0001774415-20-000002.txt : 20200316 0001774415-20-000002.hdr.sgml : 20200316 20200313174752 ACCESSION NUMBER: 0001774415-20-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20200316 DATE AS OF CHANGE: 20200313 EFFECTIVENESS DATE: 20200316 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MCI Preferred Income Fund IV, LLC CENTRAL INDEX KEY: 0001774415 IRS NUMBER: 834387920 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-345040 FILM NUMBER: 20714306 BUSINESS ADDRESS: STREET 1: 1800 VALLEY VIEW LANE STREET 2: SUITE 400 CITY: FARMERS BRANCH STATE: TX ZIP: 75234 BUSINESS PHONE: 888-418-3730 MAIL ADDRESS: STREET 1: 1800 VALLEY VIEW LANE STREET 2: SUITE 400 CITY: FARMERS BRANCH STATE: TX ZIP: 75234 D/A 1 primary_doc.xml X0708 D/A LIVE 0001774415 MCI Preferred Income Fund IV, LLC 1800 VALLEY VIEW LANE SUITE 400 FARMERS BRANCH TX TEXAS 75234 888-418-3730 DELAWARE None None Limited Liability Company true 2019 Armin Afzalipour 1800 Valley View Lane Suite 400 Farmers Branch TX TEXAS 75234 Executive Officer Director Promoter Co-President of the Filer's Manager Arash Afzalipour 1800 Valley View Lane Suite 400 Farmers Branch TX TEXAS 75234 Executive Officer Director Promoter Co-President of the Filer's Manager MCI Holdings, LLC 1800 Valley View Lane Suite 400 Farmers Branch TX TEXAS 75234 Director Sole Common Member of the Filer Megatel Capital Investment, LLC 1800 Valley View Lane Suite 400 Farmers Branch TX TEXAS 75234 Director Promoter Sole Manager of the Filer Other Real Estate Decline to Disclose 06b true 0001774415-20-000001 2019-08-27 true true false 25000 International Assets Advisory, LLC 10645 None None 390 North Orange Avenue Suite 750 Orlando FL FLORIDA 32801 All States true Cabot Lodge Securities LLC 159712 None None 200 Vesey Street 24th Floor New York NY NEW YORK 10281 All States false Westpark Wealth Advisors, Inc. 130914 None None West 8 Tower 10205 Westheimer Suite 500 Houston TX TEXAS 77042 AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IN INDIANA IA IOWA KS KANSAS LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MS MISSISSIPPI MO MISSOURI NE NEBRASKA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN false Benchmark Investments, Inc. 103792 None None 175 Country Club Drive Bldg 400, Suite D Stockbridge GA GEORGIA 30281 All States false Center Street Securities, Inc. 26898 None None 2 International Plaza Suite 301 Nashville TN TENNESSEE 37217 All States false Network 1 Financial Securities Inc. 13577 None None The Galleria, Suite 241 2 Bridge Avenue Red Bank NJ NEW JERSEY 07701 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false NI Advisors 134502 None None 1138 Cadillac Court Milpitas CA CALIFORNIA 95035 AZ ARIZONA CA CALIFORNIA CT CONNECTICUT FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MO MISSOURI NV NEVADA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA TX TEXAS VA VIRGINIA WA WASHINGTON false Momentum Advisors, LLC 159574 None None 1120 Avenue of the America 4th Floor New York NY NEW YORK 10036 CA CALIFORNIA GA GEORGIA MD MARYLAND NJ NEW JERSEY NY NEW YORK PA PENNSYLVANIA TX TEXAS false Bain Wealth Management Group, LLC 281066 None None 885 Lancaster Drive SE Suite C Salem OR OREGON 97317 TX TEXAS WA WASHINGTON false Dempsey Lord Smith, LLC 141238 None None 901 N. Broad Street Suite 400 Rome GA GEORGIA 30161 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Purshe Kaplan Sterling Investments 35747 None None 18 Corporate Woods Blvd Albany NY NEW YORK 12211 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Grand Parkway Capital, LLC 149775 None None 22322 Grand Corner Drive Suite 150 Katy TX TEXAS 77494 TX TEXAS false Sanders Morris Harris 20580 None None 600 Travis Suite 5900 Houston TX TEXAS 77002 All States false Great Point Capital, LLC 114203 None None 200 West Jackson Blvd. Suite 1000 Chicago IL ILLINOIS 60606 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WI WISCONSIN WY WYOMING false T. Dibernardo Consulting, Inc. 291634 None None 150 Broadhollow Road Suite 209 Melville NY NEW YORK 11747 NY NEW YORK false Vienna Asset Management, LLC 299725 None None 20370 Town Center Lane Suite 122 Cupertino CA CALIFORNIA 95014 CA CALIFORNIA false Claraphi Advisory Network, LLC 165868 None None 120 Vantis Drive Suite 585 Aliso Viejo CA CALIFORNIA 92656 All States false Investment Security Corporation 47536 None None 24009 Ventura Blvd Suite 101 Calabasas CA CALIFORNIA 91302 AZ ARIZONA CA CALIFORNIA FL FLORIDA IL ILLINOIS MA MASSACHUSETTS MS MISSISSIPPI NV NEVADA NM NEW MEXICO OR OREGON TX TEXAS UT UTAH WY WYOMING false LFS RIA, LLC 153391 None None PO BOX 25067 Dallas TX TEXAS 75225 TX TEXAS false Emerson Equity, LLC 130032 None None 155 Bovet Road Suite 725 San Mateo CA CALIFORNIA 94402 All States false PHX Financial Inc. 144403 None None 100 Wall Street Floor 10 New York NY NEW YORK 10005 All States false The Strategic Financial Alliance 126514 None None 2200 Century Parkway Suite 500 Atlanta GA GEORGIA 30345 All States false SCF Securities, Inc. 47275 None None 155 Shaw Ave Suite 102 Fresno CA CALIFORNIA 93710 All States false KCD Financial, Inc. 127472 None None 3061 Allied Street Green Bay WI WISCONSIN 54304 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Alexander Capital, LP 40077 None None 17 State Street 5th Floor New York NY NEW YORK 10004 All States false Arkadios Capital 282710 None None 309 East Paces Ferry Road Suite 10000 Atlanta GA GEORGIA 30305 All States false SW Financial 145012 None None 1295 Walt Whitman Road Suite A Melville NY NEW YORK 11747 All States false LifeMark Securities 16204 None None 400 West Metro Park Rochester NY NEW YORK 14623 All States false Crown Capital Securities, L.P 6312 None None 725 Town Country Toad Suite 530 Orange CA CALIFORNIA 92868 All States false RelyOn Financial Advisors 269934 None None 1314 W. mcdermott Drive Suites 106-827 Allen TX TEXAS 75013 TX TEXAS false Plan Group Financial, Inc. 116508 None None 6 NE 63rd Street Suite 240 Oklahoma City OK OKLAHOMA 73105 OK OKLAHOMA TX TEXAS false Great Nation Investment Coporation 19981 None None 5408 Bell Building A Suite 100 Amarillo TX TEXAS 79109 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Barndollar Investments Advisory Services Incoporated 168247 None None 2719 LeTap Court Suite 101 Land O' Lakes FL FLORIDA 34638 FL FLORIDA false Newbridge Securities Corporation 288898 None None 10920 Via Frontera Suite 520 San Diego CA CALIFORNIA 92127 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Aegis Capital Corporation 15007 None None 810 7th Avenue 18th and 22nd Floor New York NY NEW YORK 10019 All States false Investment Fiduciary Planners 287842 None None 720 S. Colorado BLVD Penthouse North Denver CO COLORADO 88246 CO COLORADO false World Equity Group, Inc. 29087 None None 1650 N. Arlington Heights Road Suite 100 Arlington Heights IL ILLINOIS 60004 All States false 500000000 5882536 494117464 Information as of March 13, 2020. false 85 50000000 true 0 Assuming Maximum Offering Amount raised. Includes Selling Commissions of 7%; Managing Broker-Dealer Fee of 2.5% (which may be re-allowed, in part, to certain members of the Selling Group); and up to 0.5% as a Servicing Fee to the Managing Broker Dealer. 10000000 true Assuming Maximum Offering Amount raised. Consists of 2% of gross offering proceeds for organization and offering expenses, as such fees are further defined in the Filer's confidential private placement memorandum. false MCI Preferred Income Fund IV, LLC /s/Armin Afzalipour Armin Afzalipour Co-President of Filer's Manager 2020-03-13