0001567619-21-004861.txt : 20210225 0001567619-21-004861.hdr.sgml : 20210225 20210225102230 ACCESSION NUMBER: 0001567619-21-004861 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Section 3(c)(5) FILED AS OF DATE: 20210225 DATE AS OF CHANGE: 20210225 EFFECTIVENESS DATE: 20210225 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sovereign Fund II, LLC CENTRAL INDEX KEY: 0001781097 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-343289 FILM NUMBER: 21677357 BUSINESS ADDRESS: STREET 1: 747 THIRD AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-319-5800 MAIL ADDRESS: STREET 1: 747 THIRD AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 D/A 1 primary_doc.xml X0708 D/A LIVE 0001781097 Sovereign Fund II, LLC 747 THIRD AVENUE 37TH FLOOR NEW YORK NY NEW YORK 10017 212-319-5800 DELAWARE None None Limited Liability Company true 2019 Darius Sakhai 747 THIRD AVENUE 37TH FLOOR NEW YORK NY NEW YORK 10017 Promoter Officer of Managing Member Cyrus Sakhai 747 THIRD AVENUE 37TH FLOOR NEW YORK NY NEW YORK 10017 Promoter Officer of Managing Member William Gentile 747 THIRD AVENUE 37TH FLOOR NEW YORK NY NEW YORK 10017 Promoter Officer of Managing Member Stephan Sakhai 757 Third Avenue 37TH FLOOR NEW YORK NY NEW YORK 10017 Promoter Officer of Managing Member Commercial Decline to Disclose 06b 3C.5 true 0001567619-19-014206 2019-08-06 true true true false 10000 Orchard Securities, LLC 133378 None None 365 Garden Grove Lane Suite 100 Pleasant Grove UT UTAH 84062 All States false Newbridge Securities Corp. 104065 None None 5200 Town Center Circle Boca Raton FL FLORIDA 33486 All States false Great Point Capital LLC 114203 None None 5200 W. Jackson Street Suite 1000 Chicago IL ILLINOIS 60604 All States false Cape Securities Inc. 7072 None None 1600 Pennsylvania Avenue McDonough GA GEORGIA 30253 All States false Sunbelt Securities, Inc. 42180 None None 2700 Post Oak Blvd. Suite 1700 Houston TX TEXAS 77056 All States false American Global Wealth Management, Inc. 7388 None None 1600 Pennsylvania Avenue McDonough GA GEORGIA 30253 AK ALASKA AL ALABAMA AR ARKANSAS AZ ARIZONA CA CALIFORNIA CO COLORADO DC DISTRICT OF COLUMBIA DE DELAWARE FL FLORIDA GA GEORGIA IA IOWA ID IDAHO IN INDIANA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MI MICHIGAN MN MINNESOTA MO MISSOURI MS MISSISSIPPI NC NORTH CAROLINA NE NEBRASKA NJ NEW JERSEY NM NEW MEXICO NV NEVADA NY NEW YORK OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TN TENNESSEE TX TEXAS VA VIRGINIA WA WASHINGTON WI WISCONSIN WV WEST VIRGINIA false Purshe Kaplan Sterling Investments, Inc. 35747 None None 18 Corporate Woods Blvd. Albany NY NEW YORK 12211 All States false DFPG Investments, Inc. 155576 None None 9017 S. Riverside Drive Suite 210 Sandy UT UTAH 84070 All States false GPWA, LLC 170171 None None 2400 Barton Avenue Nashville TN TENNESSEE 37212 FL FLORIDA IN INDIANA KY KENTUCKY MS MISSISSIPPI NC NORTH CAROLINA NV NEVADA TN TENNESSEE VA VIRGINIA false American Portfolios Financial Services, Inc. 18487 None None 4250 Veterans Memorial Highway 4th Floor East Holbrook NY NEW YORK 11741 All States false International Assets Advisory, LLC 10645 None None 390 North Orange Avenue Suite 750 Orlando FL FLORIDA 32801 All States false The Strategic Financial Alliance, Inc. 126514 None None 2200 Century Parkway Suite 500 Atlanta GA GEORGIA 30345 All States false Whitehall-Parker Securities Inc. 10608 None None 477 Pacific Avenue 2nd Floor San Francisco CA CALIFORNIA 94133 AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT ID IDAHO NC NORTH CAROLINA NM NEW MEXICO NV NEVADA NY NEW YORK OK OKLAHOMA OR OREGON TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON false DAI Securities, LLC 36673 None None 2200 Century Parkway Suite 435 Atlanta GA GEORGIA 30345 AR ARKANSAS AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII IA IOWA ID IDAHO IL ILLINOIS IN INDIANA KS KANSAS KY KENTUCKY LA LOUISIANA MA MASSACHUSETTS MD MARYLAND ME MAINE MI MICHIGAN MN MINNESOTA MO MISSOURI MS MISSISSIPPI MT MONTANA NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NV NEVADA NY NEW YORK OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA VT VERMONT WA WASHINGTON WI WISCONSIN WV WEST VIRGINIA WY WYOMING false IBN Financial Services, Inc. 42360 None None 404 Old Liverpool Road Liverpool NY NEW YORK 13088 AL ALABAMA AR ARKANSAS AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DC DISTRICT OF COLUMBIA DE DELAWARE FL FLORIDA GA GEORGIA IA IOWA ID IDAHO IL ILLINOIS IN INDIANA KS KANSAS KY KENTUCKY LA LOUISIANA MA MASSACHUSETTS MD MARYLAND ME MAINE MI MICHIGAN MN MINNESOTA MO MISSOURI NC NORTH CAROLINA NE NEBRASKA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NV NEVADA NY NEW YORK OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA VT VERMONT WA WASHINGTON WI WISCONSIN false Benchmark Investments, Inc. 103792 None None 175 Country Club Drive Building 400, Suite D Stockbridge GA GEORGIA 30281 All States false Dempsey Lord Smith LLC 141238 None None 901 N. Broad Street Suite 400 Rome GA GEORGIA 30161 All States false Cabot Lodge Securities LLC 159712 None None 200 Vesey Street 24th Floor New York NY NEW YORK 10281 All States false Entoro Securities, LLC 35192 None None 333 West Loop North Suite 333 Houston TX TEXAS 77024 All States false Indefinite 17542966 Indefinite false 118 649089 true 0 0 false Sovereign Fund II, LLC /s/ Stephan Sakhai Stephan Sakhai Managing Director of the Manager 2021-02-25