0001775734-25-000001.txt : 20250116 0001775734-25-000001.hdr.sgml : 20250116 20250115180050 ACCESSION NUMBER: 0001775734-25-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c FILED AS OF DATE: 20250116 DATE AS OF CHANGE: 20250115 EFFECTIVENESS DATE: 20250116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Beneficient CENTRAL INDEX KEY: 0001775734 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 02 Finance IRS NUMBER: 721573705 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-535389 FILM NUMBER: 25533878 BUSINESS ADDRESS: STREET 1: 325 N. SAINT PAUL STREET STREET 2: SUITE 4850 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2144454705 MAIL ADDRESS: STREET 1: 325 N. SAINT PAUL STREET STREET 2: SUITE 4850 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: Beneficient Co Group, L.P. DATE OF NAME CHANGE: 20190503 D 1 primary_doc.xml X0708 D LIVE 0001775734 Beneficient 325 N. SAINT PAUL STREET SUITE 4850 DALLAS TX TEXAS 75201 2144454705 NEVADA Beneficient Co Group, L.P. Corporation true 2023 Brad Heppner 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Director Chief Executive Officer and Director Peter Cangany, Jr. 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Bruce Schnitzer 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Derek Fletcher 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Director Chief Fiduciary Officer, Director Jeff Welday 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Global Head of Originations & Distribution Greg Ezell 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Chief Financial Officer Scott Wilson 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Chief Underwriting Officer Maria Rutledge 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Chief Technology Officer Patrick Donegan 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Thomas Hicks 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Karen Wendel 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Other Banking and Financial Services Decline to Disclose 06c false 2024-12-31 false true true false Issuer offered Convertible Preferred Stock for alternative assets acquired by trusts consolidated with Issuer for financial statement purposes. 0 AltAccess Securities Company, L.P. 119441 None None 325 N. Saint Paul Street 30th Floor Dallas TX TEXAS 75201 TX TEXAS WA WASHINGTON false 1361926 1361926 0 Issued 136,193 shares of Convertible Preferred Stock. The Convertible Preferred Stock converts to Class A Common Stock at a price per share of $0.6940, which is subject only to customary adjustments and is otherwise fixed. false 1 39496 0 Represents sales commissions paid to AltAccess Securities Company, L.P., as of December 31, 2024. 0 Certain executive officers licensed with AltAccess Securities Company, L.P. may receive deferred commissions. Amounts are included in Item 15. false Beneficient /s/ David B. Rost David B. Rost General Counsel 2025-01-15