0001775603-19-000003.txt : 20191017 0001775603-19-000003.hdr.sgml : 20191017 20191017162957 ACCESSION NUMBER: 0001775603-19-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20191017 DATE AS OF CHANGE: 20191017 EFFECTIVENESS DATE: 20191017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: A3 Financial Investments, LLC CENTRAL INDEX KEY: 0001775603 IRS NUMBER: 833271114 STATE OF INCORPORATION: CO FISCAL YEAR END: 1219 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-338781 FILM NUMBER: 191155440 BUSINESS ADDRESS: STREET 1: 90 MADISON STREET STREET 2: SUITE 303 CITY: DENVER STATE: CO ZIP: 80206 BUSINESS PHONE: (303) 526-3090 MAIL ADDRESS: STREET 1: 90 MADISON STREET STREET 2: SUITE 303 CITY: DENVER STATE: CO ZIP: 80206 FORMER COMPANY: FORMER CONFORMED NAME: Ascent Alternative Advisors, LLC DATE OF NAME CHANGE: 20190502 D/A 1 primary_doc.xml X0708 D/A LIVE 0001775603 A3 Financial Investments, LLC 90 MADISON STREET SUITE 303 DENVER CO COLORADO 80206 (303) 526-3090 COLORADO Ascent Alternative Advisors, LLC Limited Liability Company true 2019 Anthony R. Bosch 90 Madison Street Suite 303 Denver CO COLORADO 80206 Executive Officer Managing Member Christian E. Aymond 90 Madison Street Suite 303 Denver CO COLORADO 80206 Executive Officer Managing Member Gregory L. Bell 90 Madison Street Suite 303 Denver CO COLORADO 80206 Executive Officer Managing Member Kimberly J. Merriman 90 Madison Street Suite 303 Denver CO COLORADO 80206 Executive Officer Managing Member Lars O. Soderberg 90 Madison Street Suite 303 Denver CO COLORADO 80206 Executive Officer Managing Member Investing No Revenues 06b true 0001775603-19-000001 2019-04-18 true true false 100000 None None None None None None None CO COLORADO 80206 CO COLORADO MI MICHIGAN NC NORTH CAROLINA PA PENNSYLVANIA false 1256000 631000 625000 false 7 0 0 None 500000 true Estimated $500,000.00 of proceeds to be use for salaries and/or employee benefits. Proceeds to be used for working capital for start up company. false A3 Financial Investments, LLC Anthony Bosch Anthony R. Bosch Managing Member 2019-10-17