0001775734-24-000059.txt : 20240820 0001775734-24-000059.hdr.sgml : 20240820 20240820170958 ACCESSION NUMBER: 0001775734-24-000059 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20240820 DATE AS OF CHANGE: 20240820 EFFECTIVENESS DATE: 20240820 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Beneficient CENTRAL INDEX KEY: 0001775734 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 02 Finance IRS NUMBER: 721573705 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-522033 FILM NUMBER: 241226139 BUSINESS ADDRESS: STREET 1: 325 N. SAINT PAUL STREET STREET 2: SUITE 4850 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2144454705 MAIL ADDRESS: STREET 1: 325 N. SAINT PAUL STREET STREET 2: SUITE 4850 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: Beneficient Co Group, L.P. DATE OF NAME CHANGE: 20190503 D 1 primary_doc.xml X0708 D LIVE 0001775734 Beneficient 325 N. SAINT PAUL STREET SUITE 4850 DALLAS TX TEXAS 75201 2144454705 NEVADA Beneficient Co Group, L.P. Corporation true 2023 Brad K. Heppner 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Director Chief Executive Officer and Director Peter T. Cangany, Jr. 325 N. Saint Paul St. 4850 Dallas TX TEXAS 75201 Director Bruce Schnitzer 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Derek Fletcher 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Director Chief Fiduciary Officer Jeff Welday 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Global Head of Originations & Distribution Gregory W. Ezell 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Chief Financial Officer Scott Wilson 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Chief Underwriting Officer Maria S. Rutledge 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Chief Technology Officer Thomas O. Hicks 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Emily B. Hill 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Other Banking and Financial Services Decline to Disclose 06b false 2024-08-06 true true true true true false Issuer agreed to issue and sell convertible debentures in an aggregate principal amount of up to $4 million which convert into common stock at a price of $3.018 and warrants exercisable for 1,325,382 shares of common stock at an exercise price of $2.63. 0 7085755 3600000 3485755 Issued $4 million in aggregate principal amount of convertible debentures at an original issue discount of 10% and warrants to purchase 1,325,382 shares of common stock. false 1 0 0 3600000 false Beneficient /s/ David B. Rost David B. Rost General Counsel 2024-08-20