0001641172-25-008831.txt : 20250506 0001641172-25-008831.hdr.sgml : 20250506 20250506160510 ACCESSION NUMBER: 0001641172-25-008831 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c FILED AS OF DATE: 20250506 DATE AS OF CHANGE: 20250506 EFFECTIVENESS DATE: 20250506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Beneficient CENTRAL INDEX KEY: 0001775734 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 02 Finance EIN: 721573705 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-545361 FILM NUMBER: 25917177 BUSINESS ADDRESS: STREET 1: 325 N. SAINT PAUL STREET STREET 2: SUITE 4850 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2144454705 MAIL ADDRESS: STREET 1: 325 N. SAINT PAUL STREET STREET 2: SUITE 4850 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: Beneficient Co Group, L.P. DATE OF NAME CHANGE: 20190503 D 1 primary_doc.xml X0708 D LIVE 0001775734 Beneficient 325 N. SAINT PAUL ST. SUITE 4850 DALLAS TX TEXAS 75201 214-445-5705 NEVADA The Beneficient Company Group, L.P. Beneficient Co Group, L.P. Corporation true 2023 Brad K Heppner 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Director Chief Executive Officer and Director Peter T. Cangany, Jr. 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Bruce Schnitzer 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Director Derek Fletcher 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Director Chief Fiduciary Officer, Director Jeff Welday 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Global Head of Originations & Distribution Greg Ezell 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Chief Financial Officer Scott Wilson 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Chief Underwriting Officer Maria Rutledge 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Chief Technology Officer Patrick Donegan 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Thomas O. Hicks 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Karen Wendel 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Other Banking and Financial Services Decline to Disclose 06c false 2025-04-21 false true true false Issuer offered Convertible Preferred Stock for alternative assets acquired by trusts consolidated with Issuer for financial statement purposes. 0 AltAccess Securities Company, L.P. 000119441 None None 325 N. Saint Paul Street Suite 4850 Dallas TX TEXAS 75201 CA CALIFORNIA false 233333 233333 0 Issued 23,333 shares of Convertible Preferred Stock convertible into Class A Common Stock initially at a Conversion Price of $0.2979 per share, subject to reset from time to time with a floor price of $0.2234 per share. false 1 6767 true 0 Represents sales commissions paid to AltAccess Securities Company, L.P. as of April 21, 2025. 0 Certain executive officers licensed with AltAccess Securities Company, L.P. may receive deferred commissions. Amounts are included in Item 15. false Beneficient /s/ David B. Rost David B. Rost General Counsel 2025-05-06