0001775734-22-000002.txt : 20221222 0001775734-22-000002.hdr.sgml : 20221222 20221222162421 ACCESSION NUMBER: 0001775734-22-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20221222 DATE AS OF CHANGE: 20221222 EFFECTIVENESS DATE: 20221222 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Beneficient Co Group, L.P. CENTRAL INDEX KEY: 0001775734 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 721573705 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-426263 FILM NUMBER: 221482249 BUSINESS ADDRESS: STREET 1: 325 N. SAINT PAUL STREET STREET 2: SUITE 4850 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2144454705 MAIL ADDRESS: STREET 1: 325 N. SAINT PAUL STREET STREET 2: SUITE 4850 CITY: DALLAS STATE: TX ZIP: 75201 D/A 1 primary_doc.xml X0708 D/A LIVE 0001775734 Beneficient Co Group, L.P. 325 N. SAINT PAUL STREET SUITE 4850 DALLAS TX TEXAS 75201 2144454705 DELAWARE None None Limited Partnership true N/A Beneficient Management, L.L.C. 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Director Beneficient Management, L.L.C. is the General Partner of The Beneficient Company Group, L.P. Brad K. Heppner 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Director Chief Executive Officer, Director and Chairman of the General Partner James Silk 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Director Executive Vice President, Chief Legal Officer, Director of the General Partner Derek Fletcher 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Director President & Chief Fiduciary Officer, Director of the General Partner Jeff Welday 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Global Head of Originations & Distribution Greg Ezell 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Chief Financial Officer Scott Wilson 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Chief Underwriting Officer Maria Rutledge 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Chief Technology Officer Samuel Hikspoors 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Chief Risk Officer Thomas O. Hicks 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Vice Chairman of the General Partner Emily Bowersock Hill 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Director of the General Partner Richard W. Fisher 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Director of the General Partner Bruce W. Schnitzer 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Director of the General Partner Dennis P. Lockhart 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Director of the General Partner Peter Cangany, Jr. 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Director of the General Partner Other Banking and Financial Services Decline to Disclose 06b true 0001775734-21-000002 2021-12-07 false true false The Beneficient Company Group, L.P. ("Ben") offered Preferred Series B-2 Unit Accounts ("Units") in connection with the acquisition of alternative assets by specialized trusts ("ExAlt Trusts") consolidated for financial statement purposes with Ben. 0 Emerson Equity LLC 130032 None None 155 BOVET ROAD Suite 725 San Mateo CA CALIFORNIA 94402 KS KANSAS NC NORTH CAROLINA TX TEXAS false 383686422 383686422 0 The ExAlt Trusts acquired alternative assets from sellers with an aggregate NAV of approx. $384M in exchange for Ben's issuance of Units. The Units automatically convert into common units upon an IPO of Ben. Offering terminated. false 7 1885511 0 Represents sales commissions paid to Emerson Equity LLC, as of 11/30/22, paid half in cash, half in equity securities. Additional commissions may be payable over time. 0 Certain executive officers licensed with Emerson Equity LLC may have received deferred commissions. Amounts are included in Item 15. false Beneficient Co Group, L.P. David Rost David Rost General Counsel 2022-12-22