0001012975-19-000469.txt : 20190711 0001012975-19-000469.hdr.sgml : 20190711 20190711131207 ACCESSION NUMBER: 0001012975-19-000469 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20190711 DATE AS OF CHANGE: 20190711 EFFECTIVENESS DATE: 20190711 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pacific Oak Opportunity Zone Fund I, LLC CENTRAL INDEX KEY: 0001782022 IRS NUMBER: 842164333 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-344012 FILM NUMBER: 19950804 BUSINESS ADDRESS: STREET 1: 11150 SANTA MONICA BOULEVARD STREET 2: SUITE 400 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 949-698-3327 MAIL ADDRESS: STREET 1: 11150 SANTA MONICA BOULEVARD STREET 2: SUITE 400 CITY: LOS ANGELES STATE: CA ZIP: 90025 D 1 primary_doc.xml X0708 D LIVE 0001782022 Pacific Oak Opportunity Zone Fund I, LLC 11150 Santa Monica Boulevard Suite 400 Los Angeles CA CALIFORNIA 90025 949-698-3327 DELAWARE None None Limited Liability Company true 2019 N/A Pacific Oak Opportunity Zone Fund I Manager, LLC 11150 Santa Monica Boulevard Suite 400 Los Angeles CA CALIFORNIA 90025 Executive Officer Promoter Managing member ("Manager") of the Issuer N/A Pacific Oak Capital Advisors, LLC 800 Newport Center Drive Suite 700 Newport Beach CA CALIFORNIA 92660 Promoter Sponsor of the Issuer Keith D. Hall 800 Newport Center Drive Suite 700 Newport Beach CA CALIFORNIA 92660 Promoter Managing member of the Sponsor of the Issuer Peter McMillan III 800 Newport Center Drive Suite 700 Newport Beach CA CALIFORNIA 92600 Promoter Managing member of the Sponsor of the Issuer Ben Aitkenhead 800 Newport Center Drive Suite 700 Newport Beach CA CALIFORNIA 92600 Promoter Managing Director - Head of Private Placements of the Sponsor of the Issuer Brian Ragsdale 800 Newport Center Drive Suite 700 Newport Beach CA CALIFORNIA 92660 Promoter Executive VP / Transaction Management of the Sponsor of the Issuer Other Real Estate Decline to Disclose 06b false 2019-06-26 false true false 0 Arete Wealth Management, LLC 44856 None None 1101 W Lake Street 1st Floor Chicago IL ILLINOIS 60607 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false 250000000 5000000 245000000 Offering amount of $150,000,000, increasing by up to an additional $100,000,000 at the Issuer's discretion. With respect to Item 11, a minimum purchase amount of $250,000 may be waived by the Issuer. false 1 21250000 true 0 Selling commissions of 6%, dealer manager fee of 1% and placement agent fee of 1.5%. These commissions or fees may be waived for certain investors. 1875000 true Upfront fee of up to 0.5% for organization and offering expenses and up to 0.25% for due diligence expenses will be paid to the Manager, and the Manager will reimburse or pay third parties for due diligence expenses. false Pacific Oak Opportunity Zone Fund I, LLC /s/ Ben Aitkenhead Ben Aitkenhead Authorized Signatory 2019-07-11