0001012975-22-000032.txt : 20220114 0001012975-22-000032.hdr.sgml : 20220114 20220114101610 ACCESSION NUMBER: 0001012975-22-000032 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20220114 DATE AS OF CHANGE: 20220114 EFFECTIVENESS DATE: 20220114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pacific Oak Opportunity Zone Fund I, LLC CENTRAL INDEX KEY: 0001782022 IRS NUMBER: 842164333 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-344012 FILM NUMBER: 22530679 BUSINESS ADDRESS: STREET 1: 11766 WILSHIRE BLVD. STREET 2: SUITE 1670 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 949-698-3327 MAIL ADDRESS: STREET 1: 11766 WILSHIRE BLVD. STREET 2: SUITE 1670 CITY: LOS ANGELES STATE: CA ZIP: 90025 D/A 1 primary_doc.xml X0708 D/A LIVE 0001782022 Pacific Oak Opportunity Zone Fund I, LLC 11766 WILSHIRE BLVD. SUITE 1670 LOS ANGELES CA CALIFORNIA 90025 949-698-3327 DELAWARE None None Limited Liability Company true 2019 N/A Pacific Oak Opportunity Zone Fund I Manager, LLC 11766 Wilshire Blvd. Suite 1670 Los Angeles CA CALIFORNIA 90025 Executive Officer Promoter Managing member ("Manager") of the Issuer N/A Pacific Oak Capital Advisors, LLC 11766 Wilshire Blvd. Suite 1670 Los Angeles CA CALIFORNIA 90025 Promoter Sponsor of the Issuer Keith D. Hall 11766 Wilshire Blvd. Suite 1670 Los Angeles CA CALIFORNIA 90025 Promoter Managing member of the Sponsor of the Issuer Peter McMillan III 11766 Wilshire Blvd. Suite 1670 Los Angeles CA CALIFORNIA 90025 Promoter Managing member of the Sponsor of the Issuer Ben Aitkenhead 11766 Wilshire Blvd Suite 1670 Los Angeles CA CALIFORNIA 90025 Promoter Managing Director - Head of Private Placements of the Sponsor of the Issuer Brian Ragsdale 11766 Wilshire Blvd. Suite 1670 Los Angeles CA CALIFORNIA 90025 Promoter Executive VP / Transaction Management of the Sponsor of the Issuer Other Real Estate Decline to Disclose 06b true 0001012975-21-000027 2019-06-27 true true false 0 Arete Wealth Management, LLC 44856 None None 1115 W. Fulton Market Third Floor Chicago IL ILLINOIS 60607 All States false Pacific Oak Capital Markets, LLC 309350 None None 3200 Park Center Drive Suite 600 Costa Mesa CA CALIFORNIA 92626 All States false Lora Jane Hoff 3175071 Investment Planners, Inc. 18557 10440 N. Central Expressway Suite 1040 Dallas TX TEXAS 75231 TX TEXAS false Timothy Patrick Norton 726982 McDonald Partners LLC 135414 2803 South State Street Ann Arbor MI MICHIGAN 48104 MI MICHIGAN false Clay Schmidt 6920482 Thornhill Securities, Inc. 22333 400 W. 15th Street Suite 700 Austin TX TEXAS 78701 TX TEXAS false Amr Tenney 5506866 Thornhill Securities, Inc. 22333 400 W. 15th Streeet Suite 700 Austin TX TEXAS 78701 NV NEVADA TX TEXAS false Ryan Poage 2931221 Purshe Kaplan Sterling Investments 35747 800 W. 47th Street Suite 700 Kansas City MO MISSOURI 64112 FL FLORIDA false Drew W. Reynolds 6646813 Thornhill Securities, Inc. 22333 400 W. 15th Street Suite 700 Austin TX TEXAS 78701 TX TEXAS false David Darwish 2747994 Purshe Kaplan Sterling Investments 35747 3838 Tamiami Trail North Suite 201 Naples FL FLORIDA 34103 VA VIRGINIA WA WASHINGTON false Steven Carmandalian 2713564 Purshe Kaplan Sterling Investments 35747 2829 Townsgate Road Suite 100 Westlake Village CA CALIFORNIA 91361 CA CALIFORNIA false Lori Gluck Murphy 5240690 Purshe Kaplan Sterling Investments 35747 80 State Street Albany NY NEW YORK 12207 FL FLORIDA false Dewey Deane Steffen 2688651 Purshe Kaplan Sterling Investments 35747 22260 Haggerty Road Suite 160 Northville MI MICHIGAN 48167 MI MICHIGAN WA WASHINGTON false Kyle Jensen Kirwan 5088691 Kalos Capital, Inc. 44337 11525 Park Woods Circle Suite 280 Alpharetta GA GEORGIA 30005 NV NEVADA false Megan Lee Clark 5733655 Kalos Capital, Inc. 44337 1984 Isaac Newton Square W Suite 203 Reston VA VIRGINIA 20190 VA VIRGINIA false John Edward Morianty 2720704 Kalos Capital, Inc. 44337 906 South Kirkwood Road Kirkwood MO MISSOURI 63122 WA WASHINGTON false Robert Patrick Webb 4793026 Kalos Capital, Inc. 44337 1015 Terrace View Street Timnath CO COLORADO 80547 CA CALIFORNIA false Jonathan Charles Hogan 6947878 Kalos Capital, Inc. 44337 6101 Carnegie Blvd. Suite 350 Charlotte NC NORTH CAROLINA 28209 NJ NEW JERSEY false Tim Couch 4073942 Dempsey Lord Smith, LLC 141238 900 Old Dawson Village Road East Suite 110 Dawsonville GA GEORGIA 30534 FL FLORIDA GA GEORGIA TN TENNESSEE false Matthew Roy Wilson 4576995 Ausdal Financial Partners, Inc. 7995 1135 Pearl Street #208 Boulder CO COLORADO 80302 CO COLORADO false John Norman Doiron 5305305 Cabot Lodge Securities LLC 159712 8675 Merry Oaks Lane Toano VA VIRGINIA 23168 NV NEVADA VA VIRGINIA false Christine Clarissa Narayan 5338599 Colorado Financial Service Corporation 104343 2725 W. 21st Avenue Denver CO COLORADO 80211 CO COLORADO false Guy Anthony Harrigan 1817525 Lion Street Financial, LLC 165828 4770 Baseline Road Suite 380 Boulder CO COLORADO 80303 CO COLORADO FL FLORIDA false James Bradley Teegarden 2812366 Lion Street Financial, LLC 165828 4770 Baseline Road Suite 380 Boulder CO COLORADO 80303 CO COLORADO false David M. Gottlieb 5739132 APW Capital, Inc. 43814 111 Wood Avenue South Suite 110 Iselin NJ NEW JERSEY 08830 DE DELAWARE NY NEW YORK false Cambridge Investment Research, Inc. 39543 None None 1776 Pleasant Plain Road Fairfield IA IOWA 52556 All States false 250000000 52884952 197115048 Offering amount of $150,000,000, increasing by up to an additional $100,000,000 at the Issuer's discretion. With respect to Item 11, a minimum purchase amount of $250,000 may be waived by the Issuer. false 66 21250000 true 0 Selling commissions of 6%, dealer manager fee (DMF) of 1% and placement agent fee (PAF) of 1.5%. These commissions or fees may be waived for certain investors. 11875000 true An estimate of dealer manager fees, placement agent fees, upfront fees for O&O expenses and due diligence expenses and acquisition fees(assuming no debt or other sources), each of which may be directly paid or indirectly benefit one or more related person false Pacific Oak Opportunity Zone Fund I, LLC /s/ Ben Aitkenhead Ben Aitkenhead Authorized Signatory 2022-01-14