0001775133-19-000001.txt : 20190725 0001775133-19-000001.hdr.sgml : 20190725 20190725111428 ACCESSION NUMBER: 0001775133-19-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20190725 DATE AS OF CHANGE: 20190725 EFFECTIVENESS DATE: 20190725 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EquityZen Growth Technology Fund LLC - Series 397 CENTRAL INDEX KEY: 0001775133 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-345031 FILM NUMBER: 19973150 BUSINESS ADDRESS: STREET 1: PO BOX 171305 CITY: SALT LAKE CITY STATE: UT ZIP: 84117 BUSINESS PHONE: (801) 419-0677 MAIL ADDRESS: STREET 1: PO BOX 171305 CITY: SALT LAKE CITY STATE: UT ZIP: 84117 D 1 primary_doc.xml X0708 D LIVE 0001775133 EquityZen Growth Technology Fund LLC - Series 397 45 West 27th Street Suite 200 New York NY NEW YORK 10001 (877) 490-6121 DELAWARE None None Limited Liability Company true 2019 LLC EquityZen Advisors 45 West 27th Street Suite 200 New York NY NEW YORK 10001 Executive Officer Director Manager Richard Thoms PO BOX 171305 Salt Lake City UT UTAH 84117 Executive Officer Attorney-in-Fact of the issuer LLC Assure Fund Management II PO BOX 171305 Salt Lake City UT UTAH 84117 Director Administrator Philip Haslett 45 West 27th Street Suite 200 New York NY NEW YORK 10001 Executive Officer Director Manager Representative Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.1 false 2019-07-24 false true true false 10000 EquityZen Securities LLC 281820 EquityZen Securities LLC 281820 45 West 27th Street Suite 200 New York NY NEW YORK 10001 All States 1705000 1705000 0 false 59 85250 0 0 EquityZen Growth Technology Fund LLC - Series 397 Richard Thoms Richard Thoms Attorney-in-Fact of the issuer 2019-07-24