0001778810-19-000001.txt : 20190605 0001778810-19-000001.hdr.sgml : 20190605 20190605113314 ACCESSION NUMBER: 0001778810-19-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20190605 DATE AS OF CHANGE: 20190605 EFFECTIVENESS DATE: 20190605 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOB Funding, LLC CENTRAL INDEX KEY: 0001778810 IRS NUMBER: 841961524 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-341174 FILM NUMBER: 19879083 BUSINESS ADDRESS: STREET 1: 100 ELKS CLUB ROAD CITY: BREVARD STATE: NC ZIP: 28712 BUSINESS PHONE: 828-393-0088 MAIL ADDRESS: STREET 1: 100 ELKS CLUB ROAD CITY: BREVARD STATE: NC ZIP: 28712 D 1 primary_doc.xml X0708 D LIVE 0001778810 TOB Funding, LLC 100 ELKS CLUB ROAD BREVARD NC NORTH CAROLINA 28712 828-393-0088 NORTH CAROLINA None None Limited Liability Company true 2019 Bruce Victor Roberts 100 Elks Club Road Brevard NC NORTH CAROLINA 28712 Executive Officer LLC Manager Other Banking and Financial Services Decline to Disclose 06b false true false true false 25000 Bruce V Roberts 1489110 Carolina Financial Securities, LLC 41970 100 Elks Club Road Brevard NC NORTH CAROLINA 28712 NC NORTH CAROLINA false Peter S Milhaupt 728310 Carolina Financial Securites, LLC 41970 10 Corbin Drice Darien CT CONNECTICUT 06820 CT CONNECTICUT false 4000000 0 4000000 false 0 240000 true 0 Carolina Financial Securities, LLC (?CFS?) as a placement fee, will receive 6.0% of the funds raised from investors identified by CFS and 3.0% of funds raised from investors identified by the Company. 168000 Manager of the LLC is also a representative of the broker-dealer. He will not receive compensation for serving as the manager of the entity, but will earn investment banking fees and sales commission. The amount will be dependent of his sales activity. false TOB Funding, LLC Bruce V Roberts Bruce V Roberts Manager 2019-06-05