0001775734-24-000008.txt : 20240221 0001775734-24-000008.hdr.sgml : 20240221 20240221162334 ACCESSION NUMBER: 0001775734-24-000008 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20240221 DATE AS OF CHANGE: 20240221 EFFECTIVENESS DATE: 20240221 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Beneficient CENTRAL INDEX KEY: 0001775734 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 02 Finance IRS NUMBER: 721573705 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-505777 FILM NUMBER: 24659919 BUSINESS ADDRESS: STREET 1: 325 N. SAINT PAUL STREET STREET 2: SUITE 4850 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2144454705 MAIL ADDRESS: STREET 1: 325 N. SAINT PAUL STREET STREET 2: SUITE 4850 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: Beneficient Co Group, L.P. DATE OF NAME CHANGE: 20190503 D 1 primary_doc.xml X0708 D LIVE 0001775734 Beneficient 325 N. SAINT PAUL STREET SUITE 4850 DALLAS TX TEXAS 75201 2144454705 NEVADA Beneficient Co Group, L.P. Corporation true 2023 Brad K. Heppner 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Director Chief Executive Officer and Director Peter T. Cangany, Jr. 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director James G. Silk 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Director Executive Vice President, Chief Legal Officer, Director Derek Fletcher 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Director Chief Fiduciary Officer, Director Jeff Welday 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Global Head of Originations & Distribution Greg Ezell 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Chief Financial Officer Scott Wilson 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Chief Underwriting Officer Maria S. Rutledge 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Chief Technology Officer Dennis P. Lockhart 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Thomas O. Hicks 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Emily B. Hill 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Richard W. Fisher 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Bruce W. Schnitzer 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Other Banking and Financial Services Decline to Disclose 06b false 2024-02-06 true true true false Issuer offered Convertible Preferred Stock to a consultant of the Issuer in connection with investor relations advisory services rendered to the Issuer. 0 200000 200000 0 Issued 20,000 shares of Convertible Preferred Stock. The Convertible Preferred Stock converts to Class A Common Stock at $0.35 subject to reset and a floor of $0.175. false 1 0 0 0 false Beneficient /s/ David B. Rost David B. Rost General Counsel 2024-02-21