The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete. |
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D
Notice of Exempt Offering of Securities
|
| OMB APPROVAL |
| OMB Number: |
3235-0076 |
| Estimated average burden |
| hours per response: |
4.00 |
|
|
1. Issuer's Identity
| CIK (Filer ID Number) |
Previous Names |
|
Entity Type |
| 0001774159 |
|
| |
Corporation |
| |
Limited Partnership |
| |
Limited Liability Company |
| |
General Partnership |
| |
Business Trust |
| X |
Other (Specify) |
Statutory Trust |
| Name of Issuer |
|---|
| CF Bellevue Multifamily DST |
| Jurisdiction of Incorporation/Organization |
|---|
| DELAWARE |
| Year of Incorporation/Organization |
|---|
| |
Over Five Years Ago |
| X |
Within Last Five Years (Specify Year) |
2019 |
| |
Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| CF Bellevue Multifamily DST |
| Street Address 1 |
Street Address 2 |
| 110 EAST 59TH STREET |
| City |
State/Province/Country |
ZIP/PostalCode |
Phone Number of Issuer |
| NEW YORK |
NEW YORK |
10022 |
(855) 922-6867 |
3. Related Persons
| Last Name |
First Name |
Middle Name |
| CF Bellevue Manager, LLC |
CF Bellevue Manager, LLC |
| Street Address 1 |
Street Address 2 |
| 110 East 59th Street |
| City |
State/Province/Country |
ZIP/PostalCode |
| New York |
NEW YORK |
10022 |
| Relationship: |
|
Executive Officer |
|
Director |
X |
Promoter |
Clarification of Response (if Necessary):
| Last Name |
First Name |
Middle Name |
| CF Bellevue Depositor, LLC |
CF Bellevue Depositor, LLC |
| Street Address 1 |
Street Address 2 |
| 110 East 59th Street |
| City |
State/Province/Country |
ZIP/PostalCode |
| New York |
NEW YORK |
10022 |
| Relationship: |
|
Executive Officer |
|
Director |
X |
Promoter |
Clarification of Response (if Necessary):
| Last Name |
First Name |
Middle Name |
| Cantor Fitzgerald, L.P. |
Cantor Fitzgerald, L.P. |
| Street Address 1 |
Street Address 2 |
| 110 East 59th Street |
| City |
State/Province/Country |
ZIP/PostalCode |
| New York |
NEW YORK |
10022 |
| Relationship: |
|
Executive Officer |
|
Director |
X |
Promoter |
Clarification of Response (if Necessary):
| Last Name |
First Name |
Middle Name |
| Bisgay |
Steven |
| Street Address 1 |
Street Address 2 |
| 110 East 59th Street |
| City |
State/Province/Country |
ZIP/PostalCode |
| New York |
NEW YORK |
10022 |
| Relationship: |
X |
Executive Officer |
|
Director |
|
Promoter |
Clarification of Response (if Necessary):
4. Industry Group
| |
Agriculture |
|
Banking & Financial Services |
|
| |
Commercial Banking |
| |
Insurance |
| |
Investing |
| |
Investment Banking |
| |
Pooled Investment Fund |
|
|
|
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940? |
|
|
| |
Other Banking & Financial Services |
|
| |
Business Services |
|
Energy |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Health Care |
|
|
|
|
|
|
|
|
|
|
| |
Manufacturing |
|
Real Estate |
|
|
|
|
|
|
|
|
|
|
|
|
Retailing |
|
Restaurants |
|
Technology |
|
|
|
|
|
|
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Travel |
|
|
|
|
|
| |
Tourism & Travel Services |
|
|
|
|
Other |
|
5. Issuer Size
| Revenue Range |
OR |
Aggregate Net Asset Value Range |
| |
No Revenues |
|
No Aggregate Net Asset Value |
| |
$1 - $1,000,000 |
|
$1 - $5,000,000 |
| |
$1,000,001 - $5,000,000 |
|
$5,000,001 - $25,000,000 |
| |
$5,000,001 - $25,000,000 |
|
$25,000,001 - $50,000,000 |
| |
$25,000,001 - $100,000,000 |
|
$50,000,001 - $100,000,000 |
| |
Over $100,000,000 |
|
Over $100,000,000 |
| X |
Decline to Disclose |
|
Decline to Disclose |
| |
Not Applicable |
|
Not Applicable |
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
|
| |
Rule 504(b)(1) (not (i), (ii) or (iii)) |
|
| |
Rule 504 (b)(1)(i) |
|
| |
Rule 504 (b)(1)(ii) |
|
| |
Rule 504 (b)(1)(iii) |
|
| X |
Rule 506(b) |
|
| |
Rule 506(c) |
|
| |
Securities Act Section 4(a)(5) |
|
| |
Investment Company Act Section 3(c) |
|
| |
Section 3(c)(1) |
|
Section 3(c)(9) |
|
| |
Section 3(c)(2) |
|
Section 3(c)(10) |
|
| |
Section 3(c)(3) |
|
Section 3(c)(11) |
|
| |
Section 3(c)(4) |
|
Section 3(c)(12) |
|
| |
Section 3(c)(5) |
|
Section 3(c)(13) |
|
| |
Section 3(c)(6) |
|
Section 3(c)(14) |
|
|
|
7. Type of Filing
| |
New Notice |
|
Date of First Sale |
2019-05-24 |
|
|
First Sale Yet to Occur |
| X |
Amendment |
8. Duration of Offering
| Does the Issuer intend this offering to last more than one year? |
|
|
9. Type(s) of Securities Offered (select all that apply)
| X |
Equity |
|
Pooled Investment Fund Interests |
| |
Debt |
|
Tenant-in-Common Securities |
| |
Option, Warrant or Other Right to Acquire Another Security |
|
Mineral Property Securities |
| |
Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security |
|
Other (describe) |
|
|
10. Business Combination Transaction
| Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? |
|
|
Clarification of Response (if Necessary):
11. Minimum Investment
| Minimum investment accepted from any outside investor |
$25,000
|
USD |
12. Sales Compensation
| Recipient |
| Recipient CRD Number |
|
None |
|
| Cantor Fitzgerald & Co. |
134 |
| (Associated) Broker or Dealer |
X |
None |
|
| (Associated) Broker or Dealer CRD Number |
X |
None |
|
| None |
None |
| Street Address 1 |
Street Address 2 |
| 110 East 59th Street |
4th Floor |
| City |
State/Province/Country |
ZIP/Postal Code |
| New York |
NEW YORK |
10022 |
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States |
X |
All States |
|
|
|
| Recipient |
| Recipient CRD Number |
|
None |
|
| William E. Sugg IV |
4312125 |
| (Associated) Broker or Dealer |
|
None |
|
| (Associated) Broker or Dealer CRD Number |
|
None |
|
| APW Capital, Inc. |
43814 |
| Street Address 1 |
Street Address 2 |
| 309 South Laurel Avenu |
| City |
State/Province/Country |
ZIP/Postal Code |
| Charlotte |
NORTH CAROLINA |
28207 |
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States |
|
All States |
|
|
| SOUTH CAROLINA |
| VIRGINIA |
| NEW YORK |
| TENNESSEE |
| NORTH CAROLINA |
|
| Recipient |
| Recipient CRD Number |
|
None |
|
| Derek James Elrod |
4793202 |
| (Associated) Broker or Dealer |
|
None |
|
| (Associated) Broker or Dealer CRD Number |
|
None |
|
| APW Capital, Inc |
43814 |
| Street Address 1 |
Street Address 2 |
| 986 W. Alluvial Avenue, Suite 101 |
| City |
State/Province/Country |
ZIP/Postal Code |
| Fresno |
CALIFORNIA |
93711 |
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States |
|
All States |
|
|
|
| Recipient |
| Recipient CRD Number |
|
None |
|
| Trawnegan Gall |
6266415 |
| (Associated) Broker or Dealer |
|
None |
|
| (Associated) Broker or Dealer CRD Number |
|
None |
|
| Cabot Lodge Securities LLC |
159712 |
| Street Address 1 |
Street Address 2 |
| 200 Vesey Street, 24th Floor |
| City |
State/Province/Country |
ZIP/Postal Code |
| New York |
NEW YORK |
10281 |
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States |
|
All States |
|
|
| VERMONT |
| RHODE ISLAND |
| NEW YORK |
| GEORGIA |
| NEVADA |
| TENNESSEE |
| CALIFORNIA |
| OKLAHOMA |
| MAINE |
| VIRGINIA |
| MICHIGAN |
| OHIO |
| IDAHO |
| DELAWARE |
| WYOMING |
| FLORIDA |
| IOWA |
| MARYLAND |
| SOUTH DAKOTA |
| SOUTH CAROLINA |
| ARKANSAS |
| UTAH |
| INDIANA |
| CONNECTICUT |
| WEST VIRGINIA |
| DISTRICT OF COLUMBIA |
| MINNESOTA |
| WISCONSIN |
| ARIZONA |
| KANSAS |
| OREGON |
| MONTANA |
| MISSISSIPPI |
| LOUISIANA |
| WASHINGTON |
| NEW JERSEY |
| PUERTO RICO |
| NEW MEXICO |
| ALASKA |
| TEXAS |
| ALABAMA |
| COLORADO |
| PENNSYLVANIA |
| NORTH CAROLINA |
| NORTH DAKOTA |
| NEBRASKA |
|
| Recipient |
| Recipient CRD Number |
|
None |
|
| Marc Alan Seeherman |
1131557 |
| (Associated) Broker or Dealer |
|
None |
|
| (Associated) Broker or Dealer CRD Number |
|
None |
|
| Calton & Associates, Inc. |
20999 |
| Street Address 1 |
Street Address 2 |
| 32 West 40th Street, 2nd Floor |
| City |
State/Province/Country |
ZIP/Postal Code |
| New York |
NEW YORK |
10018 |
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States |
|
All States |
|
|
| HAWAII |
| NEW YORK |
| GEORGIA |
| NEVADA |
| CALIFORNIA |
| OKLAHOMA |
| VIRGINIA |
| MICHIGAN |
| OHIO |
| DELAWARE |
| IOWA |
| FLORIDA |
| MARYLAND |
| ILLINOIS |
| INDIANA |
| CONNECTICUT |
| DISTRICT OF COLUMBIA |
| WISCONSIN |
| ARIZONA |
| MISSOURI |
| KANSAS |
| OREGON |
| WASHINGTON |
| NEW JERSEY |
| TEXAS |
| COLORADO |
| NORTH CAROLINA |
| PENNSYLVANIA |
|
| Recipient |
| Recipient CRD Number |
|
None |
|
| Michael Lawrence Cruz |
2130750 |
| (Associated) Broker or Dealer |
|
None |
|
| (Associated) Broker or Dealer CRD Number |
|
None |
|
| Courtlandt Securities Corporation |
137356 |
| Street Address 1 |
Street Address 2 |
| 18218 McDurmott, Suite A |
| City |
State/Province/Country |
ZIP/Postal Code |
| Irvine |
CALIFORNIA |
92614 |
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States |
|
All States |
|
|
| NEVADA |
| TEXAS |
| ARIZONA |
| FLORIDA |
| CALIFORNIA |
| NORTH CAROLINA |
| MASSACHUSETTS |
|
| Recipient |
| Recipient CRD Number |
|
None |
|
| Kenneth Michael Klaudouris |
5181249 |
| (Associated) Broker or Dealer |
|
None |
|
| (Associated) Broker or Dealer CRD Number |
|
None |
|
| Crown Capital Securities, L.P |
6312 |
| Street Address 1 |
Street Address 2 |
| 725 Town and Country Road, Suite 530 |
| City |
State/Province/Country |
ZIP/Postal Code |
| Orange |
CALIFORNIA |
92868 |
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States |
|
All States |
|
|
|
| Recipient |
| Recipient CRD Number |
|
None |
|
| Joseph Gerard Michaletz |
1327534 |
| (Associated) Broker or Dealer |
|
None |
|
| (Associated) Broker or Dealer CRD Number |
|
None |
|
| DAI Securities, LLC |
36673 |
| Street Address 1 |
Street Address 2 |
| 150 St. Andrews Court, Suite 210 |
| City |
State/Province/Country |
ZIP/Postal Code |
| Mankato |
MINNESOTA |
56001 |
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States |
|
All States |
|
|
| NEW YORK |
| NEVADA |
| CALIFORNIA |
| OKLAHOMA |
| MICHIGAN |
| OHIO |
| IOWA |
| FLORIDA |
| SOUTH DAKOTA |
| ARKANSAS |
| ILLINOIS |
| UTAH |
| CONNECTICUT |
| MINNESOTA |
| WISCONSIN |
| ARIZONA |
| MISSOURI |
| KANSAS |
| MONTANA |
| OREGON |
| WASHINGTON |
| NEW MEXICO |
| TEXAS |
| COLORADO |
| NORTH CAROLINA |
| NORTH DAKOTA |
| NEBRASKA |
|
| Recipient |
| Recipient CRD Number |
|
None |
|
| Michael Edward O'Toole |
6336251 |
| (Associated) Broker or Dealer |
|
None |
|
| (Associated) Broker or Dealer CRD Number |
|
None |
|
| DAI Securities, LLC |
36673 |
| Street Address 1 |
Street Address 2 |
| 150 St. Andrews Court, Suite 210 |
| City |
State/Province/Country |
ZIP/Postal Code |
| Mankato |
MINNESOTA |
56001 |
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States |
|
All States |
|
|
| NEW YORK |
| NEVADA |
| CALIFORNIA |
| OKLAHOMA |
| MICHIGAN |
| OHIO |
| IOWA |
| FLORIDA |
| SOUTH DAKOTA |
| ARKANSAS |
| ILLINOIS |
| UTAH |
| CONNECTICUT |
| MINNESOTA |
| WISCONSIN |
| ARIZONA |
| MISSOURI |
| KANSAS |
| MONTANA |
| OREGON |
| WASHINGTON |
| NEW MEXICO |
| TEXAS |
| COLORADO |
| NORTH CAROLINA |
| NORTH DAKOTA |
| NEBRASKA |
|
| Recipient |
| Recipient CRD Number |
|
None |
|
| Jason Lee McMurtry |
2871788 |
| (Associated) Broker or Dealer |
|
None |
|
| (Associated) Broker or Dealer CRD Number |
|
None |
|
| DFPG Investments, LLC |
155576 |
| Street Address 1 |
Street Address 2 |
| 5531 Cancha De Golf, Suite 201 |
| City |
State/Province/Country |
ZIP/Postal Code |
| Rancho Santa Fe |
CALIFORNIA |
92091 |
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States |
|
All States |
|
|
| WASHINGTON |
| UTAH |
| NEW YORK |
| NEW JERSEY |
| GEORGIA |
| FLORIDA |
| CALIFORNIA |
| NORTH CAROLINA |
|
| Recipient |
| Recipient CRD Number |
|
None |
|
| Gilbert Russell Conrad |
2746778 |
| (Associated) Broker or Dealer |
|
None |
|
| (Associated) Broker or Dealer CRD Number |
|
None |
|
| Independent Financial Group, LLC |
7717 |
| Street Address 1 |
Street Address 2 |
| 716 Center Street |
| City |
State/Province/Country |
ZIP/Postal Code |
| Lewiston |
NEW YORK |
14092 |
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States |
|
All States |
|
|
| SOUTH CAROLINA |
| ILLINOIS |
| NEW YORK |
| INDIANA |
| CONNECTICUT |
| GEORGIA |
| TENNESSEE |
| WISCONSIN |
| ARIZONA |
| CALIFORNIA |
| KANSAS |
| MISSISSIPPI |
| OKLAHOMA |
| NEW JERSEY |
| MICHIGAN |
| OHIO |
| NEW MEXICO |
| ALASKA |
| TEXAS |
| FLORIDA |
| IOWA |
| PENNSYLVANIA |
| NORTH CAROLINA |
| NEBRASKA |
|
| Recipient |
| Recipient CRD Number |
|
None |
|
| Brett Richard Clarke |
4777354 |
| (Associated) Broker or Dealer |
|
None |
|
| (Associated) Broker or Dealer CRD Number |
|
None |
|
| Independent Financial Group, LLC |
7717 |
| Street Address 1 |
Street Address 2 |
| 3720 Oceanic Way, Suite 208 |
| City |
State/Province/Country |
ZIP/Postal Code |
| Oceanside |
CALIFORNIA |
92056 |
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States |
|
All States |
|
|
| SOUTH CAROLINA |
| ARKANSAS |
| UTAH |
| ILLINOIS |
| VIRGINIA |
| NEVADA |
| IDAHO |
| MISSOURI |
| FLORIDA |
| CALIFORNIA |
| OREGON |
| MISSISSIPPI |
|
| Recipient |
| Recipient CRD Number |
|
None |
|
| Richard Lee Wagner |
4575603 |
| (Associated) Broker or Dealer |
|
None |
|
| (Associated) Broker or Dealer CRD Number |
|
None |
|
| Independent Financial Group, LLC |
7717 |
| Street Address 1 |
Street Address 2 |
| 3098 Highland Drive, Suite 490 |
| City |
State/Province/Country |
ZIP/Postal Code |
| Salt Lake City |
UTAH |
84106 |
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States |
|
All States |
|
|
| UTAH |
| NEW YORK |
| NEVADA |
| CALIFORNIA |
| MISSOURI |
| MONTANA |
| OREGON |
| NEW HAMPSHIRE |
| WASHINGTON |
| ALASKA |
| IDAHO |
| WYOMING |
| TEXAS |
| ALABAMA |
| FLORIDA |
| NORTH CAROLINA |
| NEBRASKA |
|
| Recipient |
| Recipient CRD Number |
|
None |
|
| Stacey Jim Morimoto |
4420782 |
| (Associated) Broker or Dealer |
|
None |
|
| (Associated) Broker or Dealer CRD Number |
|
None |
|
| K Capital LLC |
147191 |
| Street Address 1 |
Street Address 2 |
| 4901 Morena Boulevard, Suite 121 |
| City |
State/Province/Country |
ZIP/Postal Code |
| San Diego |
CALIFORNIA |
92117 |
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States |
|
All States |
|
|
| WASHINGTON |
| NEW YORK |
| NEVADA |
| TEXAS |
| ARIZONA |
| FLORIDA |
| CALIFORNIA |
| OREGON |
|
| Recipient |
| Recipient CRD Number |
|
None |
|
| Andres Pablo Ichaso |
6265351 |
| (Associated) Broker or Dealer |
|
None |
|
| (Associated) Broker or Dealer CRD Number |
|
None |
|
| Lighthouse Capital Group, LLC |
169135 |
| Street Address 1 |
Street Address 2 |
| 1055 E. Colorado Boulevard, Suite 310 |
| City |
State/Province/Country |
ZIP/Postal Code |
| Pasadena |
CALIFORNIA |
91106 |
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States |
|
All States |
|
|
| RHODE ISLAND |
| SOUTH CAROLINA |
| ILLINOIS |
| NEW YORK |
| GEORGIA |
| NEVADA |
| ARIZONA |
| KENTUCKY |
| CALIFORNIA |
| OREGON |
| WASHINGTON |
| VIRGINIA |
| NEW JERSEY |
| NEW MEXICO |
| FLORIDA |
| NORTH CAROLINA |
| PENNSYLVANIA |
|
| Recipient |
| Recipient CRD Number |
|
None |
|
| Matias Eduardo Ichaso |
6598007 |
| (Associated) Broker or Dealer |
|
None |
|
| (Associated) Broker or Dealer CRD Number |
|
None |
|
| Lighthouse Capital Group, LLC |
169135 |
| Street Address 1 |
Street Address 2 |
| 1055 E. Colorado Boulevard, Suite 310 |
| City |
State/Province/Country |
ZIP/Postal Code |
| Pasadena |
CALIFORNIA |
91106 |
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States |
|
All States |
|
|
| LOUISIANA |
| ILLINOIS |
| NEW YORK |
| NEW JERSEY |
| NEW MEXICO |
| TEXAS |
| WISCONSIN |
| FLORIDA |
| CALIFORNIA |
| NORTH CAROLINA |
| MARYLAND |
| OREGON |
|
| Recipient |
| Recipient CRD Number |
|
None |
|
| Leslie Margaret Pappas |
1735372 |
| (Associated) Broker or Dealer |
|
None |
|
| (Associated) Broker or Dealer CRD Number |
|
None |
|
| Lightpath Capital, Inc. |
34617 |
| Street Address 1 |
Street Address 2 |
| 3130 Baker Street |
| City |
State/Province/Country |
ZIP/Postal Code |
| San Francisco |
CALIFORNIA |
94123 |
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States |
|
All States |
|
|
| CONNECTICUT |
| CALIFORNIA |
| NORTH CAROLINA |
|
| Recipient |
| Recipient CRD Number |
|
None |
|
| Miki Hashimoto |
4728769 |
| (Associated) Broker or Dealer |
|
None |
|
| (Associated) Broker or Dealer CRD Number |
|
None |
|
| Lightpath Capital, Inc. |
34617 |
| Street Address 1 |
Street Address 2 |
| 1453 Third Street Promenade, Suite 315 |
| City |
State/Province/Country |
ZIP/Postal Code |
| Los Angeles |
CALIFORNIA |
90401 |
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States |
|
All States |
|
|
|
| Recipient |
| Recipient CRD Number |
|
None |
|
| Frank Piscitelli |
6935623 |
| (Associated) Broker or Dealer |
|
None |
|
| (Associated) Broker or Dealer CRD Number |
|
None |
|
| Lightpath Capital, Inc. |
34617 |
| Street Address 1 |
Street Address 2 |
| 3130 Baker Street |
| City |
State/Province/Country |
ZIP/Postal Code |
| San Francisco |
CALIFORNIA |
94123 |
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States |
|
All States |
|
|
| OKLAHOMA |
| VIRGINIA |
| NEW YORK |
| CONNECTICUT |
| NEW MEXICO |
| TEXAS |
| FLORIDA |
| CALIFORNIA |
| OREGON |
| MONTANA |
|
| Recipient |
| Recipient CRD Number |
|
None |
|
| David Thomas Olsen |
4823650 |
| (Associated) Broker or Dealer |
|
None |
|
| (Associated) Broker or Dealer CRD Number |
|
None |
|
| Madison Avenue Securities, LLC |
23224 |
| Street Address 1 |
Street Address 2 |
| 2810 E. Oakland Park Boulevard, Suite 10 |
| City |
State/Province/Country |
ZIP/Postal Code |
| Fort Lauderdale |
FLORIDA |
33306 |
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States |
|
All States |
|
|
| NEW YORK |
| FLORIDA |
| CALIFORNIA |
|
| Recipient |
| Recipient CRD Number |
|
None |
|
| Corbin Scott Thomas |
4234748 |
| (Associated) Broker or Dealer |
|
None |
|
| (Associated) Broker or Dealer CRD Number |
|
None |
|
| McDermott Investment Services, LLC |
154926 |
| Street Address 1 |
Street Address 2 |
| 101 Main Street, Suite 260 |
| City |
State/Province/Country |
ZIP/Postal Code |
| Huntington Beach |
CALIFORNIA |
92648 |
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States |
|
All States |
|
|
| RHODE ISLAND |
| NEW YORK |
| GEORGIA |
| NEVADA |
| CALIFORNIA |
| OKLAHOMA |
| MAINE |
| VIRGINIA |
| OHIO |
| IDAHO |
| WYOMING |
| FLORIDA |
| IOWA |
| MARYLAND |
| MASSACHUSETTS |
| SOUTH DAKOTA |
| SOUTH CAROLINA |
| ARKANSAS |
| UTAH |
| ILLINOIS |
| INDIANA |
| CONNECTICUT |
| WEST VIRGINIA |
| DISTRICT OF COLUMBIA |
| MINNESOTA |
| WISCONSIN |
| ARIZONA |
| KENTUCKY |
| MISSOURI |
| KANSAS |
| OREGON |
| MONTANA |
| MISSISSIPPI |
| LOUISIANA |
| WASHINGTON |
| NEW JERSEY |
| NEW MEXICO |
| ALASKA |
| TEXAS |
| ALABAMA |
| COLORADO |
| PENNSYLVANIA |
| NORTH CAROLINA |
| NORTH DAKOTA |
| NEBRASKA |
|
| Recipient |
| Recipient CRD Number |
|
None |
|
| Robert Alan Horning |
23116640 |
| (Associated) Broker or Dealer |
|
None |
|
| (Associated) Broker or Dealer CRD Number |
|
None |
|
| McDermott Investment Services, LLC |
154926 |
| Street Address 1 |
Street Address 2 |
| 6633 S. Halm Avenue |
| City |
State/Province/Country |
ZIP/Postal Code |
| Los Angeles |
CALIFORNIA |
90056 |
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States |
|
All States |
|
|
| SOUTH DAKOTA |
| LOUISIANA |
| ILLINOIS |
| HAWAII |
| VIRGINIA |
| NEVADA |
| ARIZONA |
| IOWA |
| CALIFORNIA |
|
| Recipient |
| Recipient CRD Number |
|
None |
|
| Chase Micah Tustin |
6928184 |
| (Associated) Broker or Dealer |
|
None |
|
| (Associated) Broker or Dealer CRD Number |
|
None |
|
| PH Partners, LLC |
130790 |
| Street Address 1 |
Street Address 2 |
| 1636 Mount Larson Road, Suite 108 |
| City |
State/Province/Country |
ZIP/Postal Code |
| Austin |
TEXAS |
78746 |
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States |
|
All States |
|
|
|
| Recipient |
| Recipient CRD Number |
|
None |
|
| Jamie Bradley Millett |
2181997 |
| (Associated) Broker or Dealer |
|
None |
|
| (Associated) Broker or Dealer CRD Number |
|
None |
|
| Purshe Kaplan Sterling Investments |
35747 |
| Street Address 1 |
Street Address 2 |
| 255 Patroon Creek Boulevard, Unit 1113 |
| City |
State/Province/Country |
ZIP/Postal Code |
| Albany |
NEW YORK |
12206 |
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States |
|
All States |
|
|
| ILLINOIS |
| NEW YORK |
| INDIANA |
| CONNECTICUT |
| GEORGIA |
| NEVADA |
| DISTRICT OF COLUMBIA |
| ARIZONA |
| CALIFORNIA |
| LOUISIANA |
| VIRGINIA |
| NEW JERSEY |
| TEXAS |
| FLORIDA |
| PENNSYLVANIA |
| NORTH CAROLINA |
| MARYLAND |
|
| Recipient |
| Recipient CRD Number |
|
None |
|
| Tomas Juhan Velken |
1600404 |
| (Associated) Broker or Dealer |
|
None |
|
| (Associated) Broker or Dealer CRD Number |
|
None |
|
| Sigma Financial Corporation |
14303 |
| Street Address 1 |
Street Address 2 |
| 1078 Carol Lane, #203 |
| City |
State/Province/Country |
ZIP/Postal Code |
| Lafayette |
CALIFORNIA |
94549 |
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States |
|
All States |
|
|
| NEW YORK |
| NEW JERSEY |
| INDIANA |
| NEVADA |
| WISCONSIN |
| ARIZONA |
| FLORIDA |
| CALIFORNIA |
|
| Recipient |
| Recipient CRD Number |
|
None |
|
| Stacey Jim Morimoto |
4420782 |
| (Associated) Broker or Dealer |
|
None |
|
| (Associated) Broker or Dealer CRD Number |
|
None |
|
| Stax Capital |
300607 |
| Street Address 1 |
Street Address 2 |
| 4901 Morena Boulevard, Suite 121 |
| City |
State/Province/Country |
ZIP/Postal Code |
| San Diego |
CALIFORNIA |
92117 |
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States |
|
All States |
|
|
| WASHINGTON |
| NEW YORK |
| NEVADA |
| TEXAS |
| ARIZONA |
| FLORIDA |
| CALIFORNIA |
| OREGON |
|
| Recipient |
| Recipient CRD Number |
|
None |
|
| Anthony Belden Brown |
6900485 |
| (Associated) Broker or Dealer |
|
None |
|
| (Associated) Broker or Dealer CRD Number |
|
None |
|
| Stax Capital |
300607 |
| Street Address 1 |
Street Address 2 |
| 4901 Morena Boulevard, Suite 121 |
| City |
State/Province/Country |
ZIP/Postal Code |
| San Diego |
CALIFORNIA |
92117 |
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States |
|
All States |
|
|
| WASHINGTON |
| NEW YORK |
| TEXAS |
| CALIFORNIA |
| OREGON |
|
| Recipient |
| Recipient CRD Number |
|
None |
|
| Chay Thomas Lapin |
6275140 |
| (Associated) Broker or Dealer |
|
None |
|
| (Associated) Broker or Dealer CRD Number |
|
None |
|
| Wealthforge Securities, LLC |
152550 |
| Street Address 1 |
Street Address 2 |
| 21515 Hawthorne Boulevard, Suite 360 |
| City |
State/Province/Country |
ZIP/Postal Code |
| Torrance |
CALIFORNIA |
90503 |
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States |
X |
All States |
|
|
|
| Recipient |
| Recipient CRD Number |
|
None |
|
| David P. Dahill |
6581024 |
| (Associated) Broker or Dealer |
|
None |
|
| (Associated) Broker or Dealer CRD Number |
|
None |
|
| Wealthforge Securities, LLC |
152550 |
| Street Address 1 |
Street Address 2 |
| 109 E. 10th Street, Suite 300 |
| City |
State/Province/Country |
ZIP/Postal Code |
| Austin |
TEXAS |
78701 |
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States |
|
All States |
|
|
| RHODE ISLAND |
| VERMONT |
| HAWAII |
| MAINE |
| VIRGINIA |
| MICHIGAN |
| DELAWARE |
| IDAHO |
| IOWA |
| MARYLAND |
| MASSACHUSETTS |
| ARKANSAS |
| ILLINOIS |
| UTAH |
| INDIANA |
| MINNESOTA |
| ARIZONA |
| MISSOURI |
| MONTANA |
| MISSISSIPPI |
| NEW HAMPSHIRE |
| NEW JERSEY |
| NEW MEXICO |
| ALASKA |
| ALABAMA |
| TEXAS |
| NORTH CAROLINA |
| NORTH DAKOTA |
| NEBRASKA |
| NEW YORK |
| GEORGIA |
| NEVADA |
| TENNESSEE |
| CALIFORNIA |
| OKLAHOMA |
| OHIO |
| WYOMING |
| FLORIDA |
| SOUTH DAKOTA |
| SOUTH CAROLINA |
| CONNECTICUT |
| WEST VIRGINIA |
| DISTRICT OF COLUMBIA |
| WISCONSIN |
| KENTUCKY |
| KANSAS |
| OREGON |
| LOUISIANA |
| WASHINGTON |
| COLORADO |
| PENNSYLVANIA |
|
| Recipient |
| Recipient CRD Number |
|
None |
|
| Jason Andrew Salmon |
6081963 |
| (Associated) Broker or Dealer |
|
None |
|
| (Associated) Broker or Dealer CRD Number |
|
None |
|
| Wealthforge Securities, LLC |
152550 |
| Street Address 1 |
Street Address 2 |
| 104 West 40th Street, 5th Floor |
| City |
State/Province/Country |
ZIP/Postal Code |
| New York |
NEW YORK |
10018 |
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States |
X |
All States |
|
|
|
| Recipient |
| Recipient CRD Number |
|
None |
|
| Leslie Vincent Anderton |
873403 |
| (Associated) Broker or Dealer |
|
None |
|
| (Associated) Broker or Dealer CRD Number |
|
None |
|
| Wilson-Davis & Co., Inc. |
3777 |
| Street Address 1 |
Street Address 2 |
| 236 South Main |
| City |
State/Province/Country |
ZIP/Postal Code |
| Salt Lake City |
UTAH |
84101 |
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States |
|
All States |
|
|
| RHODE ISLAND |
| UTAH |
| ILLINOIS |
| NEW YORK |
| INDIANA |
| GEORGIA |
| TENNESSEE |
| WISCONSIN |
| ARIZONA |
| KENTUCKY |
| CALIFORNIA |
| KANSAS |
| OREGON |
| WASHINGTON |
| IDAHO |
| WYOMING |
| TEXAS |
| COLORADO |
| FLORIDA |
| PENNSYLVANIA |
| NORTH CAROLINA |
| MARYLAND |
| MASSACHUSETTS |
|
| Recipient |
| Recipient CRD Number |
|
None |
|
| Kenneth J. Schaeffer |
6155841 |
| (Associated) Broker or Dealer |
|
None |
|
| (Associated) Broker or Dealer CRD Number |
|
None |
|
| Worden Capital |
148366 |
| Street Address 1 |
Street Address 2 |
| 45 Broadway, 19th Floor |
| City |
State/Province/Country |
ZIP/Postal Code |
| New York |
NEW YORK |
10006 |
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States |
|
All States |
|
|
| HAWAII |
| NEW YORK |
| GEORGIA |
| NEVADA |
| TENNESSEE |
| CALIFORNIA |
| OKLAHOMA |
| VIRGINIA |
| MICHIGAN |
| OHIO |
| IDAHO |
| DELAWARE |
| FLORIDA |
| IOWA |
| MARYLAND |
| MASSACHUSETTS |
| SOUTH CAROLINA |
| ARKANSAS |
| UTAH |
| INDIANA |
| CONNECTICUT |
| WEST VIRGINIA |
| MINNESOTA |
| WISCONSIN |
| ARIZONA |
| KENTUCKY |
| MISSOURI |
| KANSAS |
| OREGON |
| MONTANA |
| MISSISSIPPI |
| LOUISIANA |
| NEW HAMPSHIRE |
| WASHINGTON |
| NEW JERSEY |
| ALASKA |
| TEXAS |
| ALABAMA |
| COLORADO |
| PENNSYLVANIA |
| NORTH CAROLINA |
| NORTH DAKOTA |
| NEBRASKA |
|
13. Offering and Sales Amounts
| Total Offering Amount |
$28,250,000
|
USD |
|
| Total Amount Sold |
$28,250,000
|
USD |
| Total Remaining to be Sold |
$0
|
USD |
|
Clarification of Response (if Necessary):
14. Investors
|
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering. |
|
|
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: |
|
15. Sales Commissions & Finder's Fees Expenses
Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
| Sales Commissions |
$2,401,250
|
USD |
|
| Finders' Fees |
$72
|
USD |
|
Clarification of Response (if Necessary):
16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
Clarification of Response (if Necessary):
CF Bellevue Depositor, LLC (the "Depositor") was responsible for paying certain fees and costs of approximately $3,482,511. The remaining $1,616,250 was retained by the Depositor and its affiliates.Signature and Submission
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission
| In submitting this notice, each issuer named above is: |
- Notifying the SEC and/or each State in which this notice is filed of the offering of
securities described and undertaking to furnish them, upon written request, in the accordance with applicable
law, the information furnished to offerees.*
- Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator
or other legally designated officer of the State in which the issuer maintains its principal
place of business and any State in which this notice is filed, as its agents for service of
process, and agreeing that these persons may accept service on its behalf, of any notice,
process or pleading, and further agreeing that such service may be made by registered or
certified mail, in any Federal or state action, administrative proceeding, or arbitration
brought against the issuer in any place subject to the jurisdiction of the United States, if the
action, proceeding or arbitration (a) arises out of any activity in connection with the
offering of securities that is the subject of this notice, and (b) is founded, directly or
indirectly, upon the provisions of: (i) the Securities Act of 1933, the Securities Exchange
Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the
Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii)
the laws of the State in which the issuer maintains its principal place of business or any State
in which this notice is filed.
- Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).
|
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
| Issuer |
Signature |
Name of Signer |
Title |
Date |
| CF Bellevue Multifamily DST |
/s/ Steven Bisgay |
Steven Bisgay |
CFO of Cantor Fitzgerald, L.P. |
2020-04-03 |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
* This undertaking does not affect any limits Section 102(a) of the National Securities Markets
Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to
require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes
of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot
routinely require offering materials under this undertaking or otherwise and can require offering materials only to the
extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.