, Inc 1137 None None 655 9th Street Des Moines IA IOWA 50309 All States false 21368000 11577000 9791000 false 30 1068400 true 0 31882530 true AEI Healthcare Portfolio IV Depositor LLC will be responsible for paying certain fees and costs of approximately $2,333,533. false AEI Healthcare Portfolio IV DST RONA L NEWTSON Marni Nygard RONA L NEWTSON AUTH SIGNATORY FOR MARNI J NYGARD PRESIDENT 2019-11-20