0001493152-26-017121.txt : 20260417 0001493152-26-017121.hdr.sgml : 20260417 20260416181043 ACCESSION NUMBER: 0001493152-26-017121 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c FILED AS OF DATE: 20260417 DATE AS OF CHANGE: 20260416 EFFECTIVENESS DATE: 20260417 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Beneficient CENTRAL INDEX KEY: 0001775734 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 02 Finance EIN: 721573705 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-580830 FILM NUMBER: 26868798 BUSINESS ADDRESS: STREET 1: 325 N. SAINT PAUL STREET STREET 2: SUITE 4850 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2144454705 MAIL ADDRESS: STREET 1: 325 N. SAINT PAUL STREET STREET 2: SUITE 4850 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: Beneficient Co Group, L.P. DATE OF NAME CHANGE: 20190503 D 1 primary_doc.xml X0708 D LIVE 0001775734 Beneficient 325 N. SAINT PAUL ST. SUITE 4850 DALLAS TX TEXAS 75201 214-445-5705 NEVADA The Beneficient Company Group, L.P. Beneficient Co Group, L.P. Corporation true 2023 Greg Ezell 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Chief Financial Officer Peter T. Cangany, Jr. 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Bruce W. Schnitzer 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Director Derek L. Fletcher 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Director Chief Fiduciary Officer, Director James G. Silk 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Interim Chief Executive Officer Karen J. Wendel 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Maria S. Rutledge 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Executive Officer Chief Technology Officer Patrick J. Donegan 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Mack Hicks 325 N. Saint Paul St. Suite 4850 Dallas TX TEXAS 75201 Director Other Banking and Financial Services Decline to Disclose 06c false 2026-04-08 false true true false Issuer offered Convertible Preferred Stock for alternative assets acquired by trusts consolidated with Issuer for financial statement purposes. 0 AltAccess Securities Company, L.P. 000119441 None None 325 N. Saint Paul Street Suite 4850 Dallas TX TEXAS 75201 NY NEW YORK false 8752140 8752140 0 Issued 875,214 shares of Convertible Preferred Stock convertible into Class A Common Stock initially at a Conversion Price of $3.5479 per share, subject to reset from time to time with a floor price of $1.2418 per share. false 1 253813 true 0 Represents sales commissions paid to AltAccess Securities Company, L.P. as of April 8, 2026. 0 false Beneficient /s/ David B. Rost David B. Rost General Counsel 2026-04-16