0001567619-19-014206.txt : 20190702 0001567619-19-014206.hdr.sgml : 20190702 20190701190046 ACCESSION NUMBER: 0001567619-19-014206 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Section 3(c)(5) FILED AS OF DATE: 20190702 DATE AS OF CHANGE: 20190701 EFFECTIVENESS DATE: 20190702 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sovereign Fund II, LLC CENTRAL INDEX KEY: 0001781097 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-343289 FILM NUMBER: 19934727 BUSINESS ADDRESS: STREET 1: 747 THIRD AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-319-5800 MAIL ADDRESS: STREET 1: 747 THIRD AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 D 1 primary_doc.xml X0708 D LIVE 0001781097 Sovereign Fund II, LLC 747 THIRD AVENUE, 37TH FLOOR NEW YORK NY NEW YORK 10017 212-319-5800 DELAWARE None None Limited Liability Company true 2019 Darius Sakhai 747 THIRD AVENUE, 37TH FLOOR New York NY NEW YORK 10017 Promoter Officer of Managing Member. Cyrus Sakhai 747 THIRD AVENUE, 37TH FLOOR New York NY NEW YORK 10017 Promoter Officer of Managing Member. William Gentile 747 THIRD AVENUE, 37TH FLOOR New York NY NEW YORK 10017 Promoter Officer of Managing Member. Stephen Sakhai 747 THIRD AVENUE, 37TH FLOOR New York NY NEW YORK 10017 Promoter Officer of Managing Member. Commercial Decline to Disclose 06b 3C.5 false true true true true false 10000 Orchard Securities, LLC 133378 None None 401 S. 850 E. Suite C1 Lehi UT UTAH 84043 All States false Newbridge Securities Corp. 104065 None None 5200 Town Center Circle Boca Raton FL FLORIDA 33486 All States false Great Point Capital LLC 114203 None None 5200 W. Jackson Street Suite 1000 Chicago IL ILLINOIS 60604 AK ALASKA AL ALABAMA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA IA IOWA ID IDAHO IL ILLINOIS IN INDIANA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MT MONTANA NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NV NEVADA NY NEW YORK OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA VT VERMONT WA WASHINGTON WI WISCONSIN false Cambria Capital, LLC 133760 None None 488 East Winchester Street Suite 200 Salt Lake City UT UTAH 84107 All States false Sunbelt Securities, Inc. 42180 None None 2700 Post Oak Blvd. Suite 1700 Houston TX TEXAS 77056 AK ALASKA AL ALABAMA AR ARKANSAS AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA HI HAWAII IA IOWA IL ILLINOIS IN INDIANA KS KANSAS KY KENTUCKY LA LOUISIANA MA MASSACHUSETTS MD MARYLAND MI MICHIGAN MN MINNESOTA MO MISSOURI MS MISSISSIPPI MT MONTANA NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NJ NEW JERSEY NM NEW MEXICO NV NEVADA NY NEW YORK OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WI WISCONSIN WV WEST VIRGINIA WY WYOMING false Richfield Orion International, Inc. 2433 None None 1 Oakwood Park Plaza Suite 200 Castle Rock CO COLORADO 80104 AK ALASKA AL ALABAMA AR ARKANSAS AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA IA IOWA ID IDAHO IL ILLINOIS IN INDIANA KS KANSAS KY KENTUCKY LA LOUISIANA MA MASSACHUSETTS MD MARYLAND ME MAINE MI MICHIGAN MN MINNESOTA MO MISSOURI MS MISSISSIPPI MT MONTANA NC NORTH CAROLINA ND NORTH DAKOTA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA VT VERMONT WA WASHINGTON WI WISCONSIN WV WEST VIRGINIA WY WYOMING false Purshe Kaplan Sterling Investments, Inc. 35747 None None 18 Corporate Woods Blvd. Albany NY NEW YORK 12211 All States false DFPG Investments, Inc. 155576 None None 9017 S. Riverside Drive Suite 210 Sandy UT UTAH 84070 All States false Claraphi Advisory Network, LLC 165868 None None 25401 Cabot Road Suite 214 Laguna Hills CA CALIFORNIA 92653 AZ ARIZONA CA CALIFORNIA CO COLORADO FL FLORIDA GA GEORGIA HI HAWAII IL ILLINOIS MD MARYLAND MN MINNESOTA MO MISSOURI NC NORTH CAROLINA NE NEBRASKA NJ NEW JERSEY NM NEW MEXICO NV NEVADA NY NEW YORK OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA TN TENNESSEE TX TEXAS VA VIRGINIA WA WASHINGTON WI WISCONSIN false American Portfolios Financial Services, Inc. 18487 None None 4250 Veterans Memorial Highway 4th Floor East Holbrook NY NEW YORK 11741 All States false International Assets Advisory, LLC 10645 None None 390 North Orange Avenue Suite 750 Orlando FL FLORIDA 32801 All States false Sandlapper Securities LLC 137906 None None Sandlapper Financial Center 800 E. North Street, 2nd Floor Greenville SC SOUTH CAROLINA 29601 All States false Whitehall-Parker Securities Inc. 10608 None None 477 Pacific Avenue 2nd Floor San Francisco CA CALIFORNIA 94133 AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT ID IDAHO NC NORTH CAROLINA NM NEW MEXICO NV NEVADA NY NEW YORK OK OKLAHOMA OR OREGON TX TEXAS UT UTAH WA WASHINGTON false DAI Securities, LLC 36673 None None 150 St. Andrews Court Suite 210 Mankato MN MINNESOTA 56001 AR ARKANSAS AZ ARIZONA CA CALIFORNIA CO COLORADO FL FLORIDA GA GEORGIA IA IOWA ID IDAHO IL ILLINOIS KS KANSAS KY KENTUCKY LA LOUISIANA MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI MS MISSISSIPPI MT MONTANA NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NM NEW MEXICO NV NEVADA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SD SOUTH DAKOTA TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WI WISCONSIN false Capulent, LLC 155155 None None 4144 N. 44th Street Suite 3 Phoenix AZ ARIZONA 85018 AK ALASKA AL ALABAMA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IA IOWA IL ILLINOIS LA LOUISIANA MA MASSACHUSETTS MD MARYLAND ME MAINE MI MICHIGAN MT MONTANA NC NORTH CAROLINA NE NEBRASKA NJ NEW JERSEY NM NEW MEXICO NV NEVADA NY NEW YORK OH OHIO OR OREGON PA PENNSYLVANIA RI RHODE ISLAND TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA VT VERMONT WA WASHINGTON WI WISCONSIN false Indefinite 0 Indefinite false 0 0 0 0 false Sovereign Fund II, LLC /s/ Stephan Sakhai Stephan Sakhai Managing Director of the Manager 2019-07-01