0001775734-24-000010.txt : 20240313 0001775734-24-000010.hdr.sgml : 20240313 20240312180005 ACCESSION NUMBER: 0001775734-24-000010 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c FILED AS OF DATE: 20240313 DATE AS OF CHANGE: 20240312 EFFECTIVENESS DATE: 20240313 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Beneficient CENTRAL INDEX KEY: 0001775734 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 02 Finance IRS NUMBER: 721573705 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-507389 FILM NUMBER: 24743758 BUSINESS ADDRESS: STREET 1: 325 N. SAINT PAUL STREET STREET 2: SUITE 4850 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2144454705 MAIL ADDRESS: STREET 1: 325 N. SAINT PAUL STREET STREET 2: SUITE 4850 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: Beneficient Co Group, L.P. DATE OF NAME CHANGE: 20190503 D 1 primary_doc.xml X0708 D LIVE 0001775734 Beneficient 325 N. SAINT PAUL STREET SUITE 4850 DALLAS TX TEXAS 75201 2144454705 NEVADA Beneficient Co Group, L.P. Corporation true 2023 Brad K. Heppner 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Director Chief Executive Officer and Director Peter T. Cangany, Jr. 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director James G. Silk 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Director Executive Vice President, Chief Legal Officer, Director Derek Fletcher 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Director Chief Fiduciary Officer, Director Jeff Welday 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Global Head of Originations & Distribution Greg Ezell 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Chief Financial Officer Scott Wilson 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Chief Underwriting Officer Maria S. Rutledge 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Chief Technology Officer Dennis P. Lockhart 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Thomas O. Hicks 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Emily B. Hill 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Richard W. Fisher 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Bruce W. Schnitzer 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Other Banking and Financial Services Decline to Disclose 06c false 2024-03-06 false true true false Limited partners in the investors have the right to determine the level of participation of the investors. 0 AltAccess Securities Company, L.P. 119441 None None 325 N. Saint Paul Street 30th Floor Dallas TX TEXAS 75201 NY NEW YORK false 62096231 62096231 0 The amount represents the maximum stated value of the Convertible Resettable Preferred Stock issuable in the offering. The amount issued depends on the level of participation by the limited partners of the investors. false 3 1800790 true 0 Represents sales commissions to be paid to AltAccess Securities Company, L.P. as of the Closing Date based upon the stated value of the Convertible Resettable Preferred Stock actually sold in the offering. 0 false Beneficient David B. Rost David B. Rost General Counsel 2024-03-12