0001775734-21-000002.txt : 20211222 0001775734-21-000002.hdr.sgml : 20211222 20211222113710 ACCESSION NUMBER: 0001775734-21-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20211222 DATE AS OF CHANGE: 20211222 EFFECTIVENESS DATE: 20211222 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Beneficient Co Group, L.P. CENTRAL INDEX KEY: 0001775734 IRS NUMBER: 721573705 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-426263 FILM NUMBER: 211512023 BUSINESS ADDRESS: STREET 1: 325 N. SAINT PAUL STREET STREET 2: SUITE 4850 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2144454705 MAIL ADDRESS: STREET 1: 325 N. SAINT PAUL STREET STREET 2: SUITE 4850 CITY: DALLAS STATE: TX ZIP: 75201 D 1 primary_doc.xml X0708 D LIVE 0001775734 Beneficient Co Group, L.P. 325 N. SAINT PAUL STREET SUITE 4850 DALLAS TX TEXAS 75201 2144454705 DELAWARE None None Limited Partnership true Beneficient Management Beneficient Management, L.L.C. 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Director Beneficient Management, L.L.C. is the General Partner of The Beneficient Company Group, L.P. Brad K. Heppner 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Director Chief Executive Officer, Director and Chairman of the General Partner James Silk 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Director Executive Vice President, Chief Legal Officer, Director of the General Partner Derek Fletcher 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Director President & Chief Fiduciary Officer, Wealth Strategies Director, Director of the General Partner Jeff Welday 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Global Head of Originations & Distribution Greg Ezell 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Director Chief Financial Officer, Director of the General Partner Scott Wilson 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Chief Underwriting Officer Art Damoulakis 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer General Counsel Maria S. Rutledge 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Chief Technology Officer Samuel Hikspoors 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Credit Risk Officer & Managing Director Thomas O. Hicks 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Vice Chairman of the General Partner David H. De Weese 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Director of the General Partner Richard W. Fisher 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Director of the General Partner Bruce W. Schnitzer 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Director of the General Partner Dennis P. Lockhart 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Director Director of the General Partner Peter Cangany, Jr. 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Director of the General Partner Other Banking and Financial Services Decline to Disclose 06b false 2021-12-07 true true false The Beneficient Company Group, L.P. ("Ben") is offering Preferred Series B-2 Unit Accounts ("Units") in connection with the acquisition of alternative assets by specialized trusts ("ExAlt Trusts") consolidated for financial statement purposes with Ben. 0 Emerson Equity LLC 130032 None None 155 BOVET ROAD Suite 725 San Mateo CA CALIFORNIA 94402 NC NORTH CAROLINA false 2500000000 352000000 2148000000 At the initial closing on December 7, 2021, the ExAlt Trusts acquired alternative assets from 5 sellers with an aggregate NAV of approx. $352M in exchange for Ben's issuance of Units. The Units automatically convert into common units upon an IPO of Ben. false 5 44625000 true 0 Assumes the offering is fully subscribed and maximum sales commissions are paid to Emerson Equity LLC, payable half in cash and half in equity securities. If additional broker-dealers participate, Ben may negotiate and pay additional compensation to them. 0 Certain executive officers licensed with Emerson Equity LLC may receive deferred commissions. Amounts are included in Item 15. false Beneficient Co Group, L.P. Art Damoulakis Art Damoulakis General Counsel 2021-12-22